Early onset versus late onset in Alzheimer’s disease: What is the reliable cut-off? ()
1. INTRODUCTION
In neurodegenerative diseases, age at onset (AAO) is an important factor in describing patients’ clinical characteristics and may also be useful in selecting subgroups with more homogeneous pathogenic mechanisms and illness outcomes.
In Alzheimer’s disease (AD) patients, AAO varies from 40 to 90 years. In diagnostic manuals [1], AD patients who develop symptoms before 65 years of age are considered as Early Onset (EO); most patients, however, are Late Onset (LO) [2].
In some studies, 65 years of age has been considered the arbitrary cut-off for AD [3]. However, unlike other neuropsychiatric conditions, such as obsessive-compulsive disorder [4], bipolar disorder [5] and schizophrenia [4-6], in AD age was established on a clinical basis with no real statistical foundation. This is not just a theoretical issue, because AAO could be an important criterion for exploring the clinical, neurobiological and genetic heterogeneity of AD. In fact, it could allow clinicians to delineate homogenous phenotypes and confront different courses of illness more efficiently. Moreover, AAO might also contribute to facilitating the identification of different vulnerability genes or mutations of the same gene [3,4]. Thus, a more accurate classification is essential to more reliably discriminate AD sub-groups.
Furthermore, clinical data on EOand LO-AD are sparse and controversial. In fact, although EOand LOAD are sometimes considered clinically indistinguishable [2,7], results of some other works describe EO-AD as more functionally impaired than LO-AD or as more preserved [8,9].
As the previous controversial data reported on this issue could have been due to limited sample size or sociodemographic and clinical heterogeneity, the main purpose of the present work was to use a specific statistical procedure to define a valid AAO cut-off for distinguishing EOfrom LO-AD in a very large sample of drug-free AD patients at their first diagnostic assessment. A secondary aim of the study was to identify the clinical variables that distinguish EOfrom LO-AD patients.
2. METHODS
2.1. Subjects
Subjects were consecutively recruited in eight Italian memory clinics, which were part of a multi-center study funded by the Italian Ministry of Health (MIS-RIFIDA). Inclusion criteria were: 1) diagnosis of probable AD according to the NINCDS-ADRDA criteria [10]; 2) first diagnostic assessment for dementia; 3) no acetylcholinesterase inhibitors (AChEI) and psychotropic drug (antidepressants or antipsychotics) treatment; and 4) availability of a reliable caregiver, defined as someone able to ensure the patient’s compliance with assessment procedures and who contacted the patient at least twice weekly, with one contact being a personal visit. Exclusion criteria were: 1) major medical illness (non stabilized diabetes, obstructive pulmonary disease or asthma, hematologic/ oncologic disorders, vitamin B12 or folate deficiency, pernicious anemia, clinically significant and unstable active gastrointestinal, renal, hepatic, endocrine or cardiovascular disorders and recently treated hypothyroidism); 2) comorbidity of primary psychiatric or neurological disorders (e.g., schizophrenia, mood and/or anxiety disorders, stroke, Parkinson’s disease, seizure disorder, head injury with loss of consciousness) or any other significant mental or neurological disorder other than AD; 3) drug/alcohol dependence and abuse; and 4) MRI or CT evidence of parenchyma abnormalities or neoplasm.
The study was approved by the local ethics committee. Consent was obtained after the nature and purposes of the study were explained to both patients and their caregivers.
2.2. Diagnostic and Behavioral Assessment
Trained physicians (neurologists, geriatricians and psychiatrists) made the diagnosis of AD, and trained neuropsychologists made the cognitive and behavioral assessment.
Functional impairment was evaluated assessing basic (ADL) and instrumental (iADL) activities of daily living [11,12]. ADL include various activities regarding personal health and hygiene (e.g., eating, bathing, dressing and toileting), and iADL include abilities that allow a person to live independently (e.g., food preparation, housekeeping and laundry, managing financial matters, shopping and using a telephone). When the ability is fully or at least partially preserved a score of 1 is assigned; when the ability has been lost a score of 0 is assigned. Thus, a total score ranging from 0 (total dependence) to 6 for ADL or 8 for iADL (total independence) is obtained.
We also used the Clinical Dementia Rating Scale (CDR) [13] because it characterizes six domains of cognitive and functional performance: memory, orientation, judgment and problem solving, community affairs, home and hobbies and personal care. The information needed to make each rating is obtained through a semi-structured interview with a reliable caregiver. In addition to ratings on a 5-point scale for each domain (except personal care, which is rated on a 4-point scale), an overall CDR score is derived by standard algorithm. This score is useful to globally stage the level of impairment as follows: 0 = no impairment, 0.5, 1, 2 and 3 indicate very mild, mild, moderate and severe dementia.
Patients were administered the Mini-Mental State Examination (MMSE) [14] to assess global cognitive level. This is a widely used neurocognitive screening test, which measures orientation, language, verbal memory, attention, visuospatial function and mental control. It includes 16 items; scores range from 30 (no impairment) to 0 (maximum impairment).
The Neuropsychiatric Inventory (NPI) [15] was used to measure behavioral symptoms. It evaluates 12 neuropsychiatric symptoms that are common in dementia: delusions, hallucinations, agitation/aggression, dysphoria/ depression, anxiety, euphoria/elation, apathy/indifference, disinhibition, irritability/lability, aberrant motor behaviors (AMB), nighttime behavioral disturbances and appetite/eating disturbances. An informant rates the frequency and severity of each of these dimensions; the final score is obtained by multiplying the first two scores. In each domain, NPI presents a screening question. If it is answered negatively, the interviewer moves to the next domain. If it is answered affirmatively, specific neuropsychiatric symptoms are assessed within that domain. If any of these symptoms are presented, they are rated on a 4-point frequency scale and a separate 3-point severity scale. The NPI also assesses the amount of caregiver distress engendered by each neuropsychiatric symptom on a 5-point scale. Thus, the score for each dimension ranges from 0 to 12, with a maximum total score of 144 in the 12-item version.
2.3. Statistical Analyses
AAO was defined as the age when cognitive symptoms of memory failure and deficiency in at least one other cognitive domain first appeared, interfering with the patient’s social or occupational functioning, which was assessed by the clinician’s interview with a reliable caregiver. In particular, the primary caregiver was asked to describe the “first problem”, and to provide detailed information about it, to further identify the “earliest episode” by providing a calendar date, to clarify any ambiguities and to establish a “symptom-free date” representing the last time no symptoms of dementia were presented.
Admixture analysis was used to determine the best fitting theoretical model for the observed distribution of AAO. In order to choose the best fitting model, we applied the χ2 goodness of fit test using χ2 fit command implemented in the denormix module of the software STATA (release 8, StataCorp, College Station, TX). The best fitting model was chosen based on the highest p-value of the χ2 test, which indicated that the theoretical model did not deviate from the empirical distribution function of AAO in our sample. The theoretical AAO function defined the AAO probability density across different ages. Each patient’s probability of belonging to each AAO subgroup was calculated using the theoretical AAO function. Patients were then assigned to the distribution they had the highest probability of belonging to. The theoretical AAO function was used to calculate these probabilities and to locate cut-off points. This method was previously used to define AAO in patients with obsessive-compulsive disorder, bipolar-I disorder and schizophrenia [4-6,16].
A series of unpaired t-tests were performed to compare age, age at onset, illness duration from onset of symptoms to the first diagnostic visit, educational level, ADL and iADL, CDR, MMSE and the mean scores of each NPI symptom of the EO-AD group with those of the LO-AD group. Differences were considered significant if p < 0.05. Neuropsychiatric symptom significant differences were adjusted (p < 0.05/12, p < 0.0042 after the Bonferroni correction for multiple comparisons). The comparison between EOand LO-AD with respect to the gender categorical variable was made using the chi-square test, with a statistical significance level of p < 0.05.
3. RESULTS
A consecutive sample of 2000 AD patients (604 males, 1396 females) was included in the analysis. The mean (±SD) age at the first clinical contact for diagnostic purpose was 75.4 (±7.29) years. The overall mean (±SD) AAO was 73.02 (±7.40) years. The socio-demographic and clinical characteristics of the study sample are described in Table 1.
Admixture analysis yielded a combination of two normal theoretical distributions. The EO subgroup represented 24.7% of the sample. The two subgroups were divided by AAO, with 66 years of age as an ideal cut-off characterized by the point at which the two curves intersected (see Figure 1). Thus, patients with an AAO ≤ 66 years were considered included in the EO group and those with an AAO > 66 years were included in the LO group. At age 66 the probability of belonging to the EO subgroup was 54% and of belonging to the LO subgroup, 46%.
As expected by the sub-group selection, the EO-AD patients were younger and had a higher educational level than the LO-AD patients. The EO-AD group included significantly more males (41%) than the LO-AD group (28%) (chi-square = 20.903; df = 1; p < 0.0001). Also, the EO-AD patients had a significantly longer duration of illness from AD symptom onset to the first diagnostic visit, were less impaired on both the ADL and the iADL, and performed worse than the LO-AD group on the CDR.
With regard to the NPI scores, at the uncorrected (p < 0.05) statistical level the LO-AD group showed significantly higher symptom severity for Delusions, Agitation and Nighttime Behavioral Disturbances than the EO-AD group. However, at the corrected (p < 0.0042) level, only the differences related to delusion symptom severity survived.
4. CONCLUSION
The main aim of this study was to establish a valid cut-off age for discriminating EO-AD from LO-AD. For this purpose, we applied admixture analysis to investigate a large sample of AD patients. This is a specific statistical procedure that has been widely used to determine cut-off ages in other neuropsychiatric disorders [4-6]. We also explored the sociodemographic and clinical features of the two emerging AD subgroups.
Five main results emerged. First, the main finding of our study was the identification of two clinically relevant Gaussian curves in the observed distribution of AAO. The age 66 cut-off seems to separate the sample into two identifiable AD subtypes and only differs slightly from the previous conventionally used cut-off of 65 years [1]. Considering the interaction between AAO and neuropsychological, neuropsychiatric, genetic and neuroanatomic factors, the confirmation that homogeneous EOand LO-AD subgroups exist should provide a good basis for future studies aimed at clarifying the mechanisms of AD.
Figure 1. Age at onset probability density in early onset and late onset AD.
Table 1. Socio-demographic and clinical characteristics of 346 early onset AD patients compared with 1654 late onset AD patients.
Note: AD = Alzheimer’s disease, SD = Standard Deviation, ADL = Activities of Daily Living, IADL = Instrumental Activities of Daily Living, CDR = Clinical Dementia Rating, MMSE = Mini-Mental State Examination, NPI = Neuropsychiatric Inventory. Significant values are highlighted in bold for all variables. For NPI scores values were: *significant at the uncorrected level (p < 0.05); and **significant at the corrected level (p < 0.0042, after Bonferroni correction for multiple comparisons).
Second, with regard to sociodemographic characteristics, as expected from the sample selection we found that the EO-AD patients were younger and had a higher educational level than the LO-AD patients. This finding was expected because of increasing access to the educational system in Italy over the past century, especially after the Second World War, thanks to laws aimed at countering illiteracy and growing economic prosperity. Thus, younger people are more likely to have a higher educational level.
Third, the EO-AD group included significantly fewer females than the LO-AD group. This finding supports the hypothesis that EOand LO-AD have different genetic underpinnings. In fact, a strong association between the apolipoprotein E4 allele (ApoE4), which is notoriously linked to cognitive impairment and decline [17], and female gender has been frequently described [18,19]. Analogously, the gene for the angiotensin converting enzyme (ACE), which has recently been reported to be associated with risk of AD, showed a gender-specific association of ACE genotype with AD in the female clinical population [20]. These studies suggest that gender may interact with genetic factors to differentially influence risk factors and pathogenic mechanisms in AD. More specifically, our data suggest that gender may determine a different pathogenesis in EOand LO-AD. However, although some previous studies also found that male gender was associated with EO-AD [21], other works show either no difference or a female predominance in EO-AD [8,22,23]. This discrepancy in gender frequency among different studies could be due to the different methodologies used, such as choice of sample size or a retrospective approach versus consecutive recruitment of first diagnosis patients who are, therefore, very near to the illness onset. In any case, this issue certainly requires further investigation.
Fourth, EO-AD subjects tended to be less functionally impaired than LO-AD subjects, although no difference in MMSE score emerged between the two groups. One very challenging comprehensive explanation that would link all of these results, is that cognitive reserve has a role in protecting against cognitive impairment. Indeed, cognitive reserve refers to selective microand macrostructural brain changes in gray matter, enabling the individual to recruit compensatory mechanisms to combat damaging pathological reactions and delay functional impact and AD symptom expression [24,25]. Cognitive reserve is significantly correlated with educational level, which plays a fundamental role in mediating reserve against degenerative processes, particularly with regard to hippocampal microstructure [26]. Thus, we could hypothesize that our EO-AD patients, who were more educated and therefore had a greater cognitive reserve than our LO-AD patients, had to have more severe pathological changes before they exhibited cognitive deterioration [27]. Indeed, previous studies have highlighted a greater neuropathological burden in EO-AD than in LO-AD [2], in particular, the presence of more neuritic plaques (NPs), neurofibrillary tangles (NFTs), and non stroke subcortical ischemic lesions [27], which would support our hypothesis. Interestingly, EO-AD participants also showed a longer duration of illness from AD symptom onset to the first actual diagnosis of AD than LO-AD participants. An intriguing hypothesis is that in EO cognitive reserve lengthens the prodromal phase of the illness, preventing and thus delaying the definite decline toward the actual diagnosis of AD [25,28]. In any case, this hypothesis requires further investigation. A more definite fact, however, is that the increased severity of delusions and, more generally, the increased severity of neuropsychiatric symptoms in LO-AD may lead to an earlier first visit assessment because of the heavy caregiver burden caused by behavioral symptoms.
Fifth, in our study the EO-AD patients suffered from lower severity of delusions than the LO-AD patients. Further, the latter group tended to suffer from some additional behavioral symptoms, namely, agitation and nighttime disturbances, as already described in a previous study [8]. There may be various explanations for this. First, older age and female gender, both characteristic of our LO sample, are frequently described as factors independently associated with the presence of psychotic symptoms, especially delusions [29]. This also supports the hypothesis of different mechanisms in EO and LO subjects. Second, although cognitive functions are greatly affected by subcortical vascular lesions, which are quite frequent in EO subjects [30,31], some behavioral domains may be less involved. In fact, severity of symptoms of depression and apathy may be increased by vascular lesions in the frontal-subcortical circuit or the cingulated areas [32,33], whereas psychotic symptoms are associated with hypometabolism and hypoperfusion in the fronto-parieto-temporal areas [25,34, 35]. Thus, EO and LO patients may also differ with respect to neuroanatomical pathogenic factors that produce different behavioral symptoms. Finally, we can hypothesize that, MMSE score being equal, cognitive reserve buffers functional and behavioral deficits in EO-AD subjects, which thus appear more severe in LO patients.
Before concluding, we would like to highlight the strengths of our study. We investigated a large cohort of first diagnosis, drug-free, systematically evaluated subjects and used validated probabilistic tools to assign each subject to the appropriate sub-group (i.e. EO or LO AD). Thus, our cut-off points were valid.
Some issues that may limit our study results must be also described. First, our sample was homogeneous with regard to ethnicity (all participants were white, Caucasian Italians) and our data were cross-sectional. Thus, in future studies our results should be confirmed in other populations and should consider the longitudinal course of behavioral and neuropsychological clinical phenomenology in the EOand LO-AD groups. Furthermore, we considered only the MMSE score as a cognitive index. Indeed, some previous studies reported that EO-AD is characterized by a more rapid progression of cognitive impairment, particularly in specific domains such as naming abilities, attentional and visuo-spatial dysfunctions [36-38]. However, these works included smaller samples than ours and relatively limited test batteries. Therefore, future studies should try to define a more precise neuropsychological profile of the two AD subgroups. Lastly, in our study we included only drug-free patients at their first diagnostic visit in order to avoid the influence of drug treatment on symptom expression and to reduce effects on different phases of the illness. In any case, this issue certainly requires further investigation, also in longitudinal studies.
In conclusion, our study using admixture analysis (a statistical procedure validated to discriminate people with homogeneous AAO) established 66 years of age as the new cut-off for discriminating EOfrom LO-AD. The existence of two AAO AD subgroups should be further confirmed by means of external validators, namely, genetic, neuroanatomical, cognitive, biochemical or neurophysiological probes. In fact, an accurate and timely diagnosis and a more precise understanding of the clinical features of EO-AD with respect to LO-AD is required in order to gather reliable epidemiological data, highlight risk factors, explain pathogenic mechanisms and develop more efficient therapeutic interventions. In particular, given the devastating nature of early-onset dementias, these findings emphasize the need to evaluate EO-AD patients to find efficacious methods of prevention and treatment.
Conflicts of Interest and Source of Funding: This research was funded by Italian Ministry of Health RC06- 07-08-09/A grants. No conflict of interest to declare.