Exploring Inflation Options for Warm Dark Matter Coupled to the Higgs Boson ()
1. Introduction
The present study is motivated by two recent observations. Firstly, the precise measurements of the Higgs boson mass mH at the Large Hadron Collider (LHC), and of the top quark mass mt at the Tevatron and LHC, within their 3σ uncertainties, allow the Standard Model to be valid all the way up to the Planck energy scale, without a compelling need for new physics beyond the Standard Model at high energies [1] [2] [3] . And secondly, recent measurements of the dark matter particle comoving root-mean-square velocity
happen to agree with the prediction of the “no freeze-in and no freeze-out” scenario of spin zero dark matter
that decouples early on from the Standard Model sector, e.g. scalar dark matter coupled to the Higgs boson [4] .
is the expansion parameter of the universe normalized to
at the present time
. Rotation curves of dwarf galaxies obtain
[5] . Galaxy rest-frame ultraviolet (UV) luminosity distributions, and stellar mass distributions, at redshifts
and 10, obtain
[6] . The predictions of the “no freeze-in and no freeze-out” scenario, for dark matter
coupled to the Higgs boson, with the measured dark matter density, are
,
842 ± 13 m/s, and 1471 ± 19 m/s, for spin 0,
, and 1 dark matter particles, respectively [4] . Note that spin
and spin 1 particles
are disfavored by the
measurements.
has a predicted mass
[4] . If
is real, then
is the dark matter particle.1 If
is complex, it may decay to two massive gauge bosons V which are the dark matter in this case [10] . Additional observables studied, that obtain consistent results, are the redshift of first galaxies [11] , the ultra-violet luminosity of first galaxies [6] , and the related “reionization optical depth” [6] . For a summary of measurements see [6] .
For these reasons, in the present study we explore inflation options of the Standard Model extended with a scalar warm dark matter field
with a contact coupling
to the Higgs boson
.
In Section 2 we take a journey towards the past, based on current observations and on the assumption of the validity of the Standard Model up to high energies. In Sections 3 to 7 we take a journey towards the future, starting from an assumed early stage of inflation of the universe driven by either
or
, and the assumption that quantum fluctuations during inflation are the seeds of galaxies and of the observed large-scale power spectrum of density perturbations. The meeting, or not, of the two journeys provides a consistency test of the preceding assumptions. It is quite amazing, and non-trivial, that current data and the listed assumptions do pass the consistency test with no adjustable parameters! A summary of results is presented in the concluding section.
2. The Expansion History of the Universe
A summary of the expansion history of the universe is presented in Figure 1. The horizontal axis
is the comoving distance in Planck units, and the vertical axis
is the expansion parameter
, both with natural logarithmic scales.
is the Planck mass (we adopt the definition of [1] ). The two vertical lines correspond to two particles fixed in space: the vertical axis is the observer, i.e. us, and the red line is a point fixed in space at the reference comoving distance
. The comoving distance to the horizon relative to us, indicated by the blue line, is
, where the Hubble parameter H is the relative expansion rate. The
![]()
Figure 1. Past and future history of the universe. Vertical axis: natural logarithm of the expansion parameter
, i.e. “e-folds”. Horizontal axis: natural logarithm of comoving distances
in Planck units. The red line corresponds to a fixed point in space at a reference comoving distance
. The blue line is the comoving distance to the horizon
in Planck units. The thin green box (with a width too small to be resolved on this scale) is the prediction
for the end of inflation with the observed values of
and
, at 68% confidence (from Table 2), with no free parameter! The Cosmic Microwave Background radiation (CMB) that we see today propagates to us from point “X”. Symbols “−” and “×” illustrate segments of “light” rays (or should we say “dark” rays?) inside and outside of the horizon (see text).
expansion parameter
, in a spatially flat and homogeneous universe, evolves according to the Friedmann equation [1] :
(1)
where
is the critical density. Today,
. The density has contributions from radiation, and matter, and we have included the cosmological constant Λ (or vaccuum energy) contribution into ρ:
:
(2)
It is handy to have the solutions to (1) when one term in ρ dominates, see Table 1.
![]()
Table 1. t or
dependence of some cosmological quantities when only one type of density dominates.
is the proper distance to the horizon.
is the comoving distance to the horizon. The proper distance to a “galaxy”, i.e. a fixed point in space, is
. The comoving distance to a “galaxy” is a constant. See Figure 1.
The blue straight lines in Figure 1 can be understood by noting that the comoving distance to the horizon 1/(
) is proportional to
,
,
, and
, for ρ dominated, respectively, by vacuum energy during inflation until
, radiation until
, matter until
, and the cosmological constant (extended to the future to be seen on the scale of the figure). (There are intervals of
in the range
with
if the inflaton field has a dominating quadratic potential, but this will not be the case in the present scenario.)
Note that a point in space at the reference comoving distance
exits the horizon at
, and re-enters the horizon at
, i.e.
(3)
Radiation decouples from matter at
as indicated by the black horizontal line in Figure 1. The Cosmic Microwave Background Radiation that we observe today propagates freely since tdec from the “CMB” point marked with an X in Figure 1.
The slope of “light” rays is
(4)
so
if
is inside the horizon, while
if
is outside the horizon. Segments of light rays are shown with symbols “−” and “×” in Figure 1.
The Einstein equation of General Relativity obtains (1), and also the energy conservation equation
(5)
where p is the pressure:
(6)
Let us now obtain the temperature in the range
, where Treh is the reheating temperature when the Standard Model particles and
obtain thermal equilibrium. From conservation of entropy
(7)
where
is the present photon temperature [1] , and
for each particle species, with Nb or Nf the number of spin states for bosons or fermions respectively. We have neglected gauge singlet neutrinos with both Yukawa and Majorana mass terms (needed to give the observed mass and mixing to neutrinos, and for baryogenesis via leptogenesis [12] ).
for the photon,
for three left-handed neutrinos plus right-handed anti-neutrinos, and
for the scalar warm dark matter
,
, and
. greh is the effective number of degrees of freedom at the end of the reheating phase. For the present model with warm dark matter,
. So,
(8)
The corresponding density is
(9)
3. Inflation with a Quadratic Potential
In this Section we take
to be the field that drives inflation. Our metric for flat space is
(10)
Greek indices go from 0 to 3, while latin indices go from 1 to 3. The Lagrangian, wave equation, energy-momentum tensor, energy density, and pressure of a real scalar field
, are [1]
(11)
(12)
(13)
(14)
(15)
We have neglected spatial derivatives in these last two equations. ρ and p are the density and pressure of the homogeneous fluid in its rest frame. From (5), (10) and (14) we obtain
(16)
Dots are derivatives with respect to t. In this equation we have included the total decay rate Γ of S to discuss reheating in Sections 6 and 7. It is convenient to define the “slow-roll” parameters:
(17)
Initial conditions for
and
are such that
at
. While
can be neglected in (16) we are in the “slow-roll” regime. Necessary conditions for the slow-roll approximation to be valid are
and
. In this approximation
. Note that inflation ends, i.e.
, when
.
In the slow-roll approximation, H, ρ, and p are approximately constant, and
grows approximately exponentially with time. In the slow-roll approximation, the number of “e-folds” of growth of
until
, is
(18)
The dimensionless power spectrum2 of density fluctuations at horizon re-entry is [1] [13] [14]
(19)
and the tensor gravitational wave power spectrum at horizon re-entry is
(20)
Note that
and
correspond to
. The power spectrum
at the reference wavenumber
is measured to be
[1] . The tensor-to-scalar ratio for single-field slow-roll inflation is [1]
(21)
A “pedestrian” derivation of (19) is presented in Appendix A.
Let us now consider the quadratic potential
(22)
The slow-roll parameters are
(23)
The solution of the evolution equations in the slow-roll approximation are
(24)
(25)
End of inflation, i.e.
, corresponds to
. The number of e-folds of inflation is:
(26)
The power spectrum of density fluctuations, and the spectral tilt, are
(27)
(28)
From the measured
, we obtain
and
, and from the measured
, we obtain
. In conclusion, a quadratic potential is appropriate for cold dark matter, not for the warm dark matter studied in this article. Also, preheating with a quadratic potential requires
, i.e. cold dark matter. We therefore turn to a study of inflation with a quartic potential.
4. Inflation with a Quartic Potential
To the Standard Model we add a warm dark matter real scalar field
, with Z2 symmetry
, with a contact coupling
to the Higgs boson field
. (An alternative is complex
with a Lagrangian with U(1) symmetry that is, or is not, broken by the
and
ground state [10] . Complex
only requires minimal changes of notation, e.g.
.) The action is
(29)
(30)
(31)
(32)
Note that the Higgs field
and dark matter field
have non-minimal couplings
and
to the curvature scalar R. These terms are needed for inflation (see Table 2 and Table 3) and also for renormalization [15] . The Higgs part of the Standard Model Lagrangian
, in the unitary gauge with
(33)
is
(34)
![]()
Table 2. Parameters of the metric version of general relativity, obtained from
,
[1] , and
, and Equations (42) to (49). The Higgs boson h is assumed to drive inflation. For
driving inflation replace
. Uncertainties have 68% confidence, and are correlated.
![]()
Table 3. Parameters of the Palatini version of general relativity, obtained from
,
[1] , and
, and Equations (42) to (49). Other parameters remain unconstrainted. The Higgs boson h is assumed to drive inflation. For
driving inflation replace
. Uncertainties have 68% confidence, and are correlated.
The dark matter particle mass is
[4] , with
assumed positive, while
is negative. The Higgs boson mass is
. These masses play no significant role in inflation.
In this section we will assume that the field h drives inflation, and therefore set
initially, and so neglect the term with
.
The Lagrangian can be brought to the “Einstein form”, without the non-minimal couplings to R, with a transformation of the metric [15]
(35)
and a redefinition of the field. We distinguish two versions of General Relativity: the “metric” version, and the “Palatini” version. In the “Palatini” version of General Relativity the metric
and the affine connection
are treated as independent variables. The metric and Palatini versions differ if the non-minimal couplings to gravity,
or
, are different from zero. In the metric version, the needed field redefinition and the transformed potential, for
, are [1] [15] :
(36)
(37)
In the Palatini version, the needed field redefinition and the transformed potential are [16] :
(38)
(39)
The slow-roll parameters are defined as
(40)
(41)
In the slow-roll approximation, while
and
, in the metric [15] or Palatini [16] versions of General Relativity, we obtain
(42)
(43)
(44)
(45)
(46)
(47)
(48)
(49)
Let us consider the metric version of General Relativity. Note that the measured
obtains N, r,
,
, and
, see Table 2. The measured
obtains
. Together they determine
,
,
,
, and Hf. Finally, Hi and k obtains
, and, with N, obtains
. The resulting
and N, with their uncertainties, obtains the green closure box in Figure 1. Note that a different measured
would shift the green box. Results for the Palatini version of General Relativity are listed in Table 3.
The preceding results, with the interchange
, are also valid for inflation driven by
instead of
. We note that
and
have no significant effect on inflation.
5. Comments on Higgs Inflation
The Higgs quartic coupling
runs from
at
to
(50)
at
[17] . Note that, within 3σ uncertainties,
may be negative, zero or positive! The relation
is not a prediction of the Standard Model since it depends on input parameters to the model, e.g.
,
and
. Either
is a coincidence, or some unknown high energy extension of the Standard Model relates these parameters. Since
may be positive up to
, the possible need for new physics is pushed to very high energies. Note that the Higgs mass
has relatively little running [17] [18] , so
running compensates
running.
also vanishes around the Planck mass. “Near-criticality holds for both the Higgs quartic and the top Yukawa coupling” [17] .
From [17] and [19] we conclude that Electro Weak Symmetry Breaking (EWSB) at
[19] is not due to
running to zero at this temperature, but to a fraction of the Higgs bosons excited to above the potential
barrier
. We note that this potential barrier grows
with the renormalization energy scale
slower than the temperature
, which allows the restoration of the electroweak symmetry
at
.
The renormalization energy scale at which
crosses zero depends critically on the Yukawa coupling
, on the SU(3) gauge coupling
, and, to a lesser extent, on
. During inflation the Higgs boson does not have time to become “dressed”, so we should use
(not
) which depends critically on
,
, and
, and may even be zero or negative, and so, Higgs inflation may break down.
The renormalization group equations for the Standard Model extended with a scalar field coupled to the Higgs boson, have been studied in [20] [21] and [22] . Our conclusions, for the warm dark matter extension of the Standard Model studied in this article, with the expected
of order 10−8 to 10−7, is that the running of Standard Model parameters is not significantly changed, while
increases with
, and so does not become zero. For example, if we set
, we obtain
.
6. Preheating after Inflation
If decays of the inflaton field can be neglected during inflation, then
is constant, and the temperature is exponentially small, or zero, at the end of this “cold” inflation. A “reheating” period is needed after the end of cold inflation at
in order to start the radiation-dominated hot big-bang cosmology. After inflation “the field oscillates about a potential minimum and decays. How this occurs is unknown in any detail.” [23] Steven Weinberg makes a similar comment [14] . This oscillation and decay is known as “preheating”. For a potential
, the equation of state is
[24] . So, while the oscillation is dominated by the quartic potential, the equation of state is
, as for radiation. If the potential becomes quadratic,
, and the inflaton field expands as matter (but this will not be the case in the present scenario).
Assume
is the inflaton field. During preheating
oscillates anharmonically with angular frequency
[25] (defined as 2π divided by the period), and
(51)
(52)
where
is a pseudo-temperature since thermal equilibrium has not yet been reached. Note that in the metric version of General Relativity
and
are obtained from measurements of
and
, and so all parameters are known during preheating. Somehow we need to create particle pairs with opposite momenta
and
. To this end we need density and/or curvature perturbations that couple to the oscillating inflaton field.
Local thermal and chemical equilibrium needs to be achieved before the temperature
drops below
MeV to not upset the predictions of Big Bang Nucleosynthesis (BBN) [1] . Thermal and chemical equilibrium between
and h needs to be achieved before
drops below mH, so that dark matter agrees with observations [4] .
6.1. Preheating after Higgs Inflation
This subsection is presented to illustrate issues with preheating. The evolution of the coherent inflaton field is given by (16) (where in the case of Higgs inflation we need to replace
by h). When the expansion rate
drops below the decay rate Γ, h decays effectively and, with (9), defines a preheating pseudo-temperature
(“pseudo” because thermal equilibrium has not yet been reached) [1] :
(53)
The theoretical total width of the Higgs boson is
[1] (neglecting decays to SS), so a very rough first estimate is
(54)
However, it is not a Higgs boson h with mass mH (defined by a quadratic potential) that decays, it is a coherent Higgs boson field (h), oscillating in a quartic potential with a frequency
, that (perhaps?) decays. Furthermore,
does not apply. The Lagrangian interaction terms containing h have the forms
,
,
,
,
, and
, where L
(R) are left-handed (right-handed) quarks and leptons, and V and V' are gauge bosons
,
. At
the electroweak symmetry
is restored, so
becomes effectively zero, and several decay channels are closed. The terms
can be neglected because the Yukawa couplings
. The surviving terms are quadratic in the oscillating inflaton field (h), and need a special treatment.
There are several other issues [26] . For example, if there are already
bosons in some final state, then the decay rate to this state needs to be multiplied by
. Also, since
at Planck energies is very small (or even negative!) Higgs inflation may break down, and
-inflation may need to come to the rescue.
6.2. Preheating by Parametric Resonance
Consider inflation driven by the field
. Inflation ends, i.e.
, when
. Thereafter the homogeneous classical field
oscillates coherently around the minimum of the potential
. We assume that the quartic term dominates the potential
. The problem of preheating is how to convert the homogeneous classically oscillating coherent field into quantum mechanical particles. The classical equations to be solved, while
, are (1) with
, and (16). The term in the Lagrangian (30) with
, that is
important early on during inflation, can be neglected when inflation ends and
oscillates. In our case of interest of warm dark matter, we also neglect the term
with
. Then the potential of interest is
. This “conformally
invariant” potential has been studied in detail in [25] . The analytical solution obtains
, as in a radiation-dominated universe. The oscillation has an amplitude that decays as
due to the expansion of the universe, and the angular frequency of the non-sinusoidal oscillation
, where
is the period, becomes redshifted:
(55)
The classically oscillating field (
) decays into
and h particles that are treated quantum-mechanically. Let
and hk be the quantum mechanical amplitudes of the particles S and h in mode k in the Heisenberg representation. Then
(56)
(57)
where
is the comoving momentum, and
is the proper (or physical) momentum, of the mode. Dots indicate derivatives with respect to time t. The terms proportional to
in (56) and (57) come from
or
, respectively. These terms are the source of the parametric resonance. (Parametric resonance is understood by every child on a swing: the child stands up every time the swing passes its lowest point!) Note that both terms inside the parentheses are proportional to
, which allows an elimination of
by changes of variables. The solutions of these equations depend on the parameter combination
, and on the time independent comoving momentum
of the modes. The oscillations of
cause parametric resonances with numbers of particles nS and nh per mode
that grow exponentially with
(in instability bands in the
parameter space). We note that, for the conformally invariant potential, a mode k inside a parametric resonance band stays fixed in the
space. (If the
were non-negligible, the resonances enter and leave instability bands, and the parametric resonances becomes chaotic [25] .) An estimate of the number nh of Higgs bosons in mode k, obtained from Figure 6 of [25] , is
(58)
and
. Note that the exponential growth of nh starts with the vacuum initial quantum field amplitude for the field h, corresponding to
.
This is only half of the story: we have reviewed the increase of nh, but not the decrease of the coherent inflaton field (
). This “backreaction” is studied in [25] .
7. Reheating
For more general presentations see [27] and [26] . Here we will study two channels that need to bring warm dark matter
into thermal and diffusive equilibrium with the Higgs boson before the temperature drops below mH. This is a requirement of cosmological observations [4] .
7.1. Thermalization of
by Higgs Boson Annihilations
Consider Higgs inflation followed by Standard Model reheating to a temperature
. Here we study thermalization of
by Higgs boson annihilation
, which must occur before the temperature drops below
to satisfy the “no freeze-in and no freeze-out” warm dark matter scenario. The Higgs boson is assumed to remain in thermal equilibrium. The universe evolves as (1) with density (9). The expansion parameter
, before
drops below mt, is related to temperature
by (8). The increase of the number of dark matter particles
per unit time and unit comoving volume is
, with (59)
, and (60)
. (61)
From the above equations, integrating from
and
, to
and
, neglected
(to be conservative) and
, and setting
for thermal and diffusive equilibrium, we obtain the coupling constant
needed to obtain thermal and diffusive equilibrium between
and h at temperature
with this annihilation channel only:
(62)
For example, for
, we need
. For
, we need
. A similar result is obtained for the channel
[10] .
7.2. Thermalization of
by Higgs Boson Decays
For Higgs boson decay to
, the decay probability per unit time below
, is
(63)
We set
to estimate the temperature of equilibrium. The coupling
required to obtain thermal and diffusive equilibrium of
with h at
, assuming this is the only channel, is
.
7.3. Self-Interacting Dark Matter
There is mounting evidence that dark matter is self-interacting: see [28] and the extensive list of references therein. From observations of galaxy NGC5044, the following estimate of the dark matter-dark matter self-interaction cross-section per unit mass is obtained:
(for a dark matter velocity dispersion of about 300 km/s) [28] . We consider two interaction channels,
(that depends on
), and
(that depends on
), and assume one dominates the other, so we neglect their interference. If
dominates, we obtain
. If
dominates, we obtain
. The coupling
needs to be less than 0.03 to not exceed the limit on the Higgs boson invisible decay width [10] . Calculating
, and
, we verify that
is much greater than the age of the universe.
8. Conclusions
We have extended the Standard Model with a scalar warm dark matter field
that couples to the Higgs boson
. This scenario is in agreement with recent cosmological observations if
and
come into thermal and diffusive equilibrium before the temperature drops below mH [4] . The extended model has two scalar fields,
and
. Either of these fields may drive inflation. We study several inflation options, and arrive at the following conclusions:
1)
-inflation with quadratic potential: If the field that drives inflation is a
scalar
with a quadratic potential
, we can satisfy the observed inflation
constraints
and
with a mass
. This mass corresponds to cold dark matter, and so
would not be the warm dark matter favored by observations.
2)
-inflation with quartic potential: If the field that drives inflation is a scalar
with a dominating quartic potential
, and a non-minimal coupling
to the curvature scalar
, we can satisfy the observed inflation constraints
and
if
for the metric version of General Relativity (see Table 2), or
for the Palatini version (see Table 3). Thermal and diffusive equilibrium between
and h is achieved at
if
.
-inflation does not suffer from critical
running at Planck energies. For the metric version of General Relativity, the predicted tensor-to-scalar ratio is
, while it is unconstrained in the Palatini version. In summary, this scenario passes current observational tests.
3) Complex field
: An alternative to the real dark matter field
with Z2 symmetry, is a complex
with a Lagrangian with
symmetry, with the ground state of
and
breaking the
and
symmetries [10] . In this scenario,
decays to two massive gauge bosons V that are the dark matter. The present analysis is also valid for this complex
field with minor notational modifications, e.g.
.
4) Higgs inflation: Higgs inflation is similar to
-inflation with quartic potential. The main difference is an uncertain quartic self-coupling
at the Planck energy scale, that, within 3σ uncertainties, may even be zero or negative, in which case Higgs inflation breaks down!
5) The mass MS of
, and the Higgs vacuum expectation value vh do not play a significant role in inflation.
The closure test presented in Figure 1, obtained from observations of ns and
with no free parameters, is truly amazing!
Appendix
A Pedestrian Derivation of
The purpose of this appendix is to try to understand the quantum origin of the density perturbations that are observed in the Cosmic Microwave Background radiation, which are the seeds of galaxy formation and of the large-scale structure of the universe. This derivation is outlined in [23] . For rigorous derivations see [1] [13] , or [14] .
Consider the comoving length scale
that exits the horizon at
, and re-enters the horizon at
:
. See Figure 1. We assume that during inflation, and well within the horizon, the field
has a homogeneous component, plus random quantum fluctuations
. We apply periodic boundary conditions to a cube of volume
, and consider the lowest non-zero mode with
, and assume that the energy in the fluctuating field in this mode
is
, as in the quantum harmonic oscillator. We neglect masses, so take
.
This energy is
, so
. As the universe expands, the box expands as
,
and
. When the length scale
exits the horizon,
, and
, so, within a factor of O(1), we obtain the result of [1] for the power spectrum of vacuum field fluctuations at horizon exit
:
(64)
We now consider a “small” volume well within the horizon. The density and field evolve as (5) and (16), which neglect spatial derivatives. Inflation ends at
, so the density
is independent of
. The fluctuation
, at
during slow-roll inflation, causes a spread
of the time
of the end of inflation:
(65)
(66)
(Drawing a graph
helps.)
We must now pass from slow roll inflation to expansion with
characteristic of radiation (or matter), or of oscillations of
in a quartic potential at the end of inflation. The time fluctuation
causes a density perturbation at a fixed time
:
(67)
For
, and
,
is independent of t, so
. Also
, see Table 2, so, within a factor O(1), we obtain the result of [1] :
(68)
NOTES
1“Thermal relic” warm dark matter with mass
freezes-out and decouples from the Standard Model sector while non-relativistic (to not exceed the measured dark matter density). Dark matter
is colder than this “thermal relic” by a factor
. Hence, to compare MS with limits that can be found in the literature on the “thermal relic” dark matter mass it is necessary to multiply the latter by a factor <0.3451.11 = 0.31. In addition to this power spectrum free-streaming cut-off kfs correction, there is the “velocity dispersion correction”, and the non-linear regeneration of small scale structure [6] [7] [8] [9] .
2The dimensionless power specturm
is defined as follows [1] .
(with periodic boundary conditions in a box of volume
). The density variance is then
, so the dimensionless power spectrum is
. In [13] ,
is written as
.