GGA + U Approximation: An Improved Density Functional Theory of Optical Properties of CaH2 ()

1. Introduction
The electronic band structure and the structural property (Lattice constant) of CaH2 in orthorhombic structure, with space group,
, in crystal system (Co2Si-type) have been computed, using the density functional theory. The Kohn-Sham equation was solved, using the full-potential linearized augmented plane wave (FP-LAPW) [1]. Generalized Gradient Approximation (GGA) and GGA + U approximation were employed as exchange correlation potentials, with WIEN 2K Code. Designated method of the observables was expounded in [2]. The initial crystal structure of CaH2 was studied by Zintl and Harder [3] and Gridani and Mouhtadi (2000) employed the Hatree-Fock ab nitio method to investigate same properties of CaH2 solid system, and found it to be a strongly ionic insulator. Up-to-date, structural, electronic and optical properties of MgH2 and CaH2 have been studied, using GGA under [4]; their calculated band structure depicted that MgH2 has an insulating nature, while CaH2 exhibited semi-conducting behaviour, which is antithetical to the findings of the above researchers.
In this current work, the optical properties of CaH2 are to be examined, using full-potential linearized augmented plane (FP-LAPW), GGA and GGA + U approximations, with WIEN2K codes in the frame work of density functional theory (DFT).
2. Theoretical Consideration
Dielectric Function
The dielectric function describes what an electric field such as oscillating light wave does to a material. The Dielectric function is a three-dimensional tensor which depends on the symmetry of crystal, and can be calculated directly from the Kohn-Sham energy eigenvalues,
. In the Random Phase Approximation (RPA), the function,
, can be expressed as [5]
(1)
where V is a unit cell Volume,
are momentum matrix elements between the bands n and m, for the point K of the crystal.
is a Fermi-Dirac distribution function:
(2)
where
is a Fermi level.
3. Optical Properties
3.1. Imaginary and Real Parts of the Dielectric Function
The imaginary part of the dielectric function is calculated in order to understand the optical properties of CaH2. The study of the optical properties is pivotal for understanding of the electronic structure of materials [6]. These can be obtained from the complex dielectric function
, which is in defined [6] as
(3)
The imaginary part
of the dielectric function can be calculated using momentum matrix elements [7]. The corresponding eigen-function of each of the occupied and unoccupied state contributes to the matrix elements [8]. The real parts
of the dielectric function can be derived from the imaginary part
by Krong-Kramers relationship [8].
At this point, it is apropos to mention that the imaginary part of the dielectric function, also, is indicative of real transfers between the occupied and unoccupied states, thus the imaginary part then, controls the attenuation, while the real part explains refraction. In other words, the real part marks scattering and loss in optical processes.
3.2. Refractive Index and Extinction Coefficient
The refractive index determines how much light is bent or refracted, when entering a material. The refractive and extinction coefficients are intrinsically related, for they are derived from the same physical process. The refractive index and the extinction coefficients are tensors, and are expressed as
(4)
and
(5)
where
is the refractive index, and
is the extinction coefficient.
3.3. Reflectivity and Absorption Coefficient
In optical experiments,
and
cannot be measured explicitly. The measurable quantities are reflectivity
, and the absorption coefficient
. It can be shown in Literature on electromagnetism that these quantities can be expressed as [5]:
(6)
and
(7)
4. Computational Methods
To eschew verbosity, the detailed computational method is presented in the electronic and structural properties of CaH2, using GGA and GGA + U approximations, with WIEN2K codes [1].
5. Results and Discussion
Absorption Edge for GGA and GGA + U Functional
The calculated dielectric function for CaH2 is portrayed in Figure 1.
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Figure 1. Real and imaginary parts of the dielectric function of CaH2.
The black solid lines are for GGA-PBE and the dash line for GGA + U calculations. It was observed that the compound has one leading absorption peak at 5.6 eV and one minor one at 4.5 eV. It was also noticed that implementation of the GGA + U functional induces the alteration in the first absorption peak caused by the shift in the conduction band.
6. Conclusion
The dielectric function of Sodium hydride (NaH), which is the fundamental quantity that appertains to the electronic structure, and defines its optical properties, has been determined. It was observed that the hydrogen embedded in the compound, including the XC, GGA + U, applied changes its band gaps, thus making it more insulating.
Acknowledgements
This work was supported by the Department of Physics, Veritas University Abuja.
Data Availability
The data that support the findings of this study are available from the corresponding author upon reasonable request.