1. Introduction
The concept of order compactness extends the notion of compactness to spaces without a defined topology. This allows for the generalization of key results related to compactness in Riesz spaces, enriching the theory and potentially offering new tools for analysis in these spaces.
If Γ is a subset of the partially ordered set Ω, we say that Γ is up-directed if and only if every finite subset of Γ has an upper bound in Γ. “Directed” will be used to denote “up-directed”. A net in a Riesz space E is an arbitrary function from a non-empty directed set Γ to the space E. Nets will be denoted by
, where
is the point of E assigned to the element
of the directed set Γ. Several authors have given various meanings to the statement “Net
order converges to the element
”. In the literature on Riesz spaces theory, nets order convergence is defined in one of three ways.
Definition 1.1 ([1]) A net
is order convergent to
, if there exists a net
such that:
1)
, and
2)
for all
.
Definition 1.2 ([2]) A net
is order convergent to
, written
, if there exists a net
such that:
1)
, and
2) for each
there exists some
satisfying
for all
.
It should be noticed that definition 1.1 does not satisfy our understanding of the word “convergence”. A converging net must remain converging even if we attach additional terms at the “beginning of the net. On the other hand, we hope that the definition adopted will not conflict with that used when the trellis is provided with a topology: If E is any topological (Riesz) space with a family
of “open” sets, the convergence of a net
of points of E is defined by the rule:
means that for every open set U containing
,
exists such that
for all
.
We now give the Aliprantis-Border definition of order convergence of a net.
Definition 1.3 ([2], p. 322) A net
in a Riesz space E is order convergent to some
, written
, if there is a net
(with the same directed set) satisfying:
1)
and
2)
for each
In order to ensure compatibility with the results when we introduce a topology in the Riesz space, we will adopt this last definition.
Finally, we will need the following definition.
Definition 1.4 ([2], p. 31) A net
is a subnet of a net
if there is a function
satisfying
1)
for each
, where
stands for
; and
2) for each
there exists some
such that
implies
.
2. Order Compactness in Riesz Spaces
The famous topological properties lacking in the general context of Riesz spaces, we take for definition of order compactness an equivalent for the order of its important topological property, namely the Bolzano-Weierstrass characterization. For a complete account of Riesz spaces, the reader is referred to [3]-[9].
Definition 2.1 A subset
of a Riesz space E is:
order compact if every net of
has an order convergent subnet with limit point belonging to
.
-order compact if every sequence of
has an order convergent subsequence with limit point belonging to
.
Note that if
is order compact then
is
-order compact.
Proposition 2.1 Let E be a Riesz space. The following assertions are fulfilled:
i) Finite unions of order compact subsets are order compact.
ii) Intersections of order compact parts are order compact.
iii) Order closed subsets of order compact subsets are order compact.
Proof. i) Let
be a net in
, where
are order compact subsets. It is easy to see that at least one
contains an infinity of terms
. The order compactness of
ensures the existence of a convergent subnet of
in
, and the proof of assertion (i) is complete.
ii) is trivial.
iii) derives easily from the fact that a subset
of a Riesz space is order closed if
and
imply
. ◼
With the same terms as for the whole space, the definition of the order completion for a part can be formulated as follows.
Definition 2.2 A subset
of a Riesz space
is order complete, or Dedekind complete if both of the following conditions are fulfilled:
1) all its non-empty parts that are order bounded from above have a supremum in
.
2) Every nonempty subset of
that is bounded from below has an infimum in
.
Theorem 2.1 Let
be an order compact subset of a Dedekind complete Riesz space E such that
and
for all
. Then
is order complete.
Proof. Let A be an order bounded from the above subset of
. The order ≥ on the set
of suprema of finite subsets of A is a direction: for each pair
, we have
,
, and
. Furthermore, S has the same upper bounds as A. Let
be upper bound of A in E. Then
is upper bound of S in E. So, there exists
,
such that
. Since
is order compact, it follows that there exists some subnet of
convergent in
. Thus
.
Now if A is an order bounded from below subset of
. Condition (2) of the above definition is derived from the same method applied to the set
of infimum of finite subsets of A. The order ≤ on I is a direction: for each pair
, we have
,
, and
. ◼
We need to manipulate functions that are defined only on parts of a Riesz space, a fact that allows the following definition.
Definition 2.3 A function
from a subset X of a Riesz space E into a Riesz space F is order continuous on X if every net
satisfies:
in E (with
) implies
in F.
A subset
of a Riesz space is order closed if
and
imply
.
Let E and F be Riesz spaces. The Cartesian product
is a Riesz space under the usual ordering where
whenever
and
. The infimum and supremum of two vectors
and
are given by
and
. Consider a function
between two subsets of E and F, respectively.
Remember that the graph of
is
. If
is order continuous then the graph of
is order closed. Indeed, let
such that
, which in terms of the lattice product, reads as
and
. It follows from the order continuity of
and the uniqueness of the order limit, that
. Thus
and
is order closed.
Proposition 2.2 If a subset
of a Riesz space E is order compact then it is order closed.
Proof. Let
a net in
such that
. From the order compactness of
we infer that there exists a subnet
of
such that
. The uniqueness of the order limit of
implies that
. ◼
Proposition 2.3 Let
be order compact subsets of Riesz spaces
, respectively. Then
is order compact in the Riesz space
Proof. Let
a net in
. The order compactness of
implies that there exists a subnet
which is order convergent to
in
. The net
contains a subnet
which is order convergent to
in
. A finite induction gives that
admits a subnet
which is order convergent to
in
. ◼
Proposition 2.4 Let
be an order compact in an order complete Riesz space E such that
and
for all
. Then
is order bounded.
Proof. It follows from Proposition 1.3 and Theorem 1.4 that
is order compact and the order continuous mappings
,
from
to
achieve their maximum and minimum respectively. Which means that
is order bounded. ◼
We will show that continuous order mappings preserve order compactness.
Theorem 2.2 Let
be an order continuous function from an order compact
of Riesz E into a Riesz space F. Then
is an order compact subset of F.
Proof. Let
be a net in
. There is
in
such that
for all
. Since
is order compact, there exists a subnet
which converges in order to
. It follows from the order continuity of
that
. Thus
is an order compact in F. ◼
A similar result is obtained for functions with values in a Riesz space when a stability condition is required (which is obviously verified in the case of the real line)
Theorem 2.3 Let
be an order compact subset of a Riesz space E. Let
be an order continuous function defined on
into an order complete Riesz space F such that
and
for all
. Then
achieves its supremum and infimum values.
Proof. According to Theorem 1.1 and Theorem 1.2,
is order compact and order complete. So, to conclude the proof, it suffices to apply the definition 1.2. ◼
Theorem 2.4 Let
be an order compact subset of an order complete Riesz space E. Denote by
the mapping
from E to
. Then
is well defined and satisfies:
(i)
,
(ii)
,
.
Proof. (i) Pick any
in E, in view of ([2] (a) Corollary 8.7, p. 318) we can conclude that the mapping
:
from
to
satisfies
for all
.
Now take
a net in
with
. and
. Then
and
is order continuous. It follows from Theorem.1.4 that
achieves its infimums values in
. Then the function
is well defined and the proof of (i) is obviously obtained.
(ii) Let
, for every
we have we have:
Taking the infimum on a, we get
(1)
Interchanging
and
in the identity (1), we obtain (ii) ◼
One of the theorems that is applied in analysis is that of the fixed point. Here is a version of the order.
Theorem 2.5 Let
be a nonempty order compact subset of an Archimedean Riesz space E and let
be a function from
to
. If there is some
such that
, for all
, then
has a unique fixed point.
Proof. Pick any point
, and then define a sequence
inductively by the formula
,
. For
we have
and by induction, we see that
. Hence, for
the triangle inequality yields
(2)
Now, since
is order compact, there exists a subsequence
which converges in order to some
. According to (2), for every
we have
. By letting
, it follows from ([2] Lemma 8.15) that
. From this, the hypothesis on
, and the fact that
is Archimedean, we conclude that
and consequently its subsequence
. On the other hand, the order continuity of
implies that
. However, a sequence can have at most one order limit, then
. That is,
is also a fixed point of
.
Now if
, then clearly
and
, so
. Hence,
is the only fixed point of
.
◼
3. Topological Cases
Recall that a linear topology
on a Riesz space E is locally solid (and
is called a locally solid Riesz space) if
has a base at zero consisting of solid neighborhoods. A function
between two topological vector spaces is uniformly continuous if for each neighborhood W of zero in F there is a neighborhood V of zero in E such that
implies
. It is well known that
is a locally solid Riesz space if and only if the lattice operations are uniformly continuous with respect to
. A locally solid linear topology
on a Riesz space E which is moreover locally convex is called locally convex-solid topology. In other words,
has a base
at zero consisting of neighborhoods that are simultaneously closed, solid, and convex.
Let
be a locally convex-solid Riesz space. The gauge
of
is a lattice seminorm. With the notation above, we have:
Definition 3.1 A locally convex-solid topology
is:
Theorem 3.1 Let
be an order compact subset of a locally convex-solid Riesz space
. If
is order continuous then
is compact (in the topology sense).
Proof. According to ([2] Theorem 2.31 p. 39), it is enough to show that every net of
has a
-convergent subnet. To this end, consider a net
in
. It follows from the order compactness of
, that there is a subnet
. So, there is a net
in
satisfying:
and
. Since the locally convex-solid topology
is order continuous, we get
and
for all
. This shows that
. This proves that
is topologically compact. ◼
An important special case of topological Riesz spaces is that of Banach lattices (which means that the Banach norm
is compatible with order: i.e.,
in E implies
). The norm is order continuous if
implies
.
A simple consequence of Theorem 3.1 is the following.
Theorem 3.2 Let E be a Banach lattice with order continuous norm. Every order compact of E is compact (with respect to this norm).
In the Banach lattice literature, disjoint sequences are important. The following result combines them with order compactness.
Theorem 3.3 Let
be an order compact in a Banach lattice with order continuous norm such that
and
for all
. If
then there is now disjoint sequence in
.
Proof. If
is a disjoint sequence in
. From ([2] (3) Theorem 9.22, p. 356) follows that E is order complete. Looking at Proposition1.4 and ([2] (7) Theorem 9.22), we end up with and
. ◼
The following gives the converse of Theorem 3.1 in the case of a Banach lattice with the order continuous norm. In this situation, the two notions of compactness are identical.
Theorem 3.4 Let
be a compact subset of a Banach lattice
with order continuous norm. Then
is order compact.
Proof. Suppose that
is a compact of
and consider a net
in
. Then there is a subnet
which satisfies . Therefore, the fact that Banach lattices are local-solid-convex Hausdorff topological Riesz spaces ([2] Theorem 8.41, p. 334) implies that . We can assume without loss of generality that
. According to ([2] (2) Theorem 8.43), we can conclude that
. Thus
, as required. ◼
If the norm of a Banach lattice E is not order continuous then the two compactnesses are different in E. Indeed, there exists a net
satisfying
but,
. Obviously,
is order compact without being norm compact.
Theorem 3.5 Let
be a lattice homomorphism from a Banach lattice with order continuous norm into an Archimedean Riesz space. If
is a compact in E then
is order compact in F.
Proof. Let
be a compact of E. It follows from Theorem 3.4 that
is order compact. Then the desired conclusion follows from Theorem 2.2. ◼
4. Some Functional Results
In functional analysis, the space
(X being a topological space) has nice properties and allows to achieve important results. In this section, we will establish order version of the Banach-Stone Theorem.
means the Riesz space, under pointwise algebraic operations and order, of order continuous functions from
into
. Let
and
be order compacts in the Riesz spaces E and F, respectively. Now, let
be a Riesz isomorphism satisfying the condition
(C):
if and only if
for each
.
We will show that
is Lattice homeomorphic to
. The proof will be based upon the following order version of the Urysohn’s lemma.
4.1. Order Urysohn’s lemma
Recall that a function
from a subset X of a Riesz space E into a Riesz space F is order continuous on X if every net
satisfies:
in E (with
) implies
in F.
Suppose that
is an order compact in a Riesz space E. By
we mean the Riesz space, under pointwise algebraic operations and order, of order continuous functions from
into
. As a straightforward application of Theorem 2.3, we get the following.
Theorem 4.1
is a Banach lattice under the norm defined by:
Proof. The stability of
under supremum and infimum follows from ([2], (4) Lemma 8.15, p. 322). So,
is a Riesz space. Moreover, if
, combining Theorems 2.2 and 3.4, we deduce then that
is a compact subset of
. It follows from Theorem 2.3 that
for all
. It is routine to verify that the correspondence
becomes a norm which satisfies
implies
.
Next, we shall establish the completeness of
. To this end, let
be a Cauchy sequence in
. Then, given
there exists
such that
(3)
In particular, note that for each
, the inequality
implies that
is a Cauchy sequence of real numbers. Thus,
converges in
for each
, let
. Now we show that
and . Suppose
in
. We now show that
in
, that is
. Since for all
and
is order continuous, we derive that there exists some
such that
for all
and
Thus,
, so
is an order continuous function. On the other hand, it easily follows from the inequality (3) that
for all
and all
. This last inequality in turn implies that
for all
. Hence,
, and so
is complete. ◼
A subset X of a Riesz space is order closed if
and
imply
. In topological spaces, the normal parts have famous properties. In order to profit from the non-topological case, we consider the following.
Definition 4.1 A subset X of a Riesz space E is order normal if every pair A and B of disjoint order closed subsets of X can be separated by an order continuous function, which means that, there exists an order continuous function
such that
for each
and
for each
.
A linear functional
on a Riesz space E is strictly positive if
implies
. Obviously, if
then any non-trivial positive linear form is strictly positive. Note that there are Riesz spaces that have no strictly positive linear functional (See [2], Example 8.21, p. 326).
Lemma 4.1 (Order-Urysohn’s lemma) Let E be an order complete Riesz space having a strictly positive linear functional which is order continuous. Then every order compact
of E is order normal.
Proof. Let
be an order compact of E and
be a strictly positive linear functional which is order continuous. Let A and B be disjoint order closed subsets of
. It follows from Proposition 2.1 (iii) that A and B are order compacts. The Theorem 2.4 implies that the mappings:
and
defined from
to
by
and
satisfy:
(i)
(respectively,
) if and only if
(respectively,
), for all
.
(ii)
,
(respectively,
)
On the other hand, since
is order continuous the theorems 2.3 and 3.2 tell us that
is a compact in
. Then there exists some
satisfying
for each
. Put
and consider the mapping
given by
(4)
The strict positivity of
added to the assertion (i) above and the disjointness of the order compacts A and B show that
for all
. The assertion (ii) above and (4) imply that
is an order continuous mapping satisfying
and
for all
,
. Which concludes the proof of the claim. ◼
This lemma is based on the existence of a strictly positive linear function of E. However, as it is well-known, there are Riesz spaces that have no strictly positive linear function (for instance, the Riesz space
of all real sequences). We may now raise the following question.
Question: Does the order-Urysohn’s lemma remain true even if E lacks a strictly positive linear form?
4.2. Order Banach-Stone Theorem
Theorem 4.2 Let
be an order compact of an order complete Riesz space E such that
for all
. For every
define
by
,
. Then the following assertions are fulfilled:
(i)
is a Riesz homomorphism and
, where
means the constant function equals 1.
(ii) For every Riesz homomorphism
with
there exists a unique
such that
.
Proof. (i) is obvious.
(ii) Let
be a Riesz homomorphism with
. Assume to the contrary that for every
there exists
for which
. For each
, the function
is so that
(5)
while
(6)
Now the order ≥ on the set
of suprema of finite subsets of
is a direction: for each pair
, we have
,
, and
. Furthermore,
and
has the same upper bounds as
.
Let
, consider the element
of
given by
and consider the element
of
such that
. Obviously, the two nets
and
are increasing in
and
, respectively. Moreover, by (6) it is enough to achieve that
(7)
On the other hand, invoking the fact that
is order compact, we see that there exists a subnet
which is order convergent to
in
. More precisely, we have
and
is the upper bound of
and so, for every
we have
(8)
Keeping in mind Theorems 2.2 and 3.4, the order compact
is a compact in
which implies that there exists some
such that for each
we have
. It follows that
, contrary to (7). Therefore, there exists
such that
.
Now, assume that
are elements in
such that
. It follows from Order-Urysohn’s lemma applied to the order compacts
and
, that there exists
such that
and
, i.e.,
and
. This concludes the proof of assertion (ii). ◼
Theorem 4.3 Let
and
be order compacts in two Riesz spaces
,
respectively, such that E is order complete and having an order continuous strictly positive linear functional and
,
for all
. If
is a Riesz homomorphism satisfying
then there is a unique order continuous map
such that
for all
.
Proof. Each
defines the map
from
to
, which is a Riesz homomorphism satisfying
. By Theorem 4.2, we see that there exists a unique element
of
such that
for every
. Thus we obtain the map
who satisfies
, for all
. To complete the proof, it must be shown that
is order continuous. To this end we take
in
, and we proceed to show that
in
. Now, since
for all
, we conclude that
, for every
. From ([2], Theorem 8.16, p. 323) we infer that
(9)
We claim that,
. Suppose on the contrary that is false. By order-Urysohn’s lemma 1.1 there exists an
such that
and
. Since
is order continuous, then
and
. Thus,
and
, which contradicts (9), and therefore
is order continuous. ◼
Invoking the above theorem, we get the following.
Theorem 4.4 (Order-Banach-Stone Theorem) Let
and
be order compacts in two order complete Riesz spaces E, F respectively which both admit strictly positive and order continuous form such that
and
stable under
and
. If
and
are Riesz isomorphic, then
and
are Riesz homeomorphic.
Proof. Let
be a Riesz isomorpism of
onto
. Let
and fix
such that
. From Theorem 2.3, which assures us that
achieves its supremum on
, follows that
for some
. Then
, so
for every
. and the mapping
defined by
for all
,
, becomes a Riesz isomorphism from
onto
such that
. By Theorem 4.3, there exists an order continuous map
and
such that
and
for all
,
. On the other hand, if
then
for all
. As a consequence of the order Urysohn’s lemma 4.1, we have
. Similarly,
for every
. Thus
and
and
are Riesz homeomorphic. ◼
Acknowledgements
The author thanks the referees for their helpful recommendations.