Investigation of the Hydraulic Conductivity of Fractures in a Limestone Rock Mass ()
1. Introduction
Mratinje Dam is a concrete-arch-type dam located in the canyon of the Piva River in Montenegro, and it is the leading hydraulic structure in South-East Europe. The artificial lake “Piva” was formed behind the dam. The lake was formed by the diversion of the Piva River in 1975, by the construction of the dam, and by flooding part of the canyon. The dam is 220 m high and 261 m long, with a usable volume of about 800 million cubic meters [1]. The dam is one of the highest in Europe and an exceptional construction success for the previous country, SFR Yugoslavia [2].
The massive geotechnical data, a rich bequest from the site where the dam is being constructed, including field tests, geology, fracture studies, rock quality designations, resistivity profiles, and water pressure tests (Lugeon), have been preserved. Some of these data are being re-examined to gain fresh perspectives and adopt an epistemophilic approach [2]-[4], a process that is essential for keeping our understanding of the dam site up to date.
Intriguing data records are water pressure tests performed during the investigation stages to determine the bedrock’s permeability related to the grouting curtains’ design. These data are processed and studied into important information in identifying how water flows through fractures and characterising the hydraulic conductivity of fractures and the rock mass at the dam site.
Hence, this research aims to investigate the spatial distribution of hydraulic conductivity with depth and its relationship to fracture intensity. The study’s specific objectives were to calculate the equivalent hydraulic aperture and establish the distribution law of the equivalent hydraulic aperture, which is derived from statistical analysis.
These results are used to interpret the reported deficiencies in the grouting curtain in relation to the hydraulic aperture, the grouting penetration length, and the choice of grouting pressure and materials.
2. The Geology of the Study Site and Hydrological Conditions
The canyon at the dam’s location is geomorphologically V-shaped, with very steep and nearly vertical valley sides. The entire left and right banks are made of massive Triassic limestone with an uneven distribution of fractures, Figure 1. According to their origin, the limestone is of the ridge type, influenced by significant tectonic movements in geological history.
The surfaces of the canyon are very uneven and gouged, which exclusively occurs on steep slopes related to thick layered and massive limestone, affected by the tectonic effects emphasized above, as well as by frost, precipitation, and insolation. As a result of all these processes but predominantly by mechanical weathering, larger dents were formed in many places at the base of the steep slopes. Dents were later filled by loose rock fragments and debris, accumulated each year and, conclusively, carved screes or talus slopes. Screes take the morphological forms of a sheet of debris and a talus cone.
The presence of several fractures in the limestone rock mass, as well as the carbonate composition, enabled the development of karstification. However, limestones have lower fracture density and low permeability near the dam. A smaller number of fractures and lower permeability indicate that they are shallower and less karstified at this place [4].
Groundwater location and regime are determined by the hydrogeological features of the rock mass, as well as groundwater regime in the reservoir’s hinterland and perception frequency. The level of the established aquifer fluctuates depending on changes in the water level in the reservoir of the dam. The groundwater level is similar to that in the reservoir, except in cases of infiltration from intense precipitation and after snow melting. This phenomenon is due to a tectonic fault in the hinterland that acts as a conductor and lowers the groundwater level. Once the water level in the reservoir is kept at the same level for a long time, a balance is established between the water level in the reservoir and the inflow of groundwater from the rock massif [5]
Figure 1. Cross-section, boreholes, and water pressure tests performed along the Mratinje Dam axis [4] [6].
3. Data Collection and Methods
3.1. Permeability Measurement Data in the Exploration Drill Holes
Water pressure or packer tests with the constant head are performed during the investigation stages to obtain the hydraulic parameters. The water pressure test is performed on isolated sections between expandable double packers. Water is inserted into the sealed test sections of five meters, and the water discharge (q) is measured. The water pressure (P) is applied in incremental stages up to its maximum value until the flow rate stops changing, and then the stages of relief of the water pressure till the end of the test. The flow is considered constant if the flow is measured during a few consecutive flow intervals of 5 min. However, sections with minor fractures and lower permeability take longer to reach a steady state. In this case, a steady state is considered if the difference between the two measurements is less than 10% of the measured flow. This indicates the flow has reached a quasi-steady state condition [7]. The tests were performed in boreholes drilled to a depth of 120 to 180 m with a diameter of 76 mm. Detailed guidelines on the procedure for water pressure tests can be found in [8].
More than 100 tests of in-situ permeability of limestone rock were performed at the dam foundation. In the present study, only about 42 in-situ permeability tests are used to investigate the hydraulic conductivity of fractures in the dam foundation. Given that measurements have been performed for more than 50 years, only those measurements were selected that demonstrated stable flow, reached steady-state conditions, or where there was a measured number of fractures in the test sections. The permeability measurements are originally expressed in terms of the Lugeon value (Lu), which is empirically defined as the hydraulic conductivity required to achieve a flow rate of 1 liter/minute per meter of test interval under a reference water pressure equal to 1 MPa [9]:
(1)
where α is a dimensionless factor and takes a value of α = 1 in the international system of units (SI units). The water discharge (q) is determined by water take Q (Liters) and the injection time T (min), i.e., q = Q (Liters)/T (min). The term P is the injection pressure used (MPa), and P0 corresponds to a reference pressure equal to 1 MPa. The term L is the length of the isolated sections (m).
The hydraulic conductivity is expressed in terms of the m/s, accepting that the rock mass is homogeneous and isotropic and using a correlation between the Lugeon value (Lu) and hydraulic conductivity (K) of 1 Lu = 1.3 × 10−7 m/s [10].
3.2. Methodology of the Study
The hydraulic conductivity of fractures is governed by the aperture, length, and connectivity between the structures and by the conductivity effect of the fracture network, which can be partially open or closed [11].
The data collection comprised exploration drill holes and water pressure tests to investigate the hydraulic conductivity of fractures in the limestone rock mass. The primary dataset on geological structures is obtained from drill cores, which implies the classification of the rock mass, rock quality designation (RQD), and fracture counts. Unfortunately, measuring the geometry of fractures (strike and dip) was not viable since the drill cores were not oriented.
The key information on the hydraulic conductivity of fractures and rock mass explored in this study are as follows:
- The variation of the hydraulic conductivity related to the depth;
- The fracture intensity and relation to the hydraulic conductivity of fractures;
- Hydraulic aperture of fractures bh.
3.2.1. The Variation of the Hydraulic Conductivity Related to the Depth
The hydraulic conductivity measurements in each borehole are used to create a histogram of log(K) values measured in section intervals. The log(K) data is analysed for any statistical dependence related to depth and to establish the statistical distribution of hydraulic conductivity of fractures with respect to depth.
3.2.2. Fracture Frequency and Relation to the Conductivity of Fractures
Information about the number of fractures from drill cores and the fracture intensity is important for rock mass permeability and water inflow estimation. A practical parameter for jointing the rock mass is lineal fracture intensity (P10). The lineal fracture intensity (P10) is a measure to account for the number of fractures per unit distance of drill hole length [12]. A change in P10 indicates a change in the rock masses, such as a fracture zone.
Similarly to the previous chapter, this data is combined with data from water pressure tests. The lineal fracture intensity (P10) and the log(K) data are inspected for statistical dependence and setting of the statistical distribution of the hydraulic conductivity of fractures (K) related to the lineal fracture intensity (P10).
3.2.3. Hydraulic Aperture of Fractures
Different distributions are fitted to the experimental distribution of section hydraulic conductivity, together with the number of fractures, to estimate the distribution of the fracture hydraulic apertures (bh) along a borehole [13].
4. Results and discussion
4.1. Distribution of the Hydraulic Conductivity of
Fractures by Depth
Studies have indicated that rock mass hydraulic conductivity regularly decreases systematically with depth [14]-[19]. The decrease in permeability with depth is usually attributed to the reduction of fracture aperture and fracture spacing with depth [20]. The decrease is due to higher in-situ stresses, lower fracture density, and degree of weathering and unloading.
The stress re-distribution appears in steep valleys, generating extensional fractures at shallow depths. To account for this effect, the relationship between the hydraulic conductivity (K) and the increase of depth (ds) is examined. Here, the ds is the shortest distance to the steep valley flanks.
Figure 2 shows that the hydraulic conductivity of the limestone does not exhibit a clear trend with depth, unlike crystalline rocks in Sweden [16] [18]. Besides, the median value of the hydraulic conductivity of the limestones is 1.9 × 10−7 m/s, while for crystalline rock is 7.9 × 10−8 m/s. This is 2.4 times higher compared to crystalline rocks. Nevertheless, the premise of the decrease in permeability with depth is accepted since the permeability of the karst aquifer is controlled by the degree of karst development. Therefore, the attenuation of karst development with depth can approximately represent the tendency for hydraulic conductivity to decay.
The variation of the hydraulic conductivity with the increase of depth (ds) shows that it can be fitted by power-low distribution:
(2)
where K0 [m/s] is the hydraulic conductivity parameter, ds [m] is the vertical depth from the valley flanks, and β is an exponent.
In this study, K0 ranged from 1.50 × 10−6 m/s to 4.50 × 10−6 m/s, with the best fit at 2.45 × 10−6 m/s. The exponential parameter α is set to 0.55. The sample correlation (r) and coefficient of determination (R2) between the Kavg and geometric mean of the hydraulic conductivity measurements is r = 0.85 and R2 = 0.72, respectively. These are slightly lower but statistically significant values since this confirms that the above premise of the decrease in the hydraulic conductivity with depth is acceptable.
Figure 2. Variation of hydraulic conductivity of fractures by depth, interpreted from water pressure tests. The parameter N is the number of test data, R2 is the coefficient of determination, and r is the sample correlation.
4.2. Hydraulic Conductivity Related to the Fracture Intensity
Collected data are processed to correlate the hydraulic conductivity to the lineal fracture intensity (P10). Suppose the relatively large values of K with 0-1 fractures per meter and the lower values of K in the range of 3 - 4 fractures per meter are disregarded. In that case, the results show that the delineated values of the lineal fracture intensity (P10) and hydraulic conductivity are consistent, i.e., the sections of the borehole with a low value of fracture counts exhibited a lower permeability and vice versa.
The typical fracture intensity (P10) data from the boreholes drilled in a limestone formation at a depth of 200 m are related to the hydraulic conductivity, as shown in Figure 3.
The variation of the hydraulic conductivity related to fracture intensity (P10) can be fitted by power-low distribution:
(3)
where a [m/s] is the hydraulic conductivity parameter, P10 [joints/m] is the fracture intensity or number of fractures per unit meter of the borehole, and b is an exponent. In this study, a ranged from 1.3 × 10−7 m/s. The exponential parameter b is set to 1. The sample correlation (r) and coefficient of determination (R2) between the fracture intensity (P10) and the hydraulic conductivity measurements is r = 0.46 and R2 = 0.21, respectively. If the relatively large and lower values of K are disregarded, as suggested above, the sample correlation (r) and coefficient of determination (R2) rise to r = 0.89 and R2=0.79, respectively.
Figure 3. Hydraulic conductivity (K) variation related to fracture intensity (P10). The parameter N is the number of test data, R2 is the coefficient of determination, and r is the sample correlation.
4.3. Distribution of the Hydraulic Conductivity of Fractures
Various studies of rock mass verified that fracturing plays a decisive role in rock mass hydraulic conductivity. This is because water flow is concentrated in the fractures. Potential water flow paths are formed only in several fractures; therefore, only a few fractures are water-bearing and conductive.
The pivotal step in obtaining hydraulic parameters is assigning conductivity or transmissivity to the fracture network. Statistical methods are a typical tool employed to study the spatial variability of the hydraulic conductivity of fractures. These methods provide a probabilistic description of all individual fractures based on the input data. Numerous studies have consistently shown that the hydraulic conductivity of fractures typically follows a log-normal [21] [22] or bimodal/multimodal distribution [23] [24]. The log-normal distribution, the most widely used, is suitable for both homogeneous and heterogeneous rocks. Other distributions, such as the Levy stable distribution [25], are also viable options.
The simple power-low distribution, Pareto distribution [26], is exploited to correlate the hydraulic conductivity of individual fractures. By using this distribution, we can confidently assess the hydraulic conductivity based on a maximum hydraulic conductivity (Kmax), estimated for the most conductive fracture in the tested sections [13]. This power-low distribution is verified to be reliable in cases where there are many thin fractures and only a few wide ones, i.e., when the largest fracture controls the water inflow and, thereby, the hydraulic conductivity.
Using the Pareto distribution, the probability that the hydraulic conductivity (K) is lower than the section hydraulic conductivity (Kn) is calculated, P (K < Kn), i.e., a cumulative distribution function (CDF):
(4)
where n is the number of hydraulic conductivities in the sections, N is the total number of fractures, and Kmax is the hydraulic conductivity of the largest fracture.
In the case of the log-normal distribution [27], the probability that the hydraulic conductivity, K, is lower than the section hydraulic conductivity (Kn) is calculated according to the cumulative distribution function (CDF) of the log-normal distribution:
(5)
where Φ is the cumulative distribution function of the normal distribution, µ and σ are the mean and standard deviation of the natural logarithm of the fracture aperture, respectively.
The hydraulic conductivity for both distributions combined for all fractures is plotted on the semi-logarithmic histogram in Figure 4. The collected test data illustrated that the hydraulic conductivity values range over one order of magnitude from 10−7 to 10−6 m/s, i.e., between 1.3 × 10−7 m/s and 5.4 × 10−7 m/s. Isolated discontinuities may have hydraulic conductivity of 5.20 × 10−7 to 9.46 × 10−7 m/s.
Both distribution curves, the power low (Pareto) and log-normal, can be fitted to the hydraulic conductivity measurements in Figure 4. They fit well with the geometric means of the variation of K for the depths of 40 m to 140 m. The geometric mean of K is calculated at every 20 m interval [28]-[31]. Several discrepancies are observed for the shallow depths (<40 m) and depths more than 140 m.
The Pareto distribution fitting gives a straight line in a log-log plot [32]; see Figure 5. Approximation gives a slope (−k) value of 0.955, whereas the Kmax is 9.46 × 10−7 m/s. The sample correlation (r) and coefficient of determination (R2) between the measurements of K and Pareto estimates of K are r = 0.22 and R2 = 0.05, respectively.
In the case of the log-transformed K data (lnK), a geometric mean (Kg) is 2.6 × 10−7 m/s and a standard deviation (σlnK) of 0.40 for the log-transformed K data (lnK). The sample correlation (r) and the coefficient of determination (R2) between the measurements of K and log-transformed data (lnK) are r = 0.33 and R2 = 0.11, respectively.
For both distribution fittings, the sample correlation (r) and the coefficient of determination R2 are small but statistically significantly correlated. The p-values for the Pareto distribution and log-normal are p = 0.016 and p = 0.029, respectively, and are less than the significance level (p ≤ 0.05) [33].
Figure 4. Cumulative distribution plots of hydraulic conductivity data at the Mratinje Dam and the corresponding Pareto and Log-normal distributions.
4.4. Hydraulic Conductivity Related to Fracture Aperture
Hydraulic conductivity is a parameter expressing the flow through the joint under the influence of frictional losses, tortuosity, and channeling [34]. The hydraulic conductivity of fractured rock masses is generally strongly heterogeneous and ranges over several orders of magnitude. Many factors influence the hydraulic conductivity of fractures in the rock, including fracture orientation, density, connectivity, and apertures [35]-[38].
All these factors significantly affect the flow; however, laminar and viscous flow is often approximated to stationary, incompressible single flow between smooth parallel plates where fluid is chemically inert to the rock medium. In such cases, the hydraulic conductivity of a single fracture is obtained by solving the Navier-Stokes equation [39], which leads to the cubic law [14] [40] [41].
Under the cubic law terms, the fracture hydraulic conductivity (K) is dependent on the fracture aperture, bh, and may be written as:
(6)
where g is gravity acceleration, bh is the hydraulic aperture, μw, and ρw are the kinematic viscosity and density of water, respectively.
The cubic law expresses an “open” channel flow condition, i.e., a volumetric flow rate (permeability) through the fractures is completely dependent and linearly proportional to their aperture. Fracture surfaces remain parallel and are not in contact at any point, and a constant hydraulic aperture and a constant hydraulic conductivity of fractures are assumed.
In reality, fractures have variable apertures and contact areas. The simplification of smooth parallel plates produces the smallest errors for large aperture fractures. The assumption that the largest fracture dominates the flow is supported by the cubic law.
The number of fractures along isolated sections is combined with the hydraulic conductivity data from water pressure tests to estimate the hydraulic fracture aperture distribution. This process uses hydraulic conductivity (K) to express the amount of water that can be transported through a fracture.
This study uses a power-law, Pareto distribution, to fit the hydraulic aperture distribution identically as the hydraulic conductivities (K) was done previously. The hydraulic apertures follow the Pareto distribution with the parameter 3k. For an interpretation of how the cubic law is coupled with the Pareto distribution, we refer to [13]. A plot of fracture hydraulic conductivities evaluated by the nonparametric method is shown in Figure 5.
Figure 5. A derived distribution curve fitted to the measured values of hydraulic conductivities.
Subsequently, the cubic law is re-arranged so that the hydraulic aperture (bh) is related to the hydraulic conductivity (K). This way, hydraulic aperture distribution can be estimated. The procedure involves the use of the slope parameter (k) maximum estimated hydraulic aperture (bmax) and the rank (r) by the following equitation:
(7)
(8)
where L is an isolated section length, and Kmax is the maximal hydraulic conductivity of the hydraulic aperture.
Figure 6 presents simulated fracture apertures from the datasets and reflects the relative content of different hydraulic apertures of the rock mass. The simulation uses Pareto properties to represent the total flow related to the number of fractures. The maximum hydraulic aperture, bmax = 195.87 μm, is estimated using the maximum hydraulic conductivity value obtained previously, Kmax = 9.46·10−7 m2/s. The log-normal simulation is approximated with a geometric mean (bg) of 58.29 μm and a standard deviation (σlnb) of 0.40 for the log-transformed bh data (lnbh).
Figure 6. Cumulative plot of simulated fracture hydraulic apertures.
Calculated hydraulic apertures from the Pareto distribution range from 50 μm to 200 μm and that within this range, 90% of the fractures have smaller hydraulic apertures than 93.28 μm and 10% have smaller hydraulic apertures than 45.12 μm.
Calculated hydraulic apertures from the Log-normal distribution range from 20 μm to 200 μm, and within this range, 90% of the fractures have smaller hydraulic apertures than 97.33 μm, and 10% have smaller hydraulic apertures than 34.91 μm.
Revealed hydraulic apertures of fractures could explain why the grouting curtain of the dam has not reached the required sealing effects. Initially, the three-row grout curtain is constructed from the access tunnels to seal off the dam foundation. After 1976, a few additional repair measures of the grout curtains were performed. Nevertheless, additional measurements and tests during 2009 indicated that the efficient functionality of the curtain has not yet been reached [5].
The grouting methodology used for the construction and later for repairing the grouting curtain was not adequate. The grouting was performed by applying the downward method with low grouting pressures up to 0.5 - 0.6 MPa. The grouting is performed in sections of 5 m with 3 m intervals of boreholes. The higher grouting pressures were more suitable, although the applied grouting agent is more problematic.
The grouting agent used was Portland cement with a w/c ratio of 4:1 and the addition of 5% bentonite. Such grouting material is not able to seal fractures with hydraulic apertures, as shown in Figure 6. Hence, many fractures with smaller apertures remained unsealed, allowing water to drip and making the grouting curtain inefficient.
Hydraulic apertures identified in this study and recent research on grouting materials suggest that various types of cement, particularly those with a grain size of d95 down to 16 μm and a viscosity ranging from 10 to approximately 50 mPa s, are required for full joint penetrability and effective filtration mitigation. This is essential for achieving successful grouting results and ensuring proper retrofitting of dam foundations.
5. Conclusions
In this study, 42 hydraulic conductivity measurements were collected by water pressure tests from 9 boreholes at the location of a 220 m high dam in Montenegro.
Although larger sample sizes provide stronger and more reliable results, this data sample size is sufficient to make a statistically reliable conclusion about a population. Especially being mindful that this study has been performed on data collected more than 50 years before.
The field results indicate that the limestone rock mass has a conductivity between 1.3 × 10−7 and 5.4 × 10−7 m/s at a depth up to 200 m below the ground surface. In general, the average rock mass conductivity is 3.02 × 10−7 m/s. Isolated discontinuity zones may flows through discontinuity networks underground and have a conductivity of 5.20 × 10−7 to 9.46 × 10−7 m/s.
The results indicate that the general trend of hydraulic conductivity decreases with depth, similar to the observations by other researchers, and can be fitted by power-low distribution. The coefficient of determination for the power-law fit is comparable to that of crystalline rocks.
The variation of the hydraulic conductivity related to fracture intensity (P10) can also be fitted by power-low distribution. If the relatively large and lower values of K are disregarded, the coefficient of determination is very strong. However, further work is required because the power-law distribution demonstrates a moderately strong relationship when all data are considered.
An analysis of field data from boreholes has shown that a power-law and log-normal distribution could describe the hydraulic conductivity related to individual fractures. For both distribution fittings, the sample correlation (r) and the coefficient of determination R2 are small but statistically significantly correlated.
The equivalent hydraulic aperture of fractures is calculated based on cubic law, and the statistical distribution law of the equivalent hydraulic aperture is obtained based on a power-law and log-normal distribution. There is no obvious indication that power law distribution fits the data better than a lognormal, as suggested in [42]. The calculated hydraulic apertures range from 20 μm to 200 μm and within this range, 90% of the fractures have smaller hydraulic apertures than 90 - 100 μm and 10% have smaller hydraulic apertures than 35 - 45 μm.
Observations of the water seepage flow during 2009 indicated that the grout curtain was not fully effective. Insight into the content of different hydraulic apertures reveals that one reason is that the grouting agent employed is not inadequate. It is believed that the applied type of grout (Portland cement and w/c ratio) had limited penetration length and could not entirely seal fractures with smaller apertures. This finding aligns with the grouting practice, which is evidenced that ordinary cement-based grouts penetrate fractures with a hydraulic aperture down to 100 - 150 μm. If fractures with a smaller hydraulic aperture are to be sealed, cement grouts with fine-grain or non-cementitious grouts may be required. The grouting could be operated with more suitable grouting pressures.
The reported deficiencies are explicable considering the time of the dam construction and the availability of technology at that point, keeping in mind that we stare at the past through the eyes of the present knowledge. The grouting technology has developed considerably over the last 20 years. Nowadays, the selection of appropriate grout material depends on the size, frequency, and configuration of the fractures in the rock mass. The particle size of the grout material also plays a key role in the selection criteria of grout.
Data Availability
The data used and/or analysed during the current study will be made available from the corresponding author on reasonable request.
Nomenclature
|
hydraulic conductivity parameter (m/s) |
|
fitting exponent parameter (−) |
|
the hydraulic aperture of fracture (m) |
|
the maximum estimated hydraulic aperture of fracture (m) |
|
the hydraulic aperture of the fracture with rank r (m) |
|
the hydraulic aperture of fractures in the section (m) |
|
the geometric mean of the log-transformed bh data (m) |
|
cumulative distribution function (−) |
|
the particle size value at which the cumulative distribution percentage from smallest to largest reaches 95% in the particle size distribution |
|
the vertical depth from the valley flanks (m) |
|
Gauss error function (−) |
|
the cumulative distribution the function of the normal distribution (−) |
|
gravity acceleration (m/s2) |
|
the hydraulic conductivity (m/s) |
|
hydraulic conductivity parameter (m/s) |
|
the average hydraulic conductivity (m/s) |
|
the hydraulic conductivity of the smallest fracture (m/s) |
|
the hydraulic conductivity of the largest fracture (m/s) |
|
the section hydraulic conductivity (m/s) |
|
the geometric mean of the log-transformed K data (m/s) |
|
the Pareto slope parameter (−) |
|
isolated section length (m) |
|
Lugeon value (−) |
|
number of hydraulic conductivities in the section (−) |
|
the total number of fractures (−) |
|
the water injection pressure (MPa) |
|
reference pressure (equal to 1 MPa) |
|
lineal fracture intensity (−) |
|
the water discharge during water pressure tests (L/min) |
|
the water taken (flow rate) during water pressure tests (L) |
|
sample correlation (−) |
|
the rank of a measured value in an ordered sample (−) |
|
coefficient of determination (−) |
|
rock quality designation (−) |
|
the water injection time (min) |
|
the dimensionless factor for
conversion in SI international
system) or IS (imperial measures) |
|
fitting exponent parameter (−) |
|
the mean of the natural logarithm (ln m/s) |
|
the kinematic viscosity of water (Pa·s) |
|
density of water (kg/m3) |
|
the standard deviation of the natural logarithm (−) |
|
the standard deviation for the log-transformed K data (−) |
|
the standard deviation for the log-transformed bh data (−) |