Elusive Zeros under Newton’s Method

Abstract

Though well-known for its simplicity and efficiency, Newton’s method applied to a complex polynomial can fail quite miserably, even on a relatively large open set of initial guesses. In this work, we present some analytic and numerical results for Newton’s method applied to the complex quartic family where is a parameter. The symmetric location of the roots of allows for some easy reductions. In particular, when λ is either real or purely imaginary, standard techniques from real dynamical systems theory can be employed for rigorous analysis. Classifying those λ-values where Newton’s method fails on an open set leads to complex and aesthetically intriguing geometry in the λ-parameter plane, complete with fractal-like figures such as Mandelbrot-like sets, tricorns and swallows.

Share and Cite:

O’Brien, T. and Roberts, G. (2014) Elusive Zeros under Newton’s Method. Applied Mathematics, 5, 2393-2407. doi: 10.4236/am.2014.515231.

Conflicts of Interest

The authors declare no conflicts of interest.

References

[1] Curry, J.H., Garnett, L. and Sullivan, D. (1983) On the Iteration of a Rational Function: Computer Experiments with Newton’s Method. Communications in Mathematical Physics, 91, 267-277.
http://dx.doi.org/10.1007/BF01211162
[2] Blanchard, P. (1994) The Dynamics of Newton’s Method. Complex Dynamical Systems, Cincinnati. Proceedings of Symposia in Applied Mathematics, Vol. 49, AMS, Providence, 139-154.
[3] Head, J.E. (1988) The Combinatorics of Newton’s Method for Cubic Polynomials. Doctoral Dissertation, Cornell University, Ithaca.
[4] Lei, T. (1990) Cubic Newton’s Method of Thurston’s Type. Laboratoire de Mathématiques, Ecole Normale Superieure de Lyon. Preprint.
[5] Roberts, G.E. and Horgan-Kobelski, J. (2004) Newton’s versus Halley’s Method: A Dynamical Systems Approach. International Journal of Bifurcation and Chaos, 14, 3459-3475.
http://dx.doi.org/10.1142/S0218127404011399
[6] Haeseler, F.V. and Kriete, H. (1993) Surgery for Relaxed Newton’s Method. Complex Variables, Theory and Application, 22, 129-143. http://dx.doi.org/10.1080/17476939308814653
[7] Douady, A. and Hubbard, J.H. (1985) On the Dynamics of Polynomial-Like Mappings. Annales Scientifiques de L’Ecole Normal Superieure, 4e serie, t. 18, 287-343.
[8] Milnor, J. (1992) Remarks on Iterated Cubic Maps. Experimental Mathematics, 1, 5-24.
[9] Blanchard, P. (1981) Complex Analytic Dynamics on the Riemann Sphere. Bulletin of the American Mathematical Society (New Series), 11, 85-141.
http://dx.doi.org/10.1090/S0273-0979-1984-15240-6
[10] Milnor, J. (2006) Dynamics in One Complex Variable. 3rd Edition, Princeton University Press, Princeton.
[11] Sutherland, S. (1989) Finding Roots of Complex Polynomials with Newton’s Method. Doctoral Dissertation, Boston University, Boston.
[12] Devaney, R.L. (1992) A First Course in Chaotic Dynamical Systems. Westview Press.
[13] MAPLE, Version 15.00 (2011) Maplesoft. Waterloo Maple Inc., Waterloo.

Copyright © 2023 by authors and Scientific Research Publishing Inc.

Creative Commons License

This work and the related PDF file are licensed under a Creative Commons Attribution 4.0 International License.