A Class of Estimators for Population Ratio in Simple Random Sampling Using Variable Transformation ()
1. Introduction
Let n units be drawn from a population of N units using simple random sampling without replacement (SRSWOR) method, and let
be ith observations on the study (auxiliary) variable. Reference [2] considered the following variable transformation of the auxiliary variable, x, under the simple random sampling scheme.
, (1)
Other authors who have used the transformation (1) under the simple random sampling scheme include [3] -[5] , while [6] employed the transformation for mean estimation under the post-stratified sampling scheme. An expression of the (transformed) sample mean associated with the variable transformation in (1) is given as:
(2)
where
is the sample (population) mean of the auxiliary variable, x.
Using the variable transformation (1), the following six estimators for the estimation of the population ratio, R, were proposed by [1] in simple random sampling without replacement (SRSWOR) scheme:
(regression-type estimator based on
) (3)
(ratio-type estimator based
) (4)
(product-type estimator based on
or
) (5)
(simple ratio estimator based on
) (6)
(regression-type estimator based on
) (7)
(ratio-type estimator based on
) (8)
where
is the sample mean of the study variable, y, and b is a suitable constant, often chosen to be close to the population regression coefficient of y on x. In the present study, we introduce a class of estimators, which is both a generalization and an extension of the estimators (3) to (8), proposed by [1] . We observe that apart from the customary ratio estimator,
, other estimators of the population ratio, R, in literature, like those proposed by [7] -[9] , often require additional information on some auxiliary variables, and consequently involving extra funds. Reference [1] argued that such extra costs could be avoided by using variable transformation of the already observed auxiliary variable, x. Accordingly, cost reduction in constructing estimators of the population ratio, R, is a strong motivation for the general class of estimators, which the present study seeks to introduce in the estimation of population ratio, R, using variable transformation.
2. The Proposed Class of Estimators
Following [1] , we propose a class of estimators of the population ratio (R) of the population means of two variables (y and x) under simple random sampling without replacement (SRSWOR) scheme, using variable transformation of the auxiliary variable, x, as:
(9)
where
(10)
and t, b,
are suitably chosen constants, whose appropriate choices would eventually result in a wide range of estimators of the population ratio, R.

Table 1 shows some particular cases of the proposed class of estimators
Table 1. Special cases of the proposed class of estimators,
.
, including
,
proposed by [1] , and obtained by making appropriate choices of the constants, t, b, and
in (10).
Here, the naming of the proposed class of estimators,
, is based on (10) or the denominator,
, of the proposed ratio estimator,
. The customary ratio estimator,
is a ratio of two sample means, namely the sample means of the study and auxiliary variables. The sample mean
in the denominator is an estimate of the population mean,
, of the auxiliary variable. With variable transformation, we replace the sample mean
in the denominator of
by the expression
in (10). The expression
actually generates a kind of different estimators of the population mean
based on 1) the sample mean
of the auxiliary variate,
, or 2) the sample mean
of the transformed auxiliary variable,
, or 3) a combination of both 1) and 2) above. For instance, choosing
and
in (10) reduces
to
, which is a kind of a regression-type estimator of
based on the sample mean
of the auxiliary variate,
, while choosing
and
in (10) reduces
to
, which is a kind of a regression-type estimator of 
based on the sample mean
of the transformed auxiliary variable,
. Similarly, all the six estimators proposed by [1] could be easily identified as special cases of the proposed class of estimators. However, the advantage of the proposed class of estimators over the estimators proposed by [1] is that the proposed class of estimators generates a wider range of estimators of
, especially those based on both the sample mean,
and the transformed sample mean,
. For instance, choosing
and
in (10) reduces
to
, which is a kind of a regression-type estimator of
based on both the sample mean
of the auxiliary variate,
, and the sample mean
of the transformed auxiliary variable,
. Such combinations of estimators are not included among the estimators considered by [1] . Notice that here we assume that
is already known and therefore needs not to be estimated. Hence the expression
is not estimating
in the real sense of it. To obtain the properties of the proposed class of estimators,
, we define the quantities:
. (11)
so that
(12)
(13)
(14)
and
(15)
where
is the variance of
and
is the covariance of
and
.
Consequently, rewriting the proposed class of estimators in (9) in terms of
and
, and expanding up to first order approximations in expected values, we obtain:
(16)
and
(17)
so that if we take the expectations of (16) and (17), and use (12)-(15) to make the necessary substitutions, then the bias and mean squared error of the proposed class of estimators,
, are obtained, up to first order approximation, respectively as:
(18)
and
(19)
where
(20)
and
(21)
Using (18) to (21), the biases and mean squared errors of the special cases of the proposed class of estimators given in Table 1 are obtained as follows:
(22)
(23)
(24)
(25)
(26)
(27)
(28)
(29)
(30)
(31)
(32)
and,
(33)
(34)
(35)
(36)
(37)
(38)
(39)
(40)
(41)
(42)
(43)
Notice that the estimators,
and
have equal mean squared errors.
3. Efficiency Comparison
The efficiency comparison here is carried out on the basis of the estimators with smaller mean squared errors. Generally, it holds that any particular estimator, say
, in the proposed class of estimators,
, would perform better than any given estimator,
,
;
, in terms of having a smaller mean squared error if
(44)
where
is the population regression coefficient of y on x;
and
are obtained from (20).
If
, then the estimator
would be as efficient as the estimator
, since both estimators would have equal mean squared errors. Again, notice that
for the customary ratio estimator,
, which reduces (44) to
(45)
Consequently, the expression (45) is the efficiency condition for any particular estimator, say
, in the proposed class of estimators,
, to perform better than the usual ratio estimator,
, in terms of having a smaller mean squared error.
4. Numerical Illustration
Consider the data set given by [10], which can be summarized as follows:
,
,
,
,
,
, 

Table 2 shows 1) the percentage relative efficiency (PRE-1) of the proposed estimator,
, over all other estimators given in table 1, and 2) the percentage relative efficiencies (PRE-2) of all other estimators in table 1 over the customary ratio estimator,
.
Table 2. Percentage relative efficiencies (pre) of proposed estimators.
The percentage relative efficiencies (PRE-1) of Table 2 reveal that apart from the estimator,
, the proposed regression-type estimator,
, based on both the sample means,
and
, is more efficient than the other estimators in table 1, including the customary ratio estimator,
, in terms of having a smaller mean squared error. The table also shows that the estimator,
, has very large gains in efficiency over majority of the other estimators. Again, the percentage relative efficiencies (PRE-2) indicate that many of the proposed estimators have very large gains in efficiency over the customary ratio estimator,
. However, the estimator,
is more efficient than the ratio-type estimator,
based on the sample mean,
. This means that estimators in the proposed class are not uniformly better than the customary ratio estimator,
. Theoretically, the efficiency condition (45) must be satisfied for any particular estimator in the proposed class to be more efficient than the customary ratio estimator,
.
5. Concluding Remarks
In this paper, we have both generalized and extended the study carried out by [1] on the estimation of the population ratio (R) of the population means of two variables (y and x) under simple random sampling without replacement (SRSWOR) scheme, using variable transformation of the auxiliary variable, x. A class of estimators of the population ratio, R, has been proposed, and all the six estimators earlier proposed by [1] are easily identified as special cases of the proposed class of estimators. Properties of the proposed estimators, including their biases, mean squared errors, and efficiency conditions were obtained up to first order approximation. The theoretical results were numerically supported and illustrated, and consistency between the theoretical and empirical results was vividly observed. Furthermore, it was observed that for the given data set, majority of the proposed estimators was found to have relatively large gains in efficiency over the customary ratio estimator,
. Finally, it was remarked that the application of variable transformation of the auxiliary variable, x, in the present study, has effectively and maximally resulted in the use of auxiliary information for ratio estimation, without extra and real-time cost, often associated with the use of additional auxiliary information in estimating population ratio. This, of course, is the general motivation and advantage of the proposed class of estimators over other estimators of population ratio (R), under the simple random sampling scheme.