1. Introduction
The study of general Dirichlet series has its origins in the works [1] - [18] of E. Cahen, J. Hadamard, E. Landau, H. Bohr, G. H. Hardi, M. Riesz, T. Kojima, M. Kuniyeda, G. Valiron, etc. A lot of contemporary mathematicians created a diversified theory of general Dirichlet series, some insisting on the connection with the Laplace-Stieltjes transforms [19] - [24] as J. Yu, Y. Kong, S. Daochun, X. Luo, Y. Yan, C. Singhal, G. S. Srivastava, etc., others as P.K. Kamthan, S. K. Shing Gautam, L.H. Khoi, [25] [26] endowing them with some topological structures, extending to them the Nevanlinna theory (too many to be cited) or dealing with vector valued Dirichlet series [27] - [32] as A. Defant, M. Maestre, D. Perez-Garcia, J. Bonet, B.L. Srivastava, A. Sharma, G. S. Srivastava, etc.
We will use normalized series defined as follows. To any sequence
of complex numbers and any increasing sequence
such that
we associate the series
(1)
is called the type of the series (1) and the series defined by the same
will be called series of the same type. When
, we obtain the ordinary (proprement dites, [18] ) Dirichlet series.
Suppose that
and
are such that the abscissa of convergence (see [14] [18] ) of the series (1)
is finite. (2)
Then (see [1] )
is an analytic function in the half plane
, where
is the abscissa of uniform convergence of (1), and where
is at most
with
(3)
For the ordinary Dirichlet series
and it is known that in the case of Dirichlet L-series defined by imprimitive Dirichlet characters
and
, while in the case of primitive characters
.
In general, when
then
, and the series (1) is an analytic function in the half plane
.
Suppose that this function can be continued analytically to the whole complex plane, except possible at
which is a simple pole. We keep the notation
for the function obtained by analytic continuation.
With the exception of a discrete set of points from the complex plane, this function is locally injective, i.e. it maps conformally and hence bijectively small neighbourhoods of every point onto some domains. Enlarging these neigh- bourhoods, the image domains get bigger. How big can they get? The answer is: they become the whole complex plane with some slits (see [33] [34] [35] [36] ). A region with this property is called fundamental domain of
.
Our aim is to show that the complex plane can be divided into a countable number of sets whose interiors are fundamental domains of this function. We have done this previously for the Riemann Zeta function [37] [38] as well as for Dirichlet L-functions [35] . To do the same thing for functions obtained by analytic continuations of general Dirichlet series we made [36] the assumption that (1) satisfies a Riemann type of functional equation. We will show next that such a strong assumption is not necessary and we can obtain the same result by using just elementary properties of the conformal mapping.
It has been proved [36] that for normalized series (1) the limit
is uniform with respect to
. This means that for any
there is
such that
implies
, therefore the whole half plane
is mapped by
into a disc centred at
of radius
.
An immediate consequence of this fact is that the abscissa of convergence of a normalized series is less than
. Moreover, for
there is no zero of
in the half plane
. Also, if
satisfies a Riemann type of functional equation, then there cannot be non trivial zeros of
in the half plane
neither.
2. Pre-Images of Lines and Circles
Suppose that, for a point
with
the function
has a real value
. The continuation from
along the interval
, is a curve
such that when
tends to 1, we have that
tends to
on
, or there is a point
such that
and the con- tinuation can be carried along the whole real axis giving rise to a curve
. We will show later that when
tends to
on the real axis then
tends to
on
, or on
, in other words these curves cannot remain in a right half plane.
Let us notice first that
are transcendental functions and
is an essential singular point for them. The value
cannot be a lacunary
value for
since then
would be a non polynomial integer
function for which
is an essential singular point and hence
would be also an essential singular point for
, which is not true. Then, by the Big Picard Theorem,
has infinitely many zeros in every neigh- bourhood of
.
Given a bounded region of the plane, there is
such that the pre-image of the circle
centred at the origin and of radius
has only disjoint com- ponents, which are closed curves containing each one a unique zero of
belonging to that region. When
increases those curves expand and they can touch one another at some points
(see Figure 1(b)). These are branch points of the function, since in every neighbourhood of
the function takes at least twice any value on the image circle. Therefore the derivative of
cancels at
. It is obvious that any zero of the derivative, which is not a zero of the function itself, can be obtained in this way. Indeed, if
is such a zero, we can take
and necessarily at least two components of the pre-image of
will pass through
.
What happens with those components of the pre-image of a circle
when
? We have proved [36] , Theorem 1 that there is at least one unbounded component of the pre-image of the unit circle. That proof did not use the as- sumption of
satisfying a Riemann type of functional equation and therefore it is true for any function
.
Let us notice that two curves
and
cannot intersect each other. Indeed, if
would be a common point of these curves, then when
moves on the interval
between
and 1 the point
describes an unbounded curve which bounds a domain mapped by
onto the complex plane with a slit alongside the interval
. That domain should contain
![]()
Figure 1. Pre-images of circles and the birth of a strip.
a pole of
which is not true. Therefore an intersection point
of the two curves cannot exist and consecutive curves
and
bound infinite strips
. We suppose that
is the strip containing the point
and for every integer
, the curve
is situated above
. Figure 1(e) illustrates the birth of a strip
when the pre-image of a ray making a small angle
with the positive real half axis is taken and then we let
.
We have also proved [36] , Theorem 2 that every unbounded component of the pre-image by
of the unit circle is contained between two con- secutive curves
and
and vice-versa, if
between two con- secutive curves
and
there is a unique unbounded component of the pre-image of the unit circle. It has been shown that the respective component does not intersect any one of these curves. For
every strip
contains also a unique curve
which is mapped bijectively by
onto the interval
of the real axis, as well as a certain number of curves
,
which are mapped bijectively by
onto the whole real axis. There are infinitely many strips
covering the whole complex plane [36] , Theorem 4. Therefore, there are infinitely many unbounded components of the pre-image by
of the unit circle. Some strips
can contain also bounded components of the pre-image of the unit circle as well as bounded components of the pre-image of
with
. Figure 1(d) portrays the strip
of
containing two components of the pre-image of the unit circle: the unbounded one containing two zeros and the other bounded, containing one zero.
The use of the pre-image of the real axis can be traced back to Speiser’s work [39] on the Riemann Zeta function. After that the pre-image of the real axis does not appear any more in literature as a tool except for the paper of Arias-de-Reina [40] , who revisits Speiser’s theorem. In the same year John Derbyshire uses both: the pre-image of the real axis and that of the imaginary axis in his popular book Prime Obsession and declares that they are at the heart of that book. The classification of the components of the pre-image of the real axis by the Riemann Zeta function appears for the first time in [37] , where the strips
are also introduced and a method is devised of partitioning them into fundamental domains. Later, such a classification has been extended to Dirichlet L-functions and finally to functions defined by general Dirichlet series.
A different approach, namely that of phase diagram, has been used by Elias Wegert for visual exploration of complex functions [41] [42] . Applied to the Riemann Zeta function, his phase plots revealed interesting patterns pertaining to the universality property of that function. It is known that such a property extends to more general Dirichlet series and probably it can complement our fundamental domains approach.
An even better way to visualize the complexity of conformal mappings by analytic functions of a complex variable is to use an orthogonal mesh in the z-plane formed with rays issuing from the origin and circles centred at the origin. Moreover, a spectre of colors can be superposed to the mesh as seen in Figures 2(a)-(c). By taking the pre-image of that mesh we obtain a coloured orthogonal mesh in the s-plane in which the color of every point coincides with that of its
![]()
Figure 2. Colour-visualization of the conformal mapping by
.
image. In this way we can locate the corresponding points in the two planes and have also a global view of the mapping. The pre-image of the real axis and the
-strips are still identifiable. Figures 2(d)-(f) above illustrates the mapping by the Riemann Zeta function in the rectangles
,
and
. By comparing them, one can notice the increasing number of zeros in the strips with increasing
. The pattern we can see here is proper to any function
.
Theorem 1 No zero of
or of
can belong to a curve
.
Proof. The affirmation of the theorem is obvious for the zeros of
since 0 does not belong to the interval
of the real axis. A more intricate argument guarantees that the same is true for the zeros of the derivative of
. Indeed, even if
, no bounded component of the pre-image of
can reach
, despite of the fact that
intersects the interval
. Indeed, in the contrary case, the respective component should intersect
at lest twice, or it should be tangent to it, fact which requires that
intersects the interval
the same number of times or to be tangent to it, which is not possible. The fact that
intersects the interval
has as effect the pre-image of
intersecting the curves
(and not
). It results that no two bounded components of the pre-image of
can meet on
, neither can one of these components meet on
an unbounded component of the pre-image of
into a zero of
.
Remark: Theorem 1 does not imply that
cannot have zeros on some
. Such zeros appeared as possible for the Dirichlet L-function
as seen in Figure 3 when
has approximately the values 169.2 and 179.2. However, we suspected that this was due to the poor resolution of the picture and indeed, when we zoomed on the respective points, we obtained configu- rations which show clearly that
does not cancel there. However, as we will see later, the possibility of such zeros cannot be excluded.
We have seen that the unbounded components of the pre-image of the unit circle do not intersect any
. On the other hand the bounded components of the pre-image of the unit circle intersect curves
at points
where
. In the same way the bounded components of the pre-image of
with
will intersect
at points
where
. However the story of the unbounded components of the pre-image of
is a little more complicated.
When increasing
past 1 all the unbounded components of the pre-image of
fuse together into a unique unbounded curve
intersecting every curve
, hence they do not generate by this fusion zeros of
. Indeed, since the mapping of
onto the interval
is bijective, there should be a unique point
on every
such that
. The continuation over
from each one of these points can be made clockwise and counter clockwise into
, respectively
, for every
, giving rise to that unbounded curve. The final conclusion is that
does not cancel on any
. ■
![]()
Figure 3. Possible zeros of
on
which are not double zeros of
.
Given any bounded domain in the plane
, we can take
close enough to 1 such that
does not touch any bounded component of the pre-image of
included in that domain. However, for bigger values of
the curve
comes into contact with bounded components which were turning around one or several zeros
of
, fusing with them and getting to the left of those zeros, hence intersecting also the curves
which contain the respective zeros. The curve
is orthogonal to every component of the pre- image of the real axis if it intersects that component at a point where
does not cancel.
Since a point turning around the origin in the same direction on an arbitrary circle
centred at the origin will meet consecutively the positive and the negative real half axis, the components of the pre-image of
(including
when
) should meet consecutively the pre-image of the positive and the negative half axis (coloured differently). This is [33] [35] the so-called color alternating rule.
An immediate consequence of this rule is that in every strip
the first and the last curve
should be such that the pre-image of the negative real half axis faces the corresponding
. Then, consecutive
have the same orien- tation, as long as they are on the same side of
. A zero
of
being on
and not being a zero of
(where the colors are changing) implies that different components of the pre-image of a circle
fuse (for a value
of
) on
. The respective components must obey the color alternating rule for every
and we realize that after fusion the component can be such that the rule is still in force. Indeed, if
and
have the same color at
then this curve can continue to meet the respective color without affecting the color alternation by simply switching the branches of
and
which come to
. However, as we will see next, the position of
with respect to the two zeros of
on these curves cannot be arbitrary.
Theorem 2 For
different of 0, there is no zero of the derivative of
at the left of the leftmost zero of
in
Proof. We can reproduce the proof of Theorem 1 from [43] for arbitrary functions
. Let
be the leftmost zero of
from
and suppose that the simple zero
of
is a progenitor of
, i.e. a component of the pre-image of the circle
with
contains the point
. It is obviously enough to deal with the case where
, i.e. where
is above
. Then
(indicated in Figure 4 as
, since it has been partially computer generated by a Dirichlet L-function) belongs to the upper half plane and
, where
.
The pre-image of the ray determined by
contains two curves which are orthogonal at
. The angles at
are doubled by
, hence the four arcs of the pre-image of that ray make angles of
,
,
and
with a horizontal line whose image passes through
. The angle
made by the second arc (which ends in
) with this line is less than the angle
made by the tangent to the pre-image of the respective ray at any point between
and
with the same horizontal line. If
, then there must be a point on that arc for which
, therefore
, which is absurd. ■
Corollary: If
satisfies RH, then the zeros of
from every strip
are at the right side of the critical line. When
is the Riemann
![]()
Figure 4. The location of the zeros of
.
Zeta function this corollary represents the Speiser’s theorem [39] .
The existence of multiple zeros of functions obtained by analytic con- tinuations of Dirichlet series has been documented (probably for the first time) in [44] , where double zeros of a linear combination of Dirichlet L-functions have been found (see Figure 5 below).
We have shown that all those double zeros are located on the critical line. In this example the function is
and the double zero is obtained for the approximate value of
of
. The double zeros we have found for all the functions of this type were located at the intersection of
and
or of
and
. We can make now a much more general affirmation about the multiple zeros of functions obtained by analytic con- tinuation of general Dirichlet series.
Theorem 3 In every strip
of a function
this function has at most one double zero. Such a zero is found at the intersection of
and
or of
and
. There is no multiple zero of
in
and hence no zero of a higher order than two of
.
We need to postpone the proof of this theorem for a while.
3. Intertwining Curves
When studying functions
it is useful to consider besides the planes
and
also a plane
, where
. Sometimes the planes
and
will be identified in order to make more obvious certain relations between the configurations defined by the two functions in the respective planes. The configurations we have in view are pre-images by both
and by
![]()
![]()
Figure 5. A double zero of a linear combination of dirichlet L-functions.
, of some curves or domains.
Regarding the pre-image by
and by
of the real axis it has been found [34] [36] that the components of these pre-images are paired in such a way that only the components of the same pair can intersect each other. The respective pairs form the so-called intertwining curves.
Three kinds of intertwining curves have been distinguished [33] [34] [35] [36] , namely:
1)
and
,
, which are mapped bijectively by
and by
onto the interval
, respectively
,
2)
and
,
, which are mapped bijectively by
and by
onto the interval
, respectively
3)
and
,
,
,
(a finite set of integers), which are mapped bijectively by
, respectively by
onto the whole real axis.
Theorem 4 The intertwining curves touch each other at the points where the tangent to
, respectively
is horizontal. Vice-versa, if at a point of such a curve the tangent is horizontal, then a component of the pre-image of the real axis by
passes also through that point.
Proof. Indeed, suppose that
is the equation of a curve
or of a curve
such that
. Then (see Figure 6 below)
. (4)
![]()
Figure 6. Intertwining curves of
for
.
The Equation (4) shows that the argument of
is opposite to that of
, therefore they cancel simultaneously, and when one is
, the other should be
. Yet these values of the argument of a point mean that the respective point is on the real axis, therefore
belongs to both pre-images of the real axis, by
and
which completely proves the theorem.
■
Remark: The Theorem 4 is a corollary of a much more general property which says that if
is an analytic function in a domain
of the complex plane and
is the image by
of a smooth curve
, then denoting by
the pre-image by
of
, at every point
where
and
intersect each other we have
, where
.
Indeed, suppose that the planes
and
are identified, where
and write
for the curve
. Then at an intersection point
of
and
we have
and
implies
, hence
, etc.
We can show now that:
Theorem 5 No strip
can be included in a right half plane.
Proof. The formula (4) written for
tells us that when
tends to
then
must tend to 0. Yet, there is no zero of
on any
. On the other hand,
is an unlimited continuation of
alongside
, hence when
tends to
we have that
tends to
not to 0 and this is a contradiction. The conclusion is that the geometry of the pre-image of the real axis is in the whole complex plane similar to that we can see in a bounded region of the plane in Figure 2, Figure 3, Figure 6, Figure 7. ■
Summarizing these facts and having in view [36] we can say:
Theorem 6 The variable
takes any real value on every curve
. Con- secutive curves
form infinite strips
which are mapped (not necessarily bijectively) onto the whole complex plane with a slit alongside the interval
of the real axis. If
contains
zeros of the function
, then it will contain
zeros of
. For any given
, the function
either has a finite number of zeros
in
, or
. If
satisfies a Riemann type of functional equation, every strip
,
contains a finite number of zeros of this function. The strip
may contain infinitely many zeros of
.
Proof. We only need to justify the numbers
and
to which the theorem makes reference. We have seen that every zero of
is obtained when two components of the pre-image of some circle
centred at the origin and of radius
come into contact. If we consider the zeros of
as the leafs of a binary tree whose internal nodes are obtained in this way, that tree is a complete binary tree and it is known that it must have exactly
internal nodes. Figure 7 illustrates this situation for ten strips of the Riemann Zeta function. The location of the zeros of
and those of its first two derivative
![]()
Figure 7. The zeros of
and of its first two derivatives for
.
are also clearly indicated. If there is a double zero of
in
, then the respective leaf is counted twice as a leaf and once as an internal node, etc. When the number of zeros
in
is infinite we must have
, otherwise
would have an accumulation point in
and hence
would be identically zero. ■
We can prove now also the Theorem 3.
Proof. Exactly 2 curves
and
should meet at a double zero
of
belonging to
. But
is also a simple zero of
and therefore a curve, say
should pass through
. Yet,
intertwines with a curve
and unless this curve is
, which does not contain any zero of
, the point
would be a double zero of for
, and this is impossible.
Hence , necessarily one of the curves
passing through
is
. This shows that there can be only one double zero in
and the other curve passing through
in that case is either
, or
.
We notice that the curve
does not contain any zero of
, hence it cannot pass through a multiple zero of order
of
. Since every curve passing through that zero has an intertwining curve defined by the second derivative of
, the respective point should be a multiple zero of order
of this second derivative, which is absurd. Therefore
has no multiple zero and then
cannot have any zero of the higher order than 2. ■
4. Fundamental Domains
For
, the curves
as well as
are parabola like curves with branches extending to infinity as
. Therefore we can distinguish between the interior and the exterior of such curves. They can be viewed as oriented curves, with the same orientation as the real axis whose components of the pre-image they are. By the same rule
and
, as well as
are also oriented, the positive orientation of
and of
being from the right to the left, while that of
, is from the left to the right. Some curves
,
can contain in interior some other curves of the same type (embraced curves) and by the color alternating rule the orientation of the embracing curve and that of the embraced curves must be different. We did not find any instance where an embraced curve is in turn embracing, yet there is no reason to believe that such a situation is impossible.
Theorem 7 If the strip
contains
zeros counted with multiplicities, then
can be partitioned into
sub-strips which are fundamental do- mains for
Proof. Suppose that curves
and
are containing the simple zeros
and
and two components of the pre-image of a circle
which are going around each one of these zeros touch at a point
. This is a zero of
. The pre-image of the segment of line connecting
and
has as component an arc
connecting the points on the two curves where
and passing through
. If one of these curves is
then the respective point is
and
is an unbounded curve. The strip
bounded by this curve and the branches of
and
corre- sponding to the interval
, turns out to be a fundamental domain of
. Indeed,
is mapped conformally by
onto the whole complex plane with a slit alongside the interval
followed by a slit alongside the segment from
to
. If
embraces
then
is bounded to the right.
Suppose now that one of the two zeros is a double zero of
. We know that
must pass through that zero and the part of
corresponding to the interval
becomes part of the boundaries of adjacent fundamental domains. One of them will have as image the complex plane with a slit alongside the positive real half axis and for the other one a slit from
to
should be added, where
is 1 or −1.
We know that
cannot have a higher order of multiplicity and therefore the cases analysed exhaust all the possibilities. Having in view Theorem 6, we conclude that the strip
can be always divided into
fundamental domains. ■
Figure 8 below illustrates this theorem for the case of the Riemann Zeta
(a)
(b)
(c)
Figure 8. Two fundamental domains and their images.
function and the strip
.
As seen in the case of Dirichlet L-functions (including the Riemann Zeta function) the strip
has infinitely many zeros, yet following the same technique we can divide it into infinitely many fundamental domains.
If four different colors are used, say color 1 and 2 for the pre-images by
of the positive and of the negative real half axis and 3 and 4 for the pre-images by
of the same half axes, then two simple topological facts can be established [33] :
a) The color alternating rule, which states that as a point turns indefinitely in the same direction on a circle centred at the origin, the pre-images of this point by each one of the functions
and
will meet alternatively the colors 1 and 2, respectively 3 and 4.
b) The color matching rule, which states that when intertwining curves meet each other, then if these are not
and
color 1 will always meet color 4 and color 2 will always meet color 3. Only the curves
and
can intersect each other at points where color 2 can meet color 4.
The series (1) which are Euler products display special important properties.
5. Euler Products
It is known that the Dirichlet L-functions are meromorphic continuations of ordinary Dirichlet series defined by Dirichlet characters and these series can be expressed as Euler products. This property is a corollary of the fact that the Dirichlet characters are totally multiplicative functions (see for example [33] . Yet the property of being total multiplicative can be extended to general Dirichlet series, as done in [35] , and therefore some of the general Dirichlet series
(see the details in [35] ) can also be written as Euler products:
, (5)
where
is the set of prime numbers. This convention will be kept in the following for all the products and sums involving the subscript
. The product has the same abscissa of convergence as the series itself.
Looking for counterexamples to the Grand Riemann Hypothesis (GRH), some Dirichlet series satisfying a Riemann type of functional equation have been found, whose analytic continuation exhibit off critical line non trivial zeros, namely the Davenport and Heilbronn type of functions and linear combinations of L-functions satisfying the same functional equation. Although these are not counterexamples to GRH, their study allowed us to draw interesting conclusions. We have seen in [36] that if
does not satisfy the GRH, then for every two distinct non trivial zeros
and
there is
,
such that
, where
, i.e. the derivative of
cancels at a point
of the interval
deter- mined by
and
. Moreover,
.
Let us rephrase and give a simplified proof to [36] , Theorem 3.
Theorem 8 Suppose that the function (5) satisfies a Riemann type of func- tional equation and the respective series has the abscissa of convergence
. Then for every non trivial zero
of
we have
.
Proof. Suppose that there is a zero
of
for which
. Then, due to the functional equation,
is also a zero of
(see Figure 9 below). There is
such that in the components
and
of the pre-image of the disc centred at the origin and of radius
containing the respective zeros the function
is injective. Then we can define the function
as follows:
(6)
The function
can be continued as an analytic involution of the union
of the fundamental domains
and
of
containing the respective zeros. The boundaries of the domains
and
have a common component
and the union
is a simply connected domain
. The function
can be continued to an analytic involution of
having
as a fixed point. We have
in
, in particular
and
. Moreover,
in
. Let us define the function
by
(7)
Since the numerator and the denominator of
are analytic functions in
and the denominator cancels only at
and
, the function
is analytic in
except at these two points. Since
, we have that
for
not equal to one of these points. Yet they are removable singularities, and we can set
in
. By the formula (5) we have
(8)
for sÎH,
> σc. In particular,
![]()
Figure 9. Symmetric zeros with respect to the critical line.
The arguments of these ratios represent the angles under which the segment between
and
is seen from the point
on the unit circle. If a Ramanujan type condition is fulfilled, namely
and
are such that for every
we have
, then the respective angles tend to zero as
. This appears to be a necessary condition for the convergence of the series.
However, the condition is implicitly satisfied since we know that
is well defined in the domain
. The series is a continuous function of
, yet it can take only integer multiple values of
, which is possible only if it is a constant. Since
the series can remain constant only if there
is p0 such that for p > p0 we have
This can happen in two situations: either the three points
,
and
are collinear, or
and in this last case
, i.e.
. In the first case, a shift in t will not affect the real part of the zeros, yet it will destroy the collinearity of the three points and therefore this situation can be ignored. The final conclusion is that
cannot have any non trivial zero
with
strictly greater than 1/2. The zero
can be either a simple zero and then we have only one fundamental domain
, or a double zero and then it is the fixed point of the involution
. In both cases it is located on the critical line, which completely proves the theorem.
■
We need to point out the fact that Figure 9 above illustrates a situation in which the Equation (5) is not satisfied.
Remark: In all of our publications we understood by trivial zeros of an L- function those zeros which can be trivially computed. In this respect, the non trivial zeros of the alternating Zeta function
are the same as those of
and
satisfies the conditions of Theorem 8, therefore its non trivial zeros are located on the critical line. Thus, RH is also true for
.
Similarly, the non trivial zeros of a Dirichlet L-function
defined by the principal character modulo
are the non trivial zeros of the Riemann Zeta function.
Also, the non trivial zeros of a Dirichlet L-function induced by an imprimitive character are the non trivial zeros of the function defined by the associated primitive character. Consequently, the RH for any Dirichlet L-function is fulfilled. With this understanding of the concept of non trivial zeros, Theorem 8 represents the proof of GRH for a wide class of functions.
Acknowledgements
The author is very much thankful to Florin Alan Muscutar for his contribution with computer generated graphics.