Comparison of Linear and Nonlinear Properties of Graphene and Silicene in Terahertz Range ()
1. Introduction
Low dimensional materials [1]-[3] can be used as the basic elements to create the controlling and nonlinear metamaterial media in terahertz (THz) range [4]-[6] 0.1 - 30 THz. Nowadays there exists a variety of two-dimensional (2D) materials like graphene, silicene, germanene etc. [1]-[3]. The layered metamaterial structures “dielectric – 2D material -dielectric…” and the periodic sets of graphene strips on dielectric substrates are perspective to realize nonlinear wave propagation and interaction in THz range, like frequency conversion and generation of higher harmonics [7] [8], self-action, switching [9]-[12], and solitons [13] [14]. In THz range under the temperatures T ≥ 20 K in graphene and silicene the nonlinearity is due to pseudo relativistic dispersion law [7] [10] [11] [14] [15] of electrons. It is important for applications that in these materials the dynamic nonlinearity in THz range possesses the reactive, or non-dissipative, character [7], and the collision frequencies are small there ν = 1012 − 5·1012 s−1. The following inequality is valid: ν = ω, where ω ≥ 1013 s−1 is the circular frequency of the electromagnetic (EM) fields in THz range.
It is interesting to compare the properties of 2D electron gas in graphene and silicene in THz range. The band structure in these materials is similar near the Dirac cone, but the Fermi velocity is essentially smaller in the silicene [1] [2], whereas usually the collision frequency is smaller in the graphene [2].
The application of external magnetic fields to the structures with the solid-state plasmas changes qualitatively the wave propagation and yields additional possibilities to realize linear and nonlinear resonant phenomena. Due to the electron band structure, in graphene and silicone the cyclotron frequencies are in THz range ωB = 1013 − 1014 s−1 when the bias magnetic field is about 0.5 - 2 T [12] [15]. In 2D materials the cyclotron frequencies depend not only on the bias magnetic field but also on 2D electron concentrations [12].
There are different methods to analyze the electron properties of 2D materials in THz range. They are the direct quantum kinetic approach, including the Kubo one [14], the quasi-classical kinetics based on the Boltzmann equation [7] [8] [11], and the electron hydrodynamics [8]. At the temperatures T ≥ 20 K the simulations on the base of the Boltzmann equation are adequate to investigate the conductivity in 2D materials [7] [8].
In this paper, the resonant linear and nonlinear properties of 2D electron gas in graphene and silicene are investigated. Based on the Boltzmann kinetic approach, the linear and nonlinear expressions for the 2D tensor conductivity are derived. The quasi-linear method is used to analyze nonlinear resonant conductivity when the bias magnetic field is applied. For realistic values of 2D electron concentrations and collision frequencies, the values of the resonant conductivity coincide with ones obtained from the simpler hydrodynamic approach. In addition, the nonlinear dependences of the surface density of the electric current on THz electric field practically coincide when obtained both from the kinetics and from the hydrodynamics in the absence of a bias magnetic field. This makes possible to use the simpler hydrodynamic method to analyze the nonlinear propagation of THz EM waves through the layered structures “dielectric-graphene or silicene—dielectric”.
2. Basic Equations
The consideration is based on the Boltzmann kinetic equation [7] [8] [11] [12] [15] for the electron distribution function f, SI units:
(1)
Here p is the electron quasi-momentum, St{f} is the collision integral that below is considered within the collision frequency ν approximation
, f00 is the equilibrium Fermi distribution function. The bias magnetic field B0 is directed along OZ axis. This equation is valid in THz range, where the inequality takes place: ν < ω; ω ≥ 5⋅1012 s−1 is the frequency of EM field, ν = 1012 − 5·1012 s−1 is the electron collision frequency. In THz range it is possible to neglect by interband electron transitions when the 2D electron concentration is n20 > 1010 cm−2. The effects due to the quantizing magnetic field are not considered here, so the bias magnetic field is not high: B0 < 2 T.
Below the case of the two-component THz electric field is considered in the XOY plane: E = (Ex, Ey, 0). The kinetic Equation (1) is rewritten as:
(2)
The stationary solution of Equation (1) is the Fermi distribution function:
(3)
Here
is the Fermi energy in equilibrium,
is the electron energy,
, T is a temperature in Kelvins. Our goal is to derive the dependence of the surface density of the electric current on THz electric field.
The following notations are used:
(4)
Here pF is the Fermi momentum,
is so-called “kinetic” effective mass, which is utilized below, ωB is the electron cyclotron frequency.
The equation for pF is:
. (5)
Here, n20 = 1010 – 1013 cm−2 is the steady 2D concentration of the electron gas.
The dispersion law for 2D electrons in the graphene and silicene is [1] [2] [7]:
(6)
Here, vF is so-called the Fermi velocity, it is vF ≈ 106 m/s for graphene and vF ≈ 4.5⋅105 m/s for silicene [2]. For the sake of generality, the small effective mass
≤ 0.001me is introduced in Equation (6). The nonzero effective mass
can occur in 2D materials placed onto some substrates, like SiO2.
The electron velocity for the quasi-classical electron motion is obtained as:
(7)
Below the quasi-linear approach is applied [16] to derive the nonlinear conductivity. The solution of Equation (2) is searched in the form:
(8)
Here f0 is the almost constant, or basic, part of the distribution function. Another part of it oscillates with the frequency ω. In the quasi-linear approach, the inverse action of the high-frequency oscillations to the basic part of the wave function f0 is taken into account. The generation of higher harmonics is not considered because it is essential under satisfying matching conditions, which are realized in a specified geometry [8].
From Equation (2) there is the following equation for
:
(9)
The equation for the perturbation of the distribution function can be rewritten as:
(10)
The expression for the surface density of the electric current is [7]:
(11)
Then in Equation (11) the solution of Equation (10) in 2D case is used, and the formula for the surface density of current is:
(12)
The analogous expression is for isy.
It is possible to release in the surface current density the resonant part is+ and the non-resonant one is- for EM fields of different circular polarizations:
(13)
The quasi-linear equation for f0 is:
(14)
Then the following relation is used that results from relation for
, Equation (9), the last line:
. (15)
Here
is the symbol of averaging over the oscillation period 2π/ω.
As a result, the equation for f0 is:
(16)
The following notation is used:
(17)
Thus, the equation for f0 is:
(18)
This equation possesses the diffusive character in the space of quasi-momenta [16]. The boundary conditions for f0 are [16]:
(19)
The expressions for the resonant and non-resonant surface conductivities are:
(20)
From Equation (12), the following expression for the resonant surface conductivity is written down:
(21)
In the limiting case T → 0 there are simplified expressions from the kinetic theory for the linear 2D conductivity components [12] that coincide with ones obtained from the hydrodynamic approximation with the “kinetic” effective mass m*:
(22)
The nonzero “kinetic” effective mass m* used in Equations (22) is taken from Equation (6).
In the hydrodynamic approach the surface density of current is expressed through the hydrodynamic velocity v [12]:
(23)
In the kinetic approach the expression for σs+ can be written down by means of complex integrals, Equation (21). It possesses the resonant dependence on frequency ω. In the hydrodynamic approach the linear formula for σs+ is simple and is obtained from the equation for the electron velocity:
(24)
It is seen that EM wave with the circular polarization
is subject to the resonant interaction with 2D electron gas; another EM wave with the non-resonant circular polarization
is not considered here.
Therefore, the hydrodynamic expression for the linear resonant conductivity is
(25)
Here ωB ≡ eB0/m* is the cyclotron frequency for a particle with the “kinetic” effective mass m*, also see Equation 4.
3. Simulations
3.1. Linear Resonant Conductivity
In this Subsection, the linear conductivity of graphene and silicene has been simulated. The dependences of the resonant component of the linear surface conductivity σs+ on frequency ω for graphene and silicene have been calculated with using Equations (21), (25) for the kinetics and the hydrodynamics correspondingly. In the linear case, the distribution function f0 is equilibrium one, f0 = f00, Equation (3).
The typical dependences are presented in Figure 1 and Figure 2. The bias magnetic field is B0 = 1 T, the electron collision frequency is ν = 2⋅1012 s−1. The results do not change when
≤ 0.001 me, see Equation (6). Parts a) are the dependences for the graphene, b) are ones for the silicene.
In Figure 1, 2D electron concentration is n20 = 5⋅1010 cm−2. The curves 1, 2, 3 are at T = 20, 30, and 50 K simulated from the kinetic approach. The curves 4, 5 are from the hydrodynamic approach T = 0, the collision frequency is the same for curve 4 ν = 2⋅1012 s−1, but it is increased ν = 4.8⋅1012 s−1 for curve 5. It is seen that the resonant frequencies are ω ≈ 3.93⋅1013 s−1 for the graphene and ω ≈ 1.79⋅1013 s−1 for the silicene there. They coincide with the cyclotron frequency ωB, Equations (4), (25).
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Figure 1. Dependences of the linear components of the resonant surface tensor conductivity σs+, namely the real (σs+', solid lines) and imaginary (σs+'', dot lines) parts, on frequency ω for graphene and silicene in the bias magnetic field B0 = 1 T. The surface electron concentration is n10 = 5⋅1010 cm−2, the collision frequency is ν = 2⋅1012 s−1, except for the curve 5. Curves 1, 2, 3 are from kinetics, ones 4, 5 are from the hydrodynamics. Curves 1, 2, 3 are at the temperatures T = 20 K, 30 K, and 50 K, correspondingly. Curve 5 is for the increased collision frequency ν = 4.8⋅1012 s−1. Part (a) is for graphene, (b) is for silicene.
In Figure 2, 2D electron concentration is higher, n20 = 3⋅1011 cm−2. The curves 1, 2, 3 are at T = 30, 50, 80 K, the kinetic approach. The resonant frequencies are ω ≡ ωB ≈ 1.62⋅1013 s−1 for the graphene and ω ≈ 0.73⋅1013 s−1for the silicene. There is a good coincidence with curves 1 and 5, namely the last one is from the hydrodynamic approach with the slightly increased collision frequency ν = 2.5⋅1012 s−1.
Figure 2. The same as in Figure 1, but the surface electron concentration is higher, n10 = 3⋅1011 cm−2, and the temperatures ate T = 30 K, 50 K, and 80 K. Curve 5 is from the hydrodynamic approach, but for the increased collision frequency ν = 2.5⋅1012 s−1.
The results of our simulations have shown that both in graphene and in silicene the dependences of the components of the linear resonant conductivity simulated from the hydrodynamic approach are of good agreement with ones obtained from the kinetics, when 2D electron concentrations are n20 ≥ 3·1011 cm−2 and the collision frequencies are ν ≥ 5·1011 s−1. The absolute values of the resonant components of conductivity increase ≥100 times near the cyclotron frequency ωB, see Equation (25). Because the Fermi velocity vF in silicene is smaller than one in graphene, the resonant frequencies are smaller in the silicene, when the 2D electron concentration n20 and the bias magnetic field B0 are the same.
Our simulations have demonstrated that at smaller values of 2D electron concentrations n20 < 1.5⋅1011 cm−2 there is an essential discrepancy between the values of the resonant surface conductivity calculated from kinetic and hydrodynamic approaches. But a comparison of curves 1 and 5 in Figure 1 shows that they practically coincide when the hydrodynamic approach is used with the increased value of the collision frequency.
3.2. Nonlinear Resonant Conductivity
In this Subsection, the quasi-linear approach is used to simulate the nonlinear dependences of the resonant 2D conductivity. The resulting equation for the basic distribution function f0 is one with the nonlinear diffusion, Equations (18), (19). The following qualitative result is mentioned. Due to the nonlinearity, i.e. an influence of THz electric field
on the basic distribution function f0, the smoothing of f0 occurs, which is equivalent to increasing the effective “kinetic” mass m*.
In Figure 3 and Figure 4, there are the dependences of the basic distribution function f0 on the quasi-momentum p at different values of THz electric field
. The parameters correspond to ones used in Figure 1 and Figure 2; the chosen THz frequencies are equal to the resonant ones in Figure 1 and Figure 2, namely to the cyclotron frequency ωB. The quasi-momentum p is normalized to pT, see Equation (4). In the nonlinear cases the stationary distribution function f0 is presented at the time moment t = 10−11 s ? ν-1.
In Figure 3 and Figure 4, curve 1 is the equilibrium distribution function f00. Curves 2, 3, 4 are for the values of THz electric field
= 104 V/m, 3⋅104 V/m, and 105 V/m, correspondingly.
An influence of THz electric field
results in the difference of the basic distribution function f0 from the equilibrium one f00 under relatively small values of
≥ 104 V/m and, thus, in essential electron nonlinearity under the cyclotron resonance condition ω ≈ ωB.
Dependences of the resonant surface conductivity on THz electric field are presented in Figure 5 and Figure 6. Curves 1 - 4 correspond to ones in Figure 3 and Figure 4. Note that curves 1 in Figure 1 and Figure 2 coincide with curves 1 in Figure 5 and Figure 6; it is the same linear case.
From Figure 5 and Figure 6, it is seen that under the cyclotron resonance conditions the electron nonlinearity is higher in graphene under equal 2D electron concentrations n20. The nonlinearity is more essential at smaller values of n20, compare Figure 5 and Figure 6.
Figure 3. Dependences of the basic component of the distribution function f0 on the quasi-momentum for graphene and silicene in the magnetic field B0 = 1 T. The surface electron concentration is n10 = 5⋅1010 cm−2, the THz frequency is ω= 3.93⋅1013 s−1 for graphene and 1.79⋅1013 s−1 for silicene. The collision frequency is ν = 2⋅1012 s−1. The initial electron temperature is T = 20 K. Curve 1 is the equilibrium distribution function f00, 2 is f0 at the THz fields
= 104 V/m, 3 is at
= 3⋅104 V/m, 4 is at
= 105 V/m. Part (a) is for graphene, (b) is for silicene.
Figure 4. The same as in Figure 3, but n20 = 3⋅1011 cm−2, T = 30 K. The frequencies are 1.62⋅1013 s−1 for graphene and 0.73⋅1013 s−1 for silicene.
Figure 5. Nonlinear dependences of the resonant surface conductivity σs+. The real parts are given in solid lines, the imaginary ones in dot lines. The surface electron concentration is n10 = 5⋅1010 cm−2, the THz frequency is ω= 3.93⋅1013 s−1 for graphene and 1.79⋅1013 s−1 for silicene. Curve 1 is for the linear case; 2, ,3, 4 are for the values of THz electric field 104 V/m, 3⋅104 V/m, and 105 V/m. Part (a) is for graphene, (b) is for silicene.
Figure 6. The same as in Figure 5, but n20 = 3⋅1011 cm−2, T = 30 K. The frequencies are 1.62⋅1013 s−1 for graphene and 0.73⋅1013 s−1 for silicene.
3.3. Fully Nonlinear Approach without Bias Magnetic Field
Here, the nonlinear properties of graphene and silicene are compared under non-resonant conditions in the absence of a bias magnetic field B0 = 0. THz EM field possesses the linear polarization Ex. The values of the frequency ω of THz electric field correspond to the resonant cases presented in Figure 1 and Figure 2.
The nonlinear properties of graphene and silicene have been investigated by means of both the kinetic approach [7] and the quantum one [14]. In the collisionless approximation the solution of the kinetic equation can be obtained by the method of characteristics [7]:
(26)
Then the nonlinear dependence of the surface current density has been simulated from Equation (11) by means of direct integration [11].
To compare the results of the kinetics, also the direct quantum approach has been applied. The following expressions for the surface density of current in graphene were derived [14] from the fully quantum consideration at T = 0, i.e. when 2D electron gas is fully degenerated:
(27)
It is possible to approximate this dependence as [14]:
(28)
Equation (28) also can be derived from the nonlinear hydrodynamic equation for the quasi-particles with the “kinetic” effective mass m*, Equation (4), and the pseudo-relativistic dispersion law where the role of the velocity of light takes the Fermi velocity vF [11] [14].
The nonlinear dependences of the surface current density are presented in Figure 7. These dependences are given for the resonant frequencies ω ≈ ωB where the maximum values of the real parts of the linear surface conductivity have been obtained in the presence of the bias magnetic field given in Figure 2. In Figure 7, 2D electron concentration is n20 = 3⋅1011 cm−2. The curves 1, 2, 3 are simulated from the kinetic approach at the electron temperatures T = 30, 50, and 80 K. Curve 4 is obtained from the quantum approach, Equation (27), curve 5 is from the simplified Equation (28).
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Figure 7. Nonlinear dependences of the density of the surface electric current on THz electric field Ex for graphene, part a), and silicene, part b), in the absence of a bias magnetic field. The THz frequencies are ω = 1.62⋅1013 s−1, part a), and ω = 0.73⋅1013 s−1, part b). 2D electron concentration is n0 = 3⋅1011 cm−2. Curves 1, 2, 3 are obtained from the kinetic approach under the temperatures T = 30 K, 50 K, and 80 K; curve 4 is from the quantum approach, Equation (27); curve 5 is from the quantum approach, simplified formula, Equation (28).
The nonlinear dependences of the surface current densities on THz electric field are sharper in the silicene than in the graphene. Therefore, in the absence of a bias magnetic field the electron nonlinearity can be higher in silicene. But the non-resonant nonlinearity manifests at the magnitudes of THz electric fields of about 106 V/m, 2 orders higher than for the resonant nonlinearity in the bias magnetic fields.
Thus, the simpler hydrodynamic approach can be used to investigate the resonant nonlinear propagation of THz EM waves in the layered structures “dielectric-graphene (silicene)-dielectric…”, when the values of 2D electron concentrations are not small n20 ≥ 3·1011 cm−2. Our simulations have shown that it is valid at the electron temperatures T ≤ 120 K.
4. Discussion
Our simulations have demonstrated that in the bias magnetic field both graphene and silicene possess a strong resonant dependence of the surface conductivity on frequency and essential nonlinearity at low magnitudes of THz electric fields of about 100 V/cm. As a nonlinear material, graphene is preferential there. The non-resonant nonlinearity in the absence of a bias magnetic field is more expressed in silicene, due to lower values of the Fermi velocity. Nonlinearity cannot be considered moderate in all cases.
Now photonic crystals, metamaterials, and other layered structures, which are designed for nonlinear applications in THz range, use 2D materials like graphene and silicene. It is of interest to combine the resonant nonlinearity due to a bias magnetic field with the geometrical resonances due to the thicknesses of dielectric layers. Various approaches can be used to analyze these complex structures. Due to the complexity, simple but adequate methods are needed to study essentially nonlinear phenomena there. The most suitable approach is the quasi-classical kinetic one, but also the application of simpler methods like electron hydrodynamics can be useful.
5. Conclusion
Expressions of resonant linear dependences of the surface conductivity in graphene and silicene at terahertz frequencies have been simulated from the kinetic approach, where the finite temperatures of 2D electron gas are considered. These dependences practically coincide with those obtained from a simpler hydrodynamic approach with the nonzero electron “kinetic” effective mass. This “kinetic” mass can be obtained from the direct quantum approach. At the resonant frequencies the essential nonlinearity occurs both in graphene and silicene at low magnitudes of terahertz electric fields of circular polarization, but the resonant nonlinearity in graphene is higher. In absence of a bias magnetic field nonlinear dependences of surface current densities on the terahertz electric field can also be obtained from the hydrodynamic approach, where the pseudo-relativistic dependence of the “kinetic” effective mass on the electron velocity is used. The Fermi velocity plays the role of the speed of light. The non-resonant nonlinearity is higher in silicene.
Acknowledgements
Y.R. acknowledges the National Science Centre, Poland, for funding initiative under project number UMO-2023/49/B/ST10/03465. V.G., J.E.-A., and A.K. are grateful to SEP-CONAHCyT (Mexico) for partial funding.