A Unified Algebraic Technique for Eigenvalues and Eigenvectors in Quaternionic and Split Quaternionic Mechanics ()
1. Introduction
A quaternion, which was found in 1840 by William Rowan Hamilton [1] , is in the form of
,
,
, in which
, and
,
,
. A split quaternion, which was found in 1849 by James Cockle [2] , is in the form of
,
,
,
, in which
, and
,
,
. Denote the sets of quaternions and split quaternions by
and
, respectively. They are all associative and non-commutative 4-dimensional Clifford algebra, but the
is a more complex algebraic structure, because the
contains zero divisors, nilpotent elements and nontrivial idempotents.
Quaternion and split quaternion are playing an increasingly important role in many fields. Till now, quaternions are widely used in programming video games, controlling spacecrafts, computer graphics, control theory, signal processing, quantum physics [3] [4] [5] . And there are many applications of split quaternions [6] [7] [8] [9] , split quaternion is one of the tools for studying modern quantum mechanics in the physical, and Lorentzian rotations can be represented by split quaternions. Eigenvalue and eigenvector problems of quaternion and split quaternion matrices have many applications and are the basic tools of many scientific researches, therefore they have strong research significance. For quaternion, in [10] , the author studied the problems of eigenvalues and eigenvectors of quaternion matrices by means of complex representation and companion vector. In [11] , the author applied the Lefschetz Fixed Point Theorem to show that every square matrix over the quaternions has right eigenvalues, in addition, the author classified these eigenvalues and discussed some of their properties. For split quaternion, in [12] , by means of complex representation of a split quaternion matrix, the authors studied the problems of right split quaternion eigenvalues and eigenvectors of a split quaternion matrix. In [13] , the authors discussed the properties of complex eigenvalues of a split quaternion matrix, and gave an extension of Gershgorin theorem.
Because there are amazing relationships between quaternions and split quaternions [14] [15] , the purpose of this paper is to unify and generalize them to the general case, then use a common method to find their eigenvalues and eigenvectors. Therefore, a new algebraic structure is defined, it is v-quaternion.
A v-quaternion is in the form of
(1.1)
in which
,
, and
,
,
. Similarly, denote the sets of v-quaternions by
. Obviously, the set of all v-quaternion is also a non-commutative 4-dimensional Clifford algebra. Specially, when
, the ring of the v-quaternion
is the ring of the quaternion
; when
, the ring of the v-quaternion
is the ring of the split quaternion
.
Before start this paper, first introduce the necessary symbols and preliminary knowledge. Let
be the real number field,
the complex number field, and
the v-quaternion ring, in which
,
,
,
,
,
. If
,
is the conjugate of q, then
, the norm of q is defined to be
. For any matrix
,
,
,
denote the conjugate, the transpose, the conjugate transpose of the matrix A, respectively. A v-quaternion matrix
is said to be nonsingular if there exists a v-quaternion matrix
such that
. Two
v-quaternion matrices A and B are said to be similar if there exists a nonsingular v-quaternion matrix P such that
, this is written as
. For
,
denotes the characteristic polynomial of A.
In this paper, we study the problem of right eigenvalues and associated right eigenvectors of the v-quaternion matrix. A v-quaternion
is said to be a right eigenvalue provided that
for nonzero vector
, and
is said to be an eigenvector related to the right eigenvalue
.
2. Equivalence Classes of v-Quaternions
Two v-quaternions p and q are said to be similar if there exists a nonsingular v-quaternion x such that
, written as
. It is easy to find that p and q are similar if and only if a unit v-quaternion u such that
, then two similar v-quaternions have the same norm. Obviously, ~ is an equivalence relation on the v-quaternions. Denote the equivalence classes containing the v-quaternion q by
.
It is easy to prove the following result by direct calculation.
Proposition 2.1 If
is a v-quaternion, then
1) If
, then construct a nonsingular v-quaternion x such that
(2.1)
in which
2) If
, there must be
at this point, then construct a nonsingular v-quaternion x such that
(2.2)
in which
3) If
, when
, then
, and
(2.3)
in which
. When
, and this case also implies
, then construct a nonsingular v-quaternion x such that
(2.4)
in which
.
The following two special cases about quaternion and split quaternion comes from Proposition 2.1 with
and
, respectively.
Corollary 2.2 If
is a quaternion, then construct a nonsingular quaternion x such that
(2.5)
in which
.
Corollary 2.3 If
is a split quaternion, then
1) If
, then construct a nonsingular split quaternion x such that
(2.6)
in which
.
2) If
, then construct a nonsingular split quaternion x such that
(2.7)
in which
.
3) If
, when
, then
, and
(2.8)
in which
; When
, then construct a nonsingular split quaternion x such that
(2.9)
in which
.
Remark 1 The statement above concludes that the set of v-quaternions is divided into four kinds of different equivalence classes. Moreover, if
is a v-quaternion, then
if
;
if
;
if
and
;
if
and
.
3. Complex Representation of v-Quaternion Matrices
For any v-quaternion matrix
, where
, the complex representation of A is defined to be
(3.1)
in which
.
It is easy to prove that the mapping
is an isomorphism of ring
to ring
, and for
,
,
, we have the following equalities.
(3.2)
and
(3.3)
in which
,
,
,
is a unitary matrix, and clearly by (3.2) a v-quaternion matrix
is nonsingular if and only if
is nonsingular and
.
Remark 2 For two special cases of quaternion
and split quaternion
matrices, clearly by (3.1) the complex representations are respectively to be
(3.4a)
and
(3.4b)
For any
, if
is an eigenvalue of complex representation
of v-quaternion matrix A, i.e. there exists a nonzero complex vector
,
, such that
, then by (3.3) we have
, and
(3.5)
in which
, and
.
From the statement above we have the following results.
Proposition 3.1 Let
, then
1) If
is a complex eigenvalue of complex representation
, then
is also a complex eigenvalue of complex representation
. The imaginary eigenvalue of
appear in conjugate pairs, the number of real eigenvalues of
is even.
2) The v-quaternion matrix A has at least a complex eigenvalue. Moreover, if
is a complex eigenvalue of
with
, let
(3.6)
then
is a right eigenvalue of the v-quaternion matrix A, and
is a corresponding eigenvector related to right eigenvalue
with
.
Proposition 3.1 gives a relation between the right complex eigenvalues of complex representation
of a v-quaternion matrix A and the right complex eigenvalues of the v-quaternion matrix A, and derives algebraic techniques for finding the right complex eigenvalues and corresponding eigenvectors of the v-quaternion matrix A.
4. Eigenvalues and Eigenvectors of v-Quaternion Matrices
For
, a nonzero v-quaternion
, by [16] , the complex representation matrix equation
has a nonzero solution
if and only if
and
are not relatively prime, i.e.
, in other words,
is a singular matrix.
Moreover, if there exists
such that
, by (3.3) we have
(4.1)
in which
. Let
(4.2)
then it is easy to get similarly that
(4.3)
in which
,
,
.
By the fact that
, construct a v-quaternion
, we can get the following equality by the direct calculation.
(4.4)
then we have
, and the v-quaternion
is a right eigenvalue of the v-quaternion matrix A and
.
The statements above imply following result.
Theorem 4.1 Let
. Then
1) The v-quaternion
is a right eigenvalue of the v-quaternion matrix A if and only if
, i.e.
is a singular complex matrix;
2) The v-quaternion
is a right eigenvalue of A if and only if complex representation matrix equation
has a nonzero solution
. In which case, if
is a nonzero solution of
, let
(4.5)
in which
,
, then nonzero vector
satisfies
. That is
is an eigenvector of the v-quaternion matrix A related to the right eigenvalue
.
This section researches the right eigenvalues and eigenvectors of a v-quaternion matrix with the help of the complex representation of the v-quaternion matrix, in this way, it makes the eigen-problem of the v-quaternion into a new topics, it is the matrix equation problem of complex representation. It also derives an algebraic technique to finding the right eigenvalues and corresponding eigenvectors of the v-quaternion.
5. Algebraic Techniques for Eigenvalues and Eigenvectors
For
, let
be the characteristic subspace of complex eigenvalue
. By Proposition 3.1, let all complex eigenvalues of complex representation
be as follows.
in which
are imaginary and
are real,
and
.
Case 1: For an imaginary eigenvalue
of
, let
, by (3.3)
(5.1)
Then by (4.5) construct the nonzero vector
satisfies
. That is
is an eigenvector of the v-quaternion matrix A related to the right eigenvalue
.
Case 2: For a real eigenvalue
of
, if there exist more than one different real eigenvalues, let
and
be two different real eigenvalues,
, then
(5.2)
therefore there exists non-negative real number
such that
(5.3)
in which
,
,
. Then by (4.5) construct the
satisfies
. It is easy to prove that
is a nonzero vector by the fact that
and
are linearly independent. That is
is an eigenvector of the v-quaternion matrix A related to the right eigenvalue
.
Case 3: For real eigenvalue
of
, if there exists only one real eigenvalue
and
, there exists a Jordan block
of real eigenvalue
and a column full rank matrix Y such that
, then there exists two
linearly independent vectors
such that
, and clearly
(5.4)
and clear that
, in which
.
Therefore there only exists non-negative real number
such that
(5.5)
in which
. Then by (4.5) construct the
satisfies
. It is easy to prove that
is a nonzero vector by the fact that
and
are linearly independent. That is
is an eigenvector of the v-quaternion matrix A related to the right eigenvalue
.
Case 4: For real eigenvalue
of
, If there exists only one real eigenvalue
of
, and
, there exist two linearly independent vectors
such that
, then
(5.6)
in which
. Then by (4.5) construct the
satisfies
, and
is a nonzero vector by the fact that
and
are linearly independent. That is
is an eigenvector of the v-quaternion matrix A related to the right eigenvalue
.
For
, if a v-quaternion
is a right eigenvalue of A, and
, then for any nonsingular v-quaternion p, we have
, i.e.
is a right eigenvalue of A with an eigenvector
.
6. Algorithm and Example Algorithm
Let
. Then an algorithm for right v-quaternion eigenvalues and eigenvectors of the v-quaternion matrix is given as follows.
1) Compute the complex representation
of A by (3.1).
2) Compute all eigenvalues of
. Let all the eigenvalues of
be as follows.
in which
are imaginary and
are real,
and
.
3) Choose one of each pair of conjugate complex eigenvalues and all the real eigenvalues of
. Then can get the related eigenvalues of A.
4) Search the eigenvectors related to eigenvalues of the
in step 3.
5) If
is an eigenvalue of the v-quaternion matrix A, then it is easy to get a
such that
by finding a solution of complex matrix equation
. Let
(6.1)
then nonsingular vector
satisfies
. That is
is an eigenvector of the v-quaternion matrix A related to the right eigenvalue
.
6) Find out the equivalence classes of all the eigenvalues, find the related eigenvectors of v-quaternion A.
Example Let
The complex representation of the v-quaternion matrix A is as follows
in which
.
The following two examples are special cases of the v-quaternion.
Case 1: For quaternion case with
. It is easy to know
by (3.4a),
by the direct calculation get the eigenvalues of
are
,
,
,
.
Choose two eigenvalues
,
of two pairs of conjugate eigenvalues.
For the eigenvalue
. It is easy to get that
, in which
. By (4.5), let
then
,
is an eigenvector related to
. Moreover, for any nonsingular quaternion p, quaternion
is a right eigenvalue of A with an eigenvector
.
In the same way, for the eigenvalue
. It is easy to get that
, in which
. By (4.5), let
then
,
is an eigenvector related to
. Moreover, for any nonsingular quaternion p, quaternion
is a right eigenvalue of A with an eigenvector
.
Case 2: For split quaternion case with
. It is easy to know
by (3.4b),
it is easy to get the eigenvalues of
are
,
,
, and
.
For two conjugate imaginary eigenvalues
,
, choose an eigenvalue
of a pairs of conjugate eigenvalues. For the only one real eigenvalue
with
, by (5.6) get an eigenvalue
of A.
For the principal eigenvalue
, It is easy to get that
, in which
. By (4.5), let
then
,
is an eigenvector related to
. Moreover, for any nonsingular split quaternion p, split quaternion
is a right eigenvalue of A with an eigenvector
.
For the principal eigenvalue
with
. It is easy to get two linearly independent vectors
such that
in which
,
. By (4.5), let
then
,
is an eigenvector related to
. Moreover, for any nonsingular split quaternion p, split quaternion
is a right eigenvalue of A with an eigenvector
.
7. Conclusion
This paper gives the concept of the v-quaternions, and studies eigenvalues and eigenvectors of the v-quaternion matrices by means of the complex representation of the v-quaternion matrices, and derives an algebraic technique to find the eigenvalues and eigenvectors of v-quaternion matrices. This paper also gives a unification of algebraic techniques for eigenvalues and eigenvectors in quaternionic and split quaternionic mechanics.
Acknowledgements
We thank the Editor and the referee for their comments. Research of T. Jiang is funded by the National Natural Science Foundation of China (11771188) and Shandong Natural Science Foundation (ZR201709250116). This support is greatly appreciated.