Solution of the Nucleon Structure Problem from a Field Theory of Fermions and Bosons and the Origin of the Proton Stability ()
1. Introduction
Without the existence of stable protons composite particles like nuclei, atoms and molecules, but also the full complexity of nature could not have been developed. Therefore, there is a deep interest to understand the nucleon structure, in particular the origin of its stability. During the last decades large experimental and theoretical efforts have been made to understand this problem. Experimentally, large sets of data have been taken on hadron and lepton scattering and reactions. In comparison to hadrons, more detailed and reliable information has been expected from electromagnetic probes [1]. Therefore, data on electromagnetic form factors have been collected up to large momentum transfers in electron scattering from the proton [2]-[7] and neutron [8]-[11].
Concerning the properties of nucleons, the proton has an exponentially falling charge density with a root mean square radius of about 1 fm, whereas the neutron has a vanishing charge density (integrated over full space) with regions of radius of positive and negative charge. Further, nucleons have a magnetic dipole moment, M1 = 2.793 for the protons and 1.913 for the neutron, which has given early evidence that nucleons are complex objects.
The root mean square radius of the charge density of the proton has been determined from electron scattering and lamb shifts in muonic hydrogen to be about 0.88 fm, but later revised to 0.84 fm [12]. But the electron form factors measured up to large momentum transfers could suggest an even smaller proton radius. A rather small radius has been deduced also from 4 GeV α-p scattering [MSD], but with larger uncertainties due to strong absorption effects. Another interesting fact, in an early empirical analysis of its electromagnetic structure by Kelly [13], it has been found that the charge and magnetization densities of the proton should be different. This has been nicely confirmed by polarization experiments of electromagnetic form factors [14] [15], but up to date this observation has never been satisfactorily explained.
Theoretically, the nucleon problem has been studied during decades in many different models and was subject of numerous conferences and specialized workshops. Its structure has been discussed in several versions of the quark model [16] [17], in various Bag models [18] [19], in descriptions inspired from quantum chromodynamics, see ref. [20], by using the Dyson-Schwinger equation [21], and in many empirical approaches. In particular, the confinement problem has not been understood [22]-[24] as well as the question of the enormous stability of the proton. In the flux-tube model [25] [26] it was assumed that interacting coloured bosons (gluons) form a plasma, by which the fermions are firmly confined, whereas in string models [27] the fermions should be bound by boson strings.
Significant progress in the understanding of particle properties has been made within the Standard Model of particle physics, see e.g. ref. [20], which is composed of gauge invariant quantum theories of electromagnetic, strong and weak interactions. In particular, quantum chromodynamics, its strong interaction part, has been expected to be well suited for the description of the nucleon. Calculations on the proton have been performed on the lattice by adjusting several parameters, but without considering its important electromagnetic structure. A complete calculation of all nucleon properties, including magnetic moments or form factors is not possible, because in this model the radial degree of freedom is not developed explicitly. Therefore, more recent work on nucleon properties has been based on empirical descriptions, see e.g. [28].
During the last decade, an alternative bound state formalism has been developed, based on a quantum field theory, in which in addition to fermions also boson fields have been introduced [Mo1]. This formalism [Mo2] satisfies relativity explicitly, because it contains the space (time) degree of freedom. In addition, it has very few parameters—determined all by basic conservation laws—and has been applied successfully to hadrons and atoms, but also to leptons and gravitational systems [Mo1-Mo6]. If also a quantitative description of the properties of nucleons can be achieved, this should give clear answers, why the proton is stable.
2. Theoretical Description
The underlying Lagrangian may be written in the form
(1)
where
is the mass parameter and Ψ are fermion fields,
. Further, vector boson fields
with coupling g between the fermions are contained in the covariant derivatives
. The second term of the Lagrangian represents the Maxwell term with Abelian field strength tensors
given by
, which gives rise to both electric and magnetic coupling.
From this Lagrangian a bound state formalism can be deduced by calculating matrix elements
in momentum space, in which the product of the overlapping fermion and boson fields Ψ and
are replaced by dimensionless wave functions
and
—which can be considered as the square root of their normalized probabilities in momentum space. For nucleons the fermion wave functions are given by
. The boson wave functions are given by
, but one pair of boson fields has to be considered as interaction of vector structure
, acting between fermions and between bosons. The complete formalism is discussed in refs. [Mo1, Mo2] and can be applied to hadrons, leptons, atoms, but also to gravitational bound states.
Assuming spherical symmetric systems, the wave functions can be transformed to normal (
) space by Fourier transformation
, where
and
are fermion or boson wave functions.
Important to point out that for any basic bound state system there are always two fermion and boson wave functions
and
of scalar and vector structure (with scalar and vector coupling between their constituents) and of similar radial structure
(2)
Since the integration of fermions and bosons goes over 3-dim. and 2-dim. space, respectively, this yields normalization conditions
.
The form of the boson wave function of the scalar state is given by
(3)
whereas that of the vector state is given by
(4)
The factors
and
are obtained from the normalization (see above), whereas
is given by
, so that both states are orthogonal, with the condition
.
The reasons, why the same form of wave functions is needed for very different systems, is due to two facts: first a geometric constraint
(5)
second, due to the two and three-dimensional structure of bosons and fermions in Equation (2).
Fermion binding energies are given for
fermion bound states by matrix elements of the form
(6)
with two boson potentials for n = 2, 3
(7)
with s = 0 for scalar and s = 1 for vector states and
(8)
with an interaction
for
and
for
.
The potential
can be identified with the “confinement” potential (with a quite linear shape towards large radii), needed in meson spectroscopy [22]-[24].
is a small constant, see ref. [Mo2], which may be related to a binding of bosons in the vacuum. The potential
represents a boson-exchange potential.
Kinetic energies are given by
(9)
with
(10)
where
for scalar and vector state, respectively, and
(11)
In addition, there is an energy of acceleration of the form
(12)
In simple hadronic systems, as discussed in ref. [Mo2], this term corresponds to spurious motion and does not contribute to the mass. But in complex systems, as the present one, the total binding energy is given by
(13)
In addition to the fermion contributions there are boson matrix elements, leading to energies
(14)
kinetic energies
(15)
and a contribution from acceleration
(16)
Then, the total boson energy is
(17)
Important to note, the total fermion and boson energy of particles has to cancel each other,
, see ref. [Mo2], which indicates a coupling to the vacuum.
In the above formalism there are only three parameters for electric binding, the shape and slope parameters
and b and the coupling constant
. For magnetic bound states there is another parameter, a relative velocity factor (v/c). It turned out that for all systems studied
and
lead to optimal results. The remaining parameters b and (v/c) are well determined by energy and momentum conservation for scalar and vector states
(18)
where
is the root square momentum of fermions and
that of bosons. The matrix elements
and
are the Fourier transformed values of
and
.
Since
and
are different, the energies have to be modified by recoil corrections
, with sign negative for fermions and positive for bosons. Because we are dealing here with two states, we simply use
and
with
ad-justed separately to scalar and vector states.
An additional constraint is provided by a mass-radius condition, which is given by
(19)
Interestingly, full relativity is automatically included in the present formalism: the mean momentum is equal to the mass, see Equation (18), and consequently the Fourier transformation of the momentum yields a correlation between space and time. The validity of space-time is also directly evident from the mass-radius condition (19).
3. Description of the Nucleon
For systems with a mass of about 0.94 GeV simple bound state solutions1 as those discussed in ref. [Mo2] do not exist, because energy-momentum conservation is not fulfilled. Further, the measured electromagnetic form factors of proton and neutron are different, which suggests a mixing of states. Since in the present formalism the mass of the vector state
is slightly higher than three times the mass
of the scalar state, a mixing of a scalar bound state with a vector state (with quite comparable masses) appears to be realistic. Writing the densities in the form
and
, the charge components of proton and neutron can be written by
(20)
(21)
whereas the magnetic components are given by
(22)
(23)
Mixing terms do not contribute, since
.
For the basis states, slope parameters b and (v/c) (with common shape parameter
and coupling constant
), radii and masses are given in Table 1, as well as the number of bosons
to get similar (absolute) boson and fermion energies. Further, the recoil corrections
were 0.30 and −0.02 for electric binding of scalar and vector states, and 0.26 and 0.14 for magnetic binding, respectively.
Resulting densities and potentials are shown in Figure 1. In the upper part the densities are displayed, the boson-exchange and confinement potentials
and
are given in the middle and lower part, respectively. In the middle part the scalar density (rescaled) is shown again by dot-dashed line, which indicates that the geometric condition (5) is really satisfied.
Figure 1. Radial dependence of the densities and potentials of basic bound state solutions. Upper part: Scalar and vector densities
and
given by dot-dashed and solid lines. Middle part: Boson-exchange potentials
(dashed and solid lines) in comparison with the density
(dot-dashed line) normalized to the potential
. Lower part: Confinement potential
.
3.1. Deduced Densities, Radii and Magnetic Moments
Concerning the final states, proton and neutron, the condition for a chargeless neutron requires
, which yields
. The mixing parameter
for magnetic binding was determined mainly from the requirement to get the correct magnetic moments of proton and neutron, which are given by
(24)
where
is the mean linear radius of proton and neutron.
Using
, the deduced nucleon charge (solid lines) and magnetization densities (dot-dashed lines) are given in Figure 2, which show indeed
Table 1. Basis bound state parameters b and (v/c) (with
and
), leading to fermion root mean square radii and masses. The number of bosons is shown in the last column. The slope parameter b and radii are given in fm, the masses in GeV.
type |
state |
b |
|
|
|
|
elec |
scalar |
0.8415 |
1 |
0.958 |
0.957 |
3 × 3 |
” |
vector |
|
|
0.595 |
1.200 |
3 × 5 |
mag |
scalar |
0.530 |
0.35213 |
0.603 |
0.806 |
3 × 4 |
” |
vector |
|
|
0.375 |
1.076 |
3 × 6 |
Table 2. Mixing parameters
and
, resulting radii, masses and magnetic moments (the radii are given in fm, the masses in GeV).
type |
part. |
|
|
|
Mass |
M1 |
|
elec |
proton |
0.5 |
0.5 |
0.82 ± 0.02 |
0.938 |
- |
- |
” |
neutron |
” |
” |
- |
0.940 |
- |
- |
mag |
proton |
0.8228 |
0.175 |
0.58 ± 0.02 |
0.938 |
2.793 |
2.793 |
” |
neutron |
” |
” |
0.43 ± 0.02 |
0.940 |
1.913 |
1.913 |
Figure 2. Comparison of the fermion charge and magnetization densities (solid and dot-dashed lines, respectively) for proton and neutron.
significant differences, as found already by Kelly [13]. For the proton these densities are compared with Kelly’s empirical analysis in Figure 3. Towards the center the present densities increase much stronger than Kelly’s results, but in the surface region a reasonable agreement is observed, at least for the charge part. The deduced root mean square radius of 0.82 fm is somewhat smaller than in previous analyses, discussed above. Magnetic binding yields also a quantitative description of the magnetic moments in Table 2.
3.2. Masses, the Role of Confinement and Stability
Probably the most important property of nucleons is the large stability—the neutron is slightly heavier than the proton and decays by
. Using the binding energies in Table 1 and writing for electric binding the proton binding energy by
and that of the neutron
, the neutron binding energy turns out to be about −4 × 10−2 GeV, which cannot be correct. By realizing that by changing sign only the contributions from the potentials
and
are affected (the other contributions
,
and
are based on derivatives, which do not change sign), we write the fermion binding energies by
(25)
whereas for the neutron the binding energy is given by
(26)
At the end of both equations another confinement contribution
with different sign for proton and neutron is added to get the correct binding energies.
For magnetic binding analogous forms are used
(27)
and
(28)
Similar expressions have been used for the boson energies, but further adjustment factors
are needed. This yields
(29)
(30)
(31)
(32)
Using these formules (25)-(32), a good fit of the fermion binding energies (the negative of the masses) is obtained with
GeV and
GeV. For bosons the energies are
GeV
Figure 3. Comparison of the proton charge and magnetization densities with the empirically deduced results of Kelly [13] given by solid points.
and
GeV; further
and
. For a reliable account of the binding energies (nucleon masses), the sum of the adjusted energies
should cancel out. However,
amounts to 0.0835 GeV (9% of the nucleon mass), which is not very satisfactory.
Table 3. Excess energies
,
and vacuum energies
(in GeV) for electric and magnetic binding, leading to a sum of all six contributions
. In the last column a comparison of
with vacuum energies
calculated from the binding of electrons [Mo2] (enhanced by 12%).
type |
|
|
|
|
elec |
−0.1402 |
0.2242 |
−0.0669 |
−0.067 |
mag |
−0.0861 |
0.0856 |
−0.0166 |
−0.017 |
Since the fermion confinement potential (7) includes a small constant
, which does not exist in the boson part, the extra factors
and
can be related to a (vacuum) energy
. Using
, this leads to
of −0.0669 GeV and −0.0166 GeV, respectively. Adding
to
yields 0.0835 GeV, which satisfies indeed
. These results are summarized in Table 3.
Interestingly, if we assume that
scales with the mass of the particle, we obtain already from binding of the electron with
of −0.202 × 10−5 GeV [Mo2] for the nucleon a vacuum energy for electric and magnetic binding
of −0.0748 GeV (this value is already multiplied by 2, since we deal with 2 particles, proton and neutron). If we take further a value of
12% larger (which is certainly within the parameter uncertainties of the electron analysis [Mo2]) and assume that the vacuum energies
and
are related to the average volume of these bound states (where
are their average root mean square radii), we obtain values of
of −0.067 GeV and −0.017 GeV, which are very similar to the extracted vacuum energies, as shown in the last column of Table 3.
Finally, electric binding has the largest excess energy, see Table 3, negative for proton and positive for neutron. The stronger extra binding of the proton together with a more compact momentum distribution (smaller root mean square momentum) indicates that a free neutron can decay to a proton by emitting an electron
.
3.3. Electromagnetic form Factor Ratios
The Fourier transformed densities in momentum space can be related to the electromagnetic form factors
and
multiplied with the magnetic moments. However, these form factors have large experimental uncertainties. Therefore, form factor ratios are usually plotted, in which the errors are strongly reduced. This yields
(33)
and
(34)
Since the scalar state is assumed of structure, the energy is increased by the same factor 3 with respect to a state. Also for the average momentum and the Fourier transformed densities
this is needed, where
is now given by
. The results are shown in Figure 4 by solid lines in comparison with a selection of experimental data [14] [15]. For the proton this confirms quite well the experimental fall off of the form factor ratio at small momentum transfers. However, at larger momenta the deduced data points fall off definitively too much. This can be proven by showing
only (dashed-dotted line), which falls off quite similar to the data points. However, if this curve is divided by
(which falls off also), the form factor ratio increases up to the solid line. This default of the experimental data points could be due to efficiency problems or to background overestimations in the rather complex data analysis. For the
![]()
Figure 4. Selection of electromagnetic form factor ratios
for proton and neutron from refs. [14] [15] (the open and closed points show data samples from different experiment analyses) in comparison with our results. Upper part: Experimental data on the proton in comparison with calculated form factor ratio (the dashed line shows the electric form factor
only). Lower part: Same for the neutron.
neutron the agreement of the momentum dependence between experimental form factor ratio and our calculation is better. Still, the data points are somewhat larger, indicative of a larger background contribution.
4. Conclusions
The analysis of nucleons in a bound state formalism based on a fermion-boson symmetric Lagrangian has shown that a quantitative description of important nucleon properties could be achieved, assuming a mixing of a state with scalar coupling between its constituents with a corresponding bound state of vector coupling. All basic parameters are constrained by boundary conditions on energy and momentum conservation; further, two mixing parameters are adjusted to get neutron charge neutrality and the correct magnetic moments of proton and neutron. The mixing of these basic states gives rise to quite different proton and neutron density distributions, first observed by Kelly but not really understood up to present.
Of particular interest is the high stability of the nucleon. Responsible for this property is the dynamically generated confinement potential (and the related second order boson potential), giving rise to negative/positive extra energies for electric binding of the proton/neutron and opposite for magnetic binding of these particles. This indicates that binding and repulsion (electric and magnetic) is present at the same time for both particles, which blocks the decay of these particles. Further, the detailed extra binding is different for both particles, which allows decay of the neutron to proton and electron. Small vacuum energies are present to get complete cancellation of all terms. This shows a rather complex mixing of the different components, very different from the binding of leptons, in which just a cancellation of the fermion and boson energies takes place.
Confinement has been indeed expected as the origin of the high stability of the proton in many empirical pictures, where it is expected to provide an attractive flux tube in extensions of the constituent quark model or leads to stable string tensions in higher dimensional string models.
Other systems as “strange” baryons
and Λ may have a structure similar to nucleons. Thus, it would be interesting to see, whether these particles can be understood in a similar way and why these particles are not stable.
Acknowledgements
I am grateful to several colleagues, in particular to Benoit Loiseau for his help to establish details of the theory and to Thomas Sefzick for setting up the Web-presentation https://h2909473.stratoserver.com for on-line calculations of leptons and mesons.
References to Own Work
[MSD] H.P. Morsch, W. Spang and P. Decowski, Folding study of α-p scattering: Systematics of elastic scattering, effective interaction and inelastic excitation of N* resonances, Phys. Rev. 67, 064001 (2003)
[Mo1] H.P. Morsch, Acceleration in a fundamental bound state theory and the fate of gravitational systems, J. Adv. Math. and Comp. Sc. 28(3): 1-13 (2018)
[Mo2] H.P. Morsch, Bound state description of particles from a quantum field theory of fermions and bosons, compatible with relativity, J. High Energy Physics, Gravity and Cosmology 10, 562 (2024)
[Mo3] H.P. Morsch, Unique structure of particle bound states, Brit. J. Math. and Comp. Sc. 17(6): 1-11 (2016)
[Mo4] H.P. Morsch, Fundamental bound state description of light atoms and the fine structure constant
, Boson J. Modern Phys. 3,1: 197 (2017)
[Mo5] H.P. Morsch, Lepton bound state theory based on first principles, J. Adv. Math. and Comp. Sc. 36(3): 118 (2021)
[Mo6] H.P. Morsch, Origin of gravitation and description of galaxy rotation in a fundamental bound state approach, Global J. Sci. Front. Research. A 18, 4 v.1, p. 25 (2018)
NOTES
1f indicating massless fermions (quantons). f is used here instead of q, not to be confused with quarks, massive fermions in quantum chromodynamics.