Velocity Form Calculations of Generalized Oscillator Strengths for 3s→ (3p, 4p, 5p, 6p) Dipole Transitions of Atomic Sodium in Debye Plasma ()
1. Introduction
The present aim of this study is to investigate the fast electron inelastic scattering, which is characterized by the generalized oscillator strength (GOS). Introduced by Bethe in atomic physics [1], GOS provides information on the valence shell excitations of atoms and molecules. The presence of atomic sodium in the atmosphere and its hydrogenlike electronic structure have inspired numerous theoretical [2] [3] and experimental studies. In several studies on the properties of free atomic sodium [1] [4] [5], the significant role of the interaction between atomic electrons has been demonstrated. Other studies have shown that the properties of confined atomic sodium [2] [3] differ from those of free atomic sodium, depending on the nature of the plasma [2]. For example, from their study of Debye plasma, Yue-Ying Qi et al. [6] reported their theoretical results of oscillator strengths and dipole polarizabilities of the 3s et 3p states of the sodium. In the case of GOS for the ground state 2p63s of atomic sodium, the theoretical work of Martínez-Flores [7] has been reported in the literature. This work was carried out using wavefunctions obtained with the pseudo-potential model to modify the 3s valence state. To incorporate the effects of the plasma environment, Martínez-Flores [7] developed pseudopotential model approach to describe the inner electrons. The calculation uses this pseudo-potential to obtain accurate wavefunctions and the GOS by applying the length form formulae. From their theoretical works [2] [3] [6] [7], there have been successful efforts to incorporate the plasma screening effects with the elaboration of the pseudo-potential model approach describing the inner-electrons. However, in the study of atomic sodium collisions in plasma environments this pseudo-potential model approach does not include the inner electron exchange contributions. This investigation stimulated full-electron studies of atomic sodium in Debye-plasma. It is therefore of interest to have theoretical calculations with a two fold purposes in mind. The first was to evaluate the GOS using an alternative length form. This alternative form is the velocity formulation of the Bethe approximation which is a simple version of the Born approximation [8]. The second is to add another description to investigate the inner electron exchange contributions to account for the GOS of the electronic excitations. To supplement this previous work, we point out the application of another technique for many electron problems. The specification of the proposed method is that it considers the virtual excitations of electrons from other subshells. This approach differs from common calculations in that we directly obtain the GOS without constructing a pair of eigenfunctions from an integral equation that describes the collective multi-electron effects.
The remainder of this paper is organized as follows. In Section 2, we provide a theoretical method for determining the atomic orbital energies of sodium atoms in Debye plasma for various screening lengths. Section 3 describes the velocity formulation of the GOS in the restricted Hatree-Fock (RHF) and random phase approximation with exchange (RPAE) approaches. In Section 4, we present our GOS computational results obtained in velocity form and compare them with other investigations where possible. Finally, in the last Section, we present our conclusions. Atomic units (a.u.) were used throughout this study unless otherwise indicated.
2. Energy for Sodium in a Debye Plasma
As described elsewhere [9], we can find the electronic energy level of atoms by solving the non-relativistic time-independent Schrödinger equation given by:
(1)
where
is the effective potential including the Debye screening and
is the screening length of a Debye plasma. Here
can be expressed as:
(2)
If
,
and
(3)
if
.
Here
is the value of r when Equations (2) and (3) are equated. In the above equations and in the following, we use the notation that Z,
and N are respectively the atomic number, the occupation number for orbital
and
the number of atomic electrons more generally equal to
. Note that
in Equation (2) is the screening function. This screening function is a
correction factor which reads [9] [10] [11].
(4)
where
is defined as the ratio of the Debye screening parameter
to the Fermi momentum
. As can be expected from its formulae there is no screening for
(i.e.,
). It can be seen in Equation (2),
and
which are obtained using the modified Bessel functions of the first kind
and the second kind
, respectively for the case
of
. In this study, we develop a procedure to perform Equation (1) obtained by considering Debye screening in the restricted Hartree-Fock approach. In this procedure, Equation (1) is converted into an eigenvalue equation, where the different eigenvalues are the orbital energies. The eigenvalue problem can be solved by using a computation technique based on finite difference approximations to numerically calculate the orbital energies and radial wavefunctions with good efficiency. Calculations of the atomic sodium structure in Debye plasma were numerically performed using MATLAB software. We calculated the atomic sodium orbital energy for the ground state 3s and excited states 3p, 4p, 5p and 6p for a number of Debye lengths.
In Table 1 and Table 2, we compare the present energy levels for 3s, 3p, 4p, 5p and 6p states for atomic sodium in Debye plasmas of different screening lengths with the theoretical data from references [6] [7] [9]. The theoretical data of Bunjac et al. [9] for the free case and the results from Qi et al. [6] for Debye Screening are in good agreement with those found in this work. This agreement between the results from references [6] [9] and our findings is greater than 3.5%. From Table 1 and Table 2, the power values of alphabet letter a and those in power of alphabet letter b are the theoretical results of Martínez-Flores [7] for atomic.
Table 1. Energy of 3s and 3p orbitals for atomic sodium in plasmas of different screening lengths.
(a u) |
(a u) |
|
PT |
[6]
|
[7]
|
PT |
[6]
|
[7]
|
[9]
|
∞ |
−0.18269 |
−0.18886 |
−0.18884a |
---- |
−0.11020 |
−0.11152 |
−0.11152a |
---- |
−0.11241 |
100 |
−0.17350 |
------ |
−0.17810a |
−0.17790b |
−0.10099 |
------ |
−0.10146a |
−0.10119b |
---- |
50 |
−0.16652 |
−0.16780 |
−0.16778a |
−0.16701b |
−0.09231 |
−0.09196 |
−0.09196a |
−0.09093b |
---- |
33 |
−0.15791 |
−0.15758 |
----- |
----- |
−0.08390 |
−0.08273 |
---- |
----- |
---- |
30 |
−0.15545 |
------ |
−0.15464a |
−0.15263b |
−0.08153 |
----- |
−0.08012a |
−0.07748b |
---- |
20 |
−0.14868 |
------ |
−0.13918a |
−0.13498b |
−0.06919 |
----- |
−0.06658a |
−0.06124b |
---- |
Table 2. Energy of 4p, 5p and 6p orbitals for atomic sodium in plasmas of different screening lengths.
Sodium, respectively in the presence of Debye plasma and strong plasma described by the exponential-cosine-screened coulomb potential (ECSC). We note that the agreement for the energy orbital is generally good for some values of the Debye length, except for
. In this case
, and we obtained the present computed orbital energy
, in disagreement with
which is the theoretical result from Martínez-Flores [7]. This discrepancy may be explained by the fact that the present orbital energy of 5p is overestimated when the Debye length
approaches a critical screening length. We also note the abrupt change between the two values of
for
and
which can be attributed to the same reason mentioned above.
3. Velocity Formulation of GOS
3.1. In RHF Method
With the Bethe-Born Theory [10], the GOS accounts for the probability of excitation from the initial state with the wavefunction
to a final excited state described by the wavefunction
obtained by means of the alternative length form, defined as [11]:
(5)
where
is the vector position of electron j, q is the transferred momentum,
is the energy transferred. In this equation, the upper arrow in the Nabla operator indicates that it operates on the function standing to the left.
The atomic state wavefunctions are Slater determinants built from spin orbitals. The spin orbitals are one-electron wave functions taking both their positions and spin angular momentums of atomic electrons which obey Pauli’s exclusion principle and Hund’s rule. The Slater determinant satisfies the anti-symmetry property because it can be expanded as a linear combination of one-electron functions. In the integration procedure of Equation (5), we have the normalization and orthogonality conditions that allow us to write the expression of
as the sum of the GOS terms associated only with the transition of one electron from the state denoted by s to the state denoted by t.
(6)
where
is the GOS term.
We consider that one electron of the initial state s is promoted to an excited state t under the assumption that the other electrons remain in the Debye plasma environment without leaving their initial subshells. In this case the GOS term is given by:
(7)
where
and
are the one-electron RHF wavefunctions of the initial and final states for each electron, respectively, when the energy conservation law
is satisfied.
By inserting the operator
into the spherical wave expansion form and
as a product of the radial, angular and spin functions, it allows the nabla operator in Equation (7) by using its spherical coordinate system to operate on the radial and spherical harmonic functions. Then, by integrating the angular and spin parts of the GOS term, we obtain that GOS
can be expanded in terms of the total angular momentum
in the form [12] [13]:
(8)
In Equation (8),
is the
multipole GOS, we have the total angular momentum
of the electron-hole pair taking values:
;
;
;
.
In the velocity formulation, the multipole GOS
is defined as follow:
(9)
In this Equation (9),
and
are also normalized radial functions of initial and final RHF wavefunctions, respectively and
is the spherical Bessel function of the first kind. Equation (9) is used as an approximation to include only one electron of the screened atomic sodium that participes directly in the collision process. This approach, while describing the fast charged particle collisions with atomic sodium in the first-Born approximation, does not account for the exchange interaction of other atomic electrons. The impact of the incident charged particle on all the atomic electrons to which its energy is transferred, can be considered in the framework of the RPAE.
3.2. In RPAE Approach
To introduce other means of electron excitation with the creation of an electron-hole pair in the calculation of the inelastic scattering GOS of a polyelectronic atom, one may use the RPAE description according to [13]. RPAE is based on a residual interaction because an electron excited from an atom by scattering can excite another atomic electron. The RPAE approximation enables us to treat the virtual transitions in this frame of a many-electron picture. The following considerations make it possible to write an equation for the matrix transition as [11] [13] [14]:
(10)
Here
is the multipole nonlocal operator in the velocity formulation that describes multi-electron correlations.
represents the combination of the direct and exchange matrix elements of the electron-electron interaction
(
) is the final (initial) virtual excitation state with their corresponding final (initial) orbital energy
(
). F is the Fermi level of the sodium atom and the Fermi step function
appears as follows
for occupied (vacant) states. The complex number
in the denominator of Equation (10), with the imaginary part
just gives us the direction of tracing the pole in integration.
Numerical study of the accuracy and efficiency of discrete excitations is very difficult because some terms of the denominators in Equation (10) become zero at
in the calculations. The procedure described in detail in [15] to eliminate the divergent term from the sum in Equation (10) was used to calculate the GOS in the lowest order with respect to U using the following velocity expression:
(11)
where, we consider
as a solution to Equation (10) with terms without the non vanishing denominator. Here
denotes the combination of direct and exchange matrix elements of the interaction electron-electron.
4. Results of GOS Calculations in Velocity Form for Na Atom
From Equations (9) and (11), we computed the GOS of the atomic sodium
dipole transitions in the present velocity calculations. In order in illustrate the competition between shell electron interaction and plasma screening effect, our results are presented below and compared with those of other authors.
4.1. GOS of 3s to 3p Excitation
The behavior of the RHF and RPAE GOS for the
dipole transition of atomic sodium calculated in the present work for various Debye lengths (
), is depicted in Figure 1. Where they are compared with the results of other authors obtained in their experimental [16] [17] and theoretical studies [1] [7]. In Figure 1(a), we quote the velocity results of the dipole
transition for the Debye length
. The curves of our results and those obtained by Martínez-Flores [7] for
have the same shape as those of the experimental [16] [17] and theoretical [1] results for the free case. In all cases in Figure 1, we also note that the GOS converges to zero for all Debye lengths
when going from a larger momentum transfer q. This convergence is due to the fact that atomic electrons cannot receive momentum transfer greater than a limit determined by the uncertainty principle without recoiling out of the atom. In Figure 1(a), there is agreement with the results above the momentum transfer
. A discrepancy was noted between our calculated data and the results of Martinez-Flores [7] and Han et al. [1] for transferred momentum
. This discrepancy does not exceed 6.20% and 9.40% for RHF-V and RPAE-V, respectively. This difference between may be attributed to the nature of the difference wavefunctions used in the work. The GOS from RHF-V shows a slight difference from that of RPAE-V at
. The effects of electronic correlations on the GOS
dipole transition, in this region are greatly appreciated. Their contribution to the present RPAE-V.
Framework is approximately 3.2%. In Figure 1(b) and Figure 1(c), we find agreement between the RHF-V and RPAE-V calculations in the transferred momentum interval [0.2, 1] while a small disagreement between them is seen in the interval [0, 0.2] where we note that the RHF-V curves lie above the RPAE-V curves. The results of our two calculations agree well in the q region of 0 - 1 a.u. in Figure 1(d). This situation can be explained by the fact that the correlation effects have less influence than the plasma Debye screening effects on the GOS when the Debye lengths decrease.
To observe the Debye screening effect on the GOS of the atomic sodium excitation from the ground state to 3p, the RHF-V and RPAE-V GOS results were obtained for Debye lengths
and 20 a.u are shown in Figure 2. Figure 2(a) shows the RHF-V results for these various Debye lengths while the RPAE-V ones are found in Figure 2(b). As can be seen, the absolute values of this GOS for
are the smallest to the transferred momentum
. A above this value of
, all GOS curves are so close together. However, this is not the case when
. Note that the amplitude of the GOS for the dipole transition diminishes as the Debye length
decreases. In this case where q tends towards zero, the RPAE-V GOS values are 1.066, 1.017 and 0.9600 for
,
and
respectively. The present value 1.066 of the dipole oscillator strength is in the accordance with the theoretical value 1.05 listed in reference [18] because their agreement does not exceed 1.53%. From Figure 2(a), a similar situation can be observed for the results obtained from the RHF-V calculations. This indicates that the Debye screening effects play a very important role in the modification of the GOS’s value at low q for the
atomic sodium transition.
![]()
Figure 1. Generalized oscillator strength as a function of the transferred momentum q for sodium atom 3s to 3p transition. In (a) for
(infty), the RPAE (red solid square line) and RHF (black solid asterisk line) results in comparison with the experimentally data by Bielschowsky et al. [16] (blue star symbol) and Buckman et al. [17] (green diamond symbol), and with those theoretically values of Martínez-Flores [7] (red circle symbols) and Han et al. [1] (magenta cross symbols). In (b), for a screening length
, in (c) for a screening length
, in (d) screening length
.
Figure 2. Velocity generalized oscillator strength as a function of the transferred momentum q for atomic sodium 3s to 3p transition. The velocity form calculations were performed for the values of the screening parameter
and ∞. The curves in (a) are our RHF-V results while those in (b) represented our RPAE-V theoretical data.
4.2. GOS of Excitation 3s to 4p
Once, the GOS of the atomic sodium dipole transition
was calculated, we determined the GOS for dipole transition of the excitation 3s to 4p. Our computed data are shown for the
atomic sodium in Figure 3. Let us note that Figures 3(a)-(d) show respectively the curves of the GOS for
and 20. Some of the data calculated in the present study are compared with those obtained in the length formulation by Martínez-Flores [7] in Figures 3(a)-(c). We remark that the same shape of the GOS is observed in these figures and a decrease in their magnitude until reaching zero around the momentum transfer
. The findings of GOS are in good agreement with the length results of Martínez-Flores [7], except in the q region of 0 - 0.4206 a.u, as shown in Figure 3(c). For
, the velocity GOS values obtained in this case
, were less important than those found theoretically by Martínez-Flores [7]. The difference between them does not exceed 6.92%. This discrepancy may be attributable to the variation in the wavefunctions for small atomic electron radius obtained in the two different calculations. Finally, Figures 3(a)-(d) also show that the RPAE-V curves lie slightly.
Above the curves of RHF-V particularly around the region of the maxima. As shown in Figure 3, the correlation effects do not have much influence on the GOS for the
dipole transition. Their contribution does not exceed 3%. Figure 4 presents the GOS of the atomic sodium
dipole transition for Debye lengths values
and 20. The results of our RHF-V calculations are compared in Figure 4(a), while the comparison between the present RPAE-V GOS for different values of
are also shown in Figure 4(b). As in RHF-V and RPAE-V, the calculations give almost the same amplitude of the GOS of the
dipole transition for the values of
and 100.
![]()
Figure 3. Generalized oscillator strength as a function of the momentum transfer q for sodium atom 3s to 4p transition. In (a), (b) and (c) Comparison of the GOS for the dipole transition theoretically calculated in length formulation by Martínez-Flores [7] with that theoretically calculated in present work by using RHF-V and RPAE-V methods. In frame (d) magenta dashed and blue solid curves represent the RHF-V and RPAE-V data, respectively for the screening parameter
.
Figure 4. Velocity generalized oscillator strength as a function of the transferred momentum q for atomic sodium 3s to 4p transition. The velocity form calculations were performed for the values of the screening parameter
and ∞The curves in (a) are our RHF-V results while those in (b) represented our RPAE-V theoretical data.
Note also that the amplitude of the GOS for the dipole transition decreases with the decrease in Debye length
and the maxima shift for the last value of this selected set of the screening length. In the RPAE-V approximation, the maximum GOS obtained for the Debye length
is 1.1335, which is larger than the corresponding value for the Debye length
while this ratio becomes 1.1209 in the RHF-V method. We found that the amplitude of the GOS for Debye length value
was slightly less than that calculated for the value of
. The ratio calculated in this case is approximately 0.9222 in the RPAE-V approach, whereas in the RHF-V method, we obtained 0.9229. The GOS of atomic sodium planted in plasma, to absorb energy from the transferred momentum to its electrons can be strongly affected by the increase in strong plasma interactions. We also note the accordance between our theoretical dipole oscillator value and the theoretical ones listed in references [6] [7].
4.3. GOS of Excitation 3s to 5p
In Section 4.2, we present the GOS of our two velocity calculations for the atomic sodium dipole excitation to 5p in Figure 5, along with the length form results of Martínez-Flores [7]. It can be observe from Figure 5(c) that the RHF-V and RPAE-V GOS values are smaller than those found in the theoretical work of Martínez-Flores [7] when
. For the dipole transition
of atomic sodium in the Debye plasma environment, the difference between them in Figure 5(c) does not exceed 10.25% in this region of
. This difference can be explained by the different radial overlap of the wavefunctions in the calculated GOS. Above this value of
, it can be seen from Figure 5(c) that there is.
Agreement between the calculated data in our two velocity calculations and the length form existing theoretical values of Martínez-Flores [7] are good. We find agreement between the present RPAE-V calculations and the length form calculations performed earlier in the work of of Martínez-Flores [7] in Figure 5(a) and Figure 5(b) which correspond to the cases with screening lengths
and
. There is also an obvious difference in absolute values between the RPAE-V GOS and our theoretical RHF-V values around their maxima, as seen in Figure 5(a) and Figure 5(b), which depict the results of the transition
for the Debye lengths
and 100. The electronic-correlations contribute respectively 5.55% and 5.99% to the ∞ and 100 values, respectively. They are unimportant when the Debye length takes values of 30 and 20 because the situation is reversed, as observed in Figure 5(c) and Figure 5(d). The effect of the correlations on the GOS for dipole transition is not pronounced for high plasma screening. The reason reported above can explain that why the present RPAE-V slightly underestimates the results of our RHF-V. This phenomenon may also be explained by the fact that the terms chosen to be neglected in the velocity matrix element transition become important as
decreases. In Figure 6, we plot the dipole transition GOS as a function of the momentum transfers for Debye lengths
and 20. The curves in Figure 6(a) represent the RHF-V GOS, whereas those obtained using the RPAE-V approach are shown in Figure 6(b). For both Figure 6(a) and Figure 6(b), we observe a decrease in the
transition GOS amplitude with decreasing Debye length
and a shift of the maxima positions towards greater momentum transfer in the case of
. For both the RHF-V and RPAE-V calculations, the ratio of the GOS magnitude obtained with
and the maximum GOS for
is less than 1.08. In addition, for the considered Debye lengths
and
this ratio does not exceed 1.41 while it increases to almost 3 for values of 30 and 20 of Debye length
. Therefore, we conclude that the screening effect strongly affects the GOS of the dipole transition when the plasma Debye length
approaches the critical plasma screening length value, which is given in reference [6] for each sub-shell of sodium atoms confined in the plasma environment. The free value (
) of the GOS transition
reaches 0.002115 a.u. and 0.002158 a.u. in the RHF-V and RPAE-V calculations respectively. We find agreement between these values of the present theoretical calculations and the dipole oscillator strength with values of 0.00216 listed in reference [6] [7] and 0.00221 measured by Wiese et al. [19].
![]()
Figure 5. Generalized oscillator strength as a function of the transferred momentum q for sodium atom 3s to 5p transition. In (a), (b) and (c) Comparison of the GOS for theoretically calculated in length formulation by Martínez-Flores [7] with that theoretically calculated in present work by using RHF-V and RPAE-V methods. In frame (d) black solid and red dashed curves represent the RHF-V and RPAE-V data, respectively for the screening parameter
.
Figure 6. Velocity GOS as a function of the transferred momentum q for atomic sodium 3s to 5p transition. The velocity form calculations were performed for the values of the screening parameter
and ∞. The curves in (a) are our RHF-V results while those in (b) represented our RPAE-V theoretical data.
4.4. GOS of Excitation 3s to 6p
In Figure 7, we present the fast charge particle impact excitation of the atomic sodium transition GOS as a function of the momentum transfer and Debye length. The GOS results are shown in Figures 7(a)-(c) for values of
and 30, respectively. Here, we cannot now turn to the results of the
transition GOS of the sodium atom confined by plasma for
because this value is smaller than the critical
value 23.380 listed in Table 1 of [6]. It can be seen that all the GOS curves have a similar profiles. They also tend towards zero as q increases which is due to the variation of the radial wave functions for a high atomic electron radius.
We note that the correlation effects also have a poor influence on the GOS of the excitation to 6p sub-shell of sodium atoms confined by the Debye plasma environment, except around their maxima. In this region, where a difference in the absolute values of the RPAE and RHF data is observed, the gap between them does not exceed 4.6%, 6.08% and 3.17% for values ∞, 100 and30 of
, respectively. Results of the
transition GOS for different Debye plasma screening lengths
considered in this study are shown in Figure 7(c). The results in Figure 7(c) provide an interesting comparison. In the RPAE-V approach, the peak of the GOS curve for
is 1.0747 times lower than that of GOS curve for
and the curve’s peak of GOS for
is 2.0188 times smaller than the peak of the GOS curve for
.
In the RHF-V method, the maximum GOS of dipole transition for
is 1.0928 larger than that of the GOS for
. The maximum GOS for the value 100 was 1.7540 times that of GOS for
. We note that the magnitude of GOS consistently decreases with decreasing Debye length
.
Figure 7. GOS as a function of the transferred momentum q for sodium atom 3s to 6p transition. In (a), (b) and (c) Comparison of the GOS theoretically calculated in length formulation by Martínez-Flores [7] with that theoretically calculated in present work by using RHF-V and RPAE-V methods. Velocity GOS data for the screened atomic sodium with cases: (a) screening length correspond here to infinity, (b) screening length, (c) screening length. In frame (d), the first two top black curves represent the GOS result for screening length. The second two middle red curves describe the GOS result for screening length while the two lower blue curves correspond to the GOS result for screening length.
Regarding the present investigation of the GOS, our results have a considerable effect on the sodium atoms planted in the Debye plasma environment. For
, the limiting behavior of the
transition GOS as
was also 0.0006412 a.u and 0.0006549 a.u in the present RHF and RPAE velocity calculations, respectively. Both of these values are between the theoretical data of [6] (0.00067) and the theoretical data of [20] (0.000593).
5. Conclusion
In this study, we calculated the velocity form of the GOS for dipole transitions of the sodium atom planted in the Debye plasma. The velocity calculations were performed using the method of restrict Hartree-Fock combined with the plasma screening effects and the many electron effects considered in the random phase approximation with exchange. These velocity results prove that plasma Debye screening reduces the magnitude of GOS as the Debye plasma screening length decreases, and the electron correlation effects are quite important near the region of the maxima. It is observed that electron correlations hardly manifest in the investigated momentum transfer region where the position of the GOS maximum moves to a larger momentum transfer. The RPAE-V results and the theoretical length results [7] are in good agreement, except for the slight difference between them when the momentum transfer is smaller than the values of
and 0.5055 a.u for excitation to 3p, 4p and 5p respectively. With the RHF-V results, we also note the same slight difference with those in reference [7] in addition to the discrepancy between them around the position of some maxima. This work also adds new data on the GOS of the sodium atom transitions to previous data on other transitions. Comparisons with other theoretical or experimental data would be useful to test the accuracy of the present theoretical calculations performed in the velocity formulation.