On Constrained Minimizers for Schrödinger Equations with Hardy Term ()
1. Introduction
Let
and define a
energy functional
mapping from
to
as follows:
(1.1)
where
and
.
We re-exlore the traditional problem of identifying conditions on
that make the existence of global minimizers for
with a mass constraint.
In this article, we delve into the minimization problem
(1.2)
where
is prescribed.
By directly using the Lagrange multiplier method, Suppose
is a solution to (1.2), then a corresponding
exists such that
(1.3)
A solution minimizing (1.2) is often referred to as an energy ground state, and the corresponding ground state energy is denoted by
. The problem about constrained minimization for the Schrödinger equation incorporating a Hardy term is a vibrant area of investigation within the realm of mathematical physics, involving multiple different research directions. The origins of research in this area can be traced back to at least 2004, with Dider Smets’s work on nonlinear Schrödinger equations that include a Hardy potential and a critical Sobolev exponent, see [1]. This paper offers an in-depth examination of the gradient flow lines and critical points at infinity, establishing a crucial theoretical groundwork for follow-up studies.
In recent years, research in this field has continued to deepen, involving multiple different directions. As an example, a research paper focused on the normalized ground state solutions of the Sobolev critical Schrödinger equation with a Hardy term and combined nonlinearities in [2]. Moreover, studies have delved into the constrained minimization issue concerning the nonlinear Schrödinger equation that incorporates the Anderson Hamiltonian. This is pertinent to the transmission dynamics of quantum particles through disordered media in the field of physics, see [3].
In 2017, researchers also studied the minimization problem of the Schrödinger-Poisson-Slater equations, which are important in describing the interactions between particles in many-body quantum systems with unbounded potential in [4]. In 2023, additional explorations were conducted into the normalized ground state solutions for the Hardy-Littlewood-Sobolev critical Schrödinger equation involving double Choquard-type nonlinear terms, see [5].
These studies indicate that the constrained minimization problem for the Schrödinger equation with Hardy term is not only mathematically challenging but also widely utilized across different branches of physics, especially in quantum mechanics and condensed matter physics. Over time, research in this area continues to expand, involving more physical phenomena and mathematical problems. In physics, the Schrödinger equation with Hardy term is primarily applied to describe the quantum mechanical systems of particles. The Hardy term is usually related to the geometric properties of space, and it introduces a potential energy that depends on the particle’s position. This is particularly useful when dealing with problems that have special spatial symmetries or different physical properties in certain directions.
The applications of the Schrödinger equation with Hardy term in physical research are diverse, and recent studies have mainly focused on the following areas. Hardy’s paradox provides a theoretical framework that highlights the tension between quantum mechanics and local realism. Such paradoxes can potentially contribute to the development of quantum information science, particularly in quantum computing and quantum communication. As an example, a new framework addressing multi-particle Hardy’s paradox has been presented in [6], which may have significant implications for quantum information processing. The Hardy term also has a profound influence on the study of quantum entanglement and nonlocality. Through Hardy’s inequality, it is possible to detect whether more quantum states exhibit nonlocality, which is beneficial for the experimental verification of quantum entanglement and the development of quantum communication protocols. In mathematical physics, the Schrödinger equation with a Hardy term is often associated with some challenging mathematical problems, such as critical point theory, variational methods, and nonlinear analysis. The works in References [7] and [5] focused on studying the normalized ground state solutions for the Schrödinger equation with a Hardy term and critical Sobolev exponent.
The following assumptions on
will be required.
.
.
exists
.
There exists
and
such that
for every
.
There exists
and
, such that
for every
.
, there
.
Theorem 1.1 Assume
and
complies with conditions
to
. Thus
and the function
is continuous and non-increasing. Besides,
i) There is a value
obtain
if
,
when
;
ii) For
, the global minimum
is reached, and consequently, (1) has an energy ground state
with
.
iii) when
, the value
is not obtained;
iv)
when
(1.4)
and
when
(1.5)
Remark 1.2 i) As further explained in Remark 3.3 and demonstrated in the proof of Theorem 1.1 (ii), and if
, it is shown that any minimizing sequence for (1.2), after selecting a subsequence and modulo translations in
, converges strongly.
ii) For
, Theorem 1.1 (iii) gets that the global minimum
is not reached. Nevertheless, this does not exclude the possibility that the constrained functional
may have critical points with positive energies, as noted in the related work [8].
iii) In the context where
, the exploration of the existence and nonexistence of global minimizers for
is a matter. For this surpasses the limits of the current paper, we will not examine more general conditions on
that ensure either existence or nonexistence. Instead, we guide interested readers to [8] and [9] for some results related to existence.
iv)To let the exposition more straightforward, we define the notation.
To prove that
if
and
is obtained, and
otherwise. It is important to find that when
and for any minimizer
of (1.2), the associated Lagrange multiplier
is positive. Indeed, the Pohozaev identity associated with (1.3), as described in [10],
Given that
, it follows that
which implies that
.
Theorem 1.3 Let
and
fulfills conditions
through
; thus the next results get:
i) The function
defined on
with respect to
represents a ground state of (1.1) when
is equal to
constitutes a solution of (1.1) having
, meaning that
(1.6)
where
. For next detail, (1.6) the least action is
the value, where action function with
is defined:
(1.7)
ii) For any
, any ground state
of (1.3) minimizes
on
, meaning
and
.
As we all know, the simplest and one of the most minimax theorems is the mountain pass theorem. Now let’s recall it.
Theorem 1.4 ([11]) Suppose
be a Hilbert space,
, and
where
make
Thus, there exists
obtain
with
and when the function
satisfies the
condition,
is the solution of
.
Theorem 1.5 Let that the function
make conditions
to
is hold, thus the energy function
obtained a nontrivial solution.
The organization of this paper is as follows: the section 2 introduces the necessary notation and presents a preliminary lemma. The section 3 is in order to prove Theorem 1.1. the section 4 focuses on demonstrating Lemma 4.1 and Theorem 1.3. Lastly, Section 5 is allocated to prove Theorem 1.4 and Theorem 1.5.
2. Preliminaries
Throughout this paper, for a given function
and for any real number
, we introduce the scaling function defined as
which remains in
and maintains the
norm as
varies over
.
In what follows, The Hardy inequality (as stated in [2]), which will be frequently used all over this paper, is recalled by us.
Lemma 2.1 (Hardy inequality [12]) For any
and
, we have a sharp number
,
, make
Given that functions in
are dense in
, the aforementioned inequality is also valid in
.
In what follows, we denote that
is
the completion, where the norm
where
.
Then, this norm
and the usual norm
is equivalent.
3. Existence
The section is dedicated to proving Theorem 1.1, with a particular idea to proving the existence as well as the absence of minimizers for (1.2) within a suitable mass range
. For a prerequisite, Here, we introduce the following lemma, for which the proof follows conventional methods.
Lemma 3.1 Let that
and
satisfies
and
. Thus the next statements is achieved.
i) When every bounded sequence
in
,
if
, and
if
.
ii) A positive number
makes
for any
and
. Specifically, the function
is coercive on
.
To delve deeper, we revisit the global minimum
where
, subsequently conduct a thorough analysis of its fundamental characteristics.
Lemma 3.2 Let
and
fulfills conditions
through
. The next assertions are valid.
i) for all
,
.
ii) There exists a value
,
with every
.
iii) If (1.4) is satisfied, then
for all
. Conversely, if (1.5) is achieved, thus
for small enough
.
iv) When every
, it is achieved that
(3.1)
When
is attained, thus it is the strict inequality.
v) The function that assigns
is monotonically non-increasing and exhibits continuity.
Proof: Due to lemma 3.1 can be proved similarly as that of Lemma 2.1 in [13], so it is omitted by us.
i) Due to Lemma 3.1 (ii),
has a lower bound on
, we get
. For every
, we get
and
. Referring to Lemma 3.1(i),
ii) From
and [10], we get
, we know
. When all
, let
. From
where
,
.
Consequently, we have
, with every large enough
.
iii) If (1.4) is achieved, we select
. When
by (1.4), we get
making
for any
. Given that
for some
, it follows clearly that
When (1.5) holds, there exists a positive number
making
, with any
. During the Gagliardo-Nirenberg inequality, we all know
for all
.
For small enough
, one has
, Due to Lemma 2.1 such that
Therefore,
. According to (i), we get that
when
small.
iv) Suppose
. When all
, we have a function
and get
. It is evident that
,
, then
(3.2)
Since
can be chosen arbitrarily, we can know that (3.1) the inequality is hold. When
is attained, for a few
, thus we can let
with (3.2), such that the inequality is strict.
v) Due to (3.1) and Item (i), the function
is nonincreasing. For establishing
continuity, all
and at a
, we define a new function.
we can obtain
Given that
is concave about
, we can learn that
is continuous when
, which in turn implies the continuity of
.
Demonstration of Theorem 1.1
We introduce the definition of
where m >0. From Lemma 3.2, it can be readily observed, if
,
(3.3)
Specifically, if (1.4) is satisfied,
, and when (1.5) is held.
. Let’s initially demonstrate that
when
is unattainable. In fact, suppose for the sake of contradicting about
is attained when
, thus we can get from Lemma tt (iv) that
The results is contradicted since
from (3.3). Next, we ought to prove that
the global minimum is attained if
.
Given
and learn every minimizing sequence
about
. It is important that the bounded sequence
in
from Lemma 3.1
(ii). Consequently, suppose, having a subsequence, that
and
exists. From (3.3),
, it follows that the sequence
does not vanish, that is to say
(3.4)
In fact, if (3.4) were not valid, then according to Lions’ Lemma [14]
and consequently
from Hardy inequality and Lemma 3.1 (i); Observing that
, it is contradicted that:
where
.
Given that the sequence
does not vanish, we have one sequence
and a nontrivial element
making, up to a subsequence,
in
and
a.e. on
. Soppose
,
and
. It is important that
(3.5)
and from employing the splitting result [15],
(3.6)
Now, we will demonstrate a claim below, which will subsequently complete the entire proof.
Claim.
. Specifically, it
, from (3.5).
Let
from every
. When
, thus (3.5) obtain that
. Considering the definition about
and Lemma 3.2 (v), we derive that
Fro (3.6) and (3.1), we get
Thus, it must be that
, which indicates that
is attained at
. However, using (3.6) and (3.1) again, we find that it is contradicted:
and thus the claim is established.
Summary. It is evident that
according to the claim above, and therefore
. The claim, along with Lemma 3.1 (i), leads to (3.7)
(3.7)
By invoking the Hardy inequality, we additionally obtain
Consequently, leveraging (3.6), we deduce that
, which implies when
, the negative value
is attained.
Remark 3.3. We can deduce that
in
. Indeed, combining (3.6), (3.7) and the fact that
, we can deduce that
Given that
, the strong convergence follows.
4. Least Action Characterization
The section 4 is order to prove Theorem 1.3. As a prerequisite, we present the next proof, whose lemma is conventional.
Lemma 4.1 Let the function
fulfills
-
and
. Due to every nontrivial critical point
of
, any
and any
, there is a number
and a continuous path
that get
i)
,
,
;
ii) For some
,
, and
for each
, we have
;
iii) The function
is continuous and strictly increasing, with
.
Proof: When
and the fixed
, we introduce
(4.1)
One has
(4.2)
and by the Pohozaev identity, see [10].
we note
with
, Suppose
small enough. It is important that the function
has a unique maximum at
and approaches
as
. Thus, for any
we can select a large enough number
making the continuous path
meets Items (i) - (iii) of Lemma 4.1 about each
.
When
, We will observe that Lemma 4.1 the proof is quite straightforward. Finally, we depend on the existence of the Pohozaev identity with (1.3).
Demonstration of Theorem 1.3
For establishing Item (i), set
be any nontrivial critical point about
, We should prove that
Given a fixed
and supposed
, consider the path
continuous as described in Lemma 4.1. According to Lemma 4.1 (i) and 4.1 (iii), there is a point
for which
Therefore,
We now proceed to prove Item (ii). Given Item (i), any least action solution
of (1.3) fulfills
(4.3)
Suppose, for the sake of contradiction, that
. Thus, for
we have the path
is continuous provided from Lemma 4.1. Finding that from Lemma 4.1 (iii) there is
making
From Lemma 4.1, we have item (ii) that we have be contradicted:
Having obtained that
, it is straightforward to see that
from (4.3).
5. Mountain Pass Structure
The next several lemmas are provided to show that
makes the
condition and the mountain pass structure achieved, leading to the energy functional
exists a nontrivial critical point
.
Lemma 5.1 There exists
and
, making
.
Proof: According to
and
, from each fixed
, having
, making for any
, we get
.
Set
with
. During the Sobolev Embedding Theorem, one has
when choosing
small sufficiently, we obtain
with
is small enough.
Lemma 5.2 Having
, makes
.
Proof: When each
, due to the continuity of
and the condition
, having
make for each
, we have
. Thus,
It is evident that as
,
. Take
, where
is enough large, we get
.
Lemma 5.1 and Lemma 5.2 have that
gets the mountain pass structure. To obtain the result, we should the next proof.
Lemma 5.3 The
condition of
is satisfied.
Proof: Let
be a
sequence of
, thus,
and
, when
. Nowaday, in order to prove that
is a bounded sequence. Let
is a unbounded sequence; without loss of generality, suppose
, and by each
,
(5.1)
Thus,
For
, having
and
when
,
. Thus, one has
(5.2)
Furthermore, by assumption, we have
.
According to (5.2),
, which is a contradiction. Therefore,
is a bounded sequence in
and then one may assume that up to a subsequence
(still denoted by
) satisfies
in
and
in
for
. Moreover,
a.e. on
. By
, Hölder’s inequality and the properties of the Nemytskii operator, we obtain
(5.3)
Thus, according to (5.1) and (5.3), one has
Furthermore, by
and the definition of weak convergence,
hence
. The lemma 5.3 is proved.
Theorem 1.5 of Proof
Due to Lemma 5.1 and Lemma 5.2, it is demonstrated that the energy functional
satisfied the mountain pass structure in
, Consequently, having a
sequence
of
in
. Moreover, from Lemma 5.3,
makes the
condition. Because of Theorem 1.4 and
,
makes a nontrivial critical point
, i.e., the functional
has a nontrivial solution
.
Conflicts of Interest
The author declares no conflicts of interest.