Efficacy of Autologous Cultured Fibroblast Cells as a Treatment for Patients with Facial Contour Defects: A Clinical Replication Study

Abstract

Background: The US FDA has recently approved autologous cultured fibroblast cells (ACF) as treatment for cutaneous contour defects. ACF provides an alternative to synthetic fillers or fat grafting with the significant advantage of producing longer lasting effect. Methods: This was a prospective open label single group clinical study to demonstrate the clinical efficacy of ACF that we have replicated in our lab. The study enrolled 18 patients with nasolabial folds from 2 centres in Malaysia in 2011-2012. ACF at dose of 23 or 92 million cells were injected on 3 occasions at 4 weeks interval. Efficacy at 6- and 12-month post treatment was assessed using a standardized 7-point scale which was performed by the 2 investigators as well as a panel of 7 independent evaluators. Results: We obtained a successful outcome (primary endpoint), defined as improvement in the appearance of the nasolabial fold of at least 2 points on the 7-point scale, in 33% of patients as assessed by investigators at 12-month follow-up and in 22% of patients assessed by independent evaluators. Investigators also found 78% of patients having had a 1-point improvement from baseline while independent evaluators found 83% of patients having improved by as much. Patients were uniformly (100%) satisfied with the improvement in their appearance. No treatment-related adverse event was reported. Baseline score and follow-up duration had significant effect on treatment response. The greater the baseline severity and the longer the post-treatment follow-up, the better the response to ACF. Larger dose of cells (92 million cells) has little additional effect suggesting that the 1 mL dose (23 million cells) is near optimal. Older patients showed a trend towards poorer response but this was not statistically significant. Conclusions: We have successfully replicated the laboratory method and clinical procedure to perform ACF treatment which was effective in improving the appearance of nasolabial folds in some patients.

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Lee, E. , Lee, K. , Lim, J. , Yip, J. , Zhang, C. , Zhang, X. , Bin, H. and Lim, T. (2017) Efficacy of Autologous Cultured Fibroblast Cells as a Treatment for Patients with Facial Contour Defects: A Clinical Replication Study. Journal of Cosmetics, Dermatological Sciences and Applications, 7, 306-317. doi: 10.4236/jcdsa.2017.74027.

1. Introduction

Cutaneous contour defects consist of skin soft tissue abnormalities such as superficial wrinkles around the eyes, lip, deep fold or furrows in the forehead, glabella, nasolabial and peri-oral region, or scarring of the skin due to acne, chicken pox, trauma or burns. Many patients seek correction for these defects especially those affecting the face.

Available treatments for these defects include dermal fillers and fat grating. Filler has been around for more than 30 years and still has an important role [1] . Major advantages with filler are that it requires only a simple procedure to administer at point of care and achieve an immediately obvious volume-filling effect. However, it carries a risk of hyper-sensitivity reaction even with the use of modern synthetic filler such as Hyaluronic acid. Its effect is also temporary lasting for at most 12 months, and thus would require repeated treatments to maintain the correction. Autologous fat grafting, often in combination with stromal vascular fraction, is another popular treatment for contour defects [2] [3] . It uses simple procedures to harvest fat, to isolate the SVF and subsequently to inject into the recipient site; the entire process could be completed at the point of care. For the small volume of fat required to correct facial contour defects, it is easily accomplished even for thin persons with little body fat. However the evidence base supporting its efficacy remains questionable; indeed its most significant problem is unpredictable volume loss post-grafting with resorption rates ranging from 25% to 80% [3] - [8] . Graft survival could be significantly improved with addition of ex-vivo expanded adipose derived stem cells (ASC) [9] , but that makes the procedure more complex.

More recently, the US FDA has approved a new treatment for cutaneous contour defects, the autologous cultured fibroblast cells (ACF).Histopathology studies on human volunteers have demonstrated that the injected human fibroblast cells were incorporated into the dermal structure and began production of collagen or stimulated synthesis from the native cells creating the thicker collagen layer [10] [11] . Subsequent clinical studies [12] including a randomized placebo controlled trial [13] have confirmed its clinical efficacy and safety in human. ACF, like filler, requires only a simple intradermal injection procedure to administer but it has no risk of hypersensitivity reaction. Like ASC enriched fat grafting, it requires specialized lab facility to perform the cell culture ex vivo, which clearly cannot be provided at point of care. Cell culture also carries the risk of contamination and risk of disease transmission from reagents derived from xenogeneic sources [14] . In addition, cell culture could potentially change the cells’ phenotype under culture conditions [15] . The most significant advantage of ACF is its long-lasting effect and that sustained improvements up to 48 months have been observed to date [10] .

We have replicated the fibroblast cell culture technique in our lab. This report presents the results of a clinical replication study to demonstrate the clinical efficacy and safety of the cell therapy as performed by our lab and clinic. This is to ensure that we could replicate the same good results as those reported by others in the literature [12] [13] .

2. Methods

We conducted a prospective open label single group clinical trial at two centres in Malaysia to replicate the clinical efficacy of autologous cultured fibroblast cell (ACF) therapy. The study was conducted in accordance with Declaration of Helsinki and Good Clinical Practice (GCP) requirements. The institutional review-board of the study sites approved the protocol, and all patients gave written informed consent.

2.1. Study Patients

The inclusion criteria were age between 18 and 75 years, patients who were “dissatisfied” or “very dissatisfied” with the appearance of their nasolabial fold (score 4 or higher on a 5-point satisfaction scale) and the severity of which as assessed by the investigator were “moderate” or worse (Grade 4 or higher on a standardized 7-point ordinal severity scale with a photoguide).

The exclusion criteria were pregnant or nursing woman; evidence of HIV, hepatitis B and C, active systemic infection, active or chronic skin disease (such as psoriasis, eczema, blistering skin disease or local infection), severe keloid at BCG vaccination site), on chronic antibiotic or steroid therapy; history of organ transplant, autoimmune disease, alcohol or substance abuse, cancer.

2.2. Cell Cultures

Autologous fibroblast cells were isolated from a skin biopsy specimen (epidermal and dermal layers, 3 × 7 mm2) taken from the patient’s skin behind the ear and was transported to the lab in cryo vial filled with 2 mL culture media. Thermo Scientific Hyclone® classical liquid media Dulbecco’s Modified Eagles Medium, High Glucose (DMEM/High): with 4500 mg/L Glucose, with 4.0 mm L-Glutamine, without Sodium Pyruvate was used throughout the cell culture process. The skin biopsy was washed 4 - 6 times with culture media and excess fat was removed by using forceps and scissors. It was then transferred to a 60 mm petri dish, minced into small pieces and scattered over the petri dish before leaving it to dry for 10mins. Meanwhile, microbial screening for bacteria, mould and yeast was performed on the culture medium which was used to transport the biopsy tissue by spreading sufficient amount of medium onto nutrient agar and potato dextrose agar plates accordingly and observed after 3 - 5 days incubation at 37˚C. Once the biopsy tissue had adhered onto the petri dish, 3 mL culture medium mixture (DMEM/High, 10% characterized foetal bovine serum and 1% penicillin-streptomycin, all from Thermo Scientific Hyclone®) was added gently into the petri dish and incubated at 36.8˚C with 5% CO2. Medium was changed every 2 - 3 days and fibroblast cell growth was monitored under phase contrast microscope.

Subculture was performed when primary culture reached 90% confluence, cell concentration was determined to be at 2.1 - 2.4 × 107 cells/mL on average through cell count. Fibroblast cells were washed with DMEM/High and 1 mL 0.25% trypsin-EDTA was added into the petri dish for 5 min incubation at 37˚C with 5% CO2. Skin tissue might be detached from the petri dish under prolonged trypsinization process, hence 3 mL of culture medium mixture was added next to inactivate trypsin and cell suspension fluid was centrifuged at 1000 rpm for 5 min to separate the fibroblast cells from supernatant. Once the cells suspension fluid was transferred to the centrifuge tube, 3 mL culture media mixture was added immediately to the primary culture dish to maintain fibroblast cells growth. The supernatant was then aspirated and 7 mL culture medium mixture with additional epidermal growth factor (EGF) was added into the centrifuge tube to re-suspend fibroblast cells and transferred to a 100 mm petri dish and culture was continued in a 5% CO2 incubator at 37˚C. From first passage onwards, culture medium mixture with extra EGF was used to promote cell growth and temperature of CO2 incubator was maintained at 37˚C as well.

Fibroblast cells were harvested when the amount of cells were sufficient for treatment purpose, which is usually between the fourth and sixth passage. Microbial screening was carried out during the last media change which was 3 days before cell harvesting to ensure sterility of the culture. One day prior to cell harvesting, the media in all petri dishes were changed to DMEM/High, thus the culture was free from serum and antibiotics. On the harvest day, culture media was aspirated and trypsinization process was performed as described previously. After centrifugation at 1000 rpm for 5 min, the supernatant was discarded and 10 mL DMEM/High was added to the fibroblast cells pellet and mixed gently with a serological pipette followed by centrifugation again at 1000 rpm for another 5 min. The washing procedure was repeated again with DMEM/High and then washed twice using multiple electrolytes injection fluid. During the final centrifugation, supernatant was aspirated and fibroblast cells pellet were transferred into a 2 mL cryo vial before sending to the designated clinical centre where the ACF treatment is to be administered. Endotoxin test using Limulus ES-II (Wako, Japan) was performed on the same day prior to injection.

Fibroblast cells for each patient were preserved for future use after all 3 injections were completed. Procedures for cryopreserve were similar to cell harvesting. Five cryo vials with 1 mL fibroblast cells in each were prepared and kept at 2˚C - 8˚C for 30 min, −20˚C for 30 min and overnight at −80˚C accordingly before moving to liquid nitrogen cryo tank for cell preservation.

2.3. Cultured Fibroblast Cells Treatment

The suspension of cultured fibroblast cells in cryo-vial was delivered to the treating physician for intradermal injection into the patient’s nasolabial fold. One ml of the cell suspension contains about 23 million fibroblast cells (range 21 to 24 million cells per mL). Each patient received a course of therapy consisting of three injections administered at an interval of 5 weeks. Theoretically number of mL (cell dosing) administered per injection varied according to length of the nasolabial fold to be treated. For this trial, 12 patients were treated with 1 mL per injection (0.5 mL for each side of the bilateral nasolabial folds) and another 7 patients were treated with 4 mL per injection.

2.4. Study Assessments and Endpoints

Study visits post-injection occurred at the second week, then monthly till to month 6 and one final visit at month 12 for efficacy and safety assessments.

The primary efficacy endpoint consists of 7 independent evaluator’s assessment of the photographs of the bilateral nasolabial folds taken before treatment, at 6- and 12-month after completing treatment, on a standardized 7-point ordinal severity scale with a photoguide. An efficacious response is defined as a 2-point improvement from the baseline (pre-treatment) score on the 7-point scale in at least one treated area. The evaluators were not involved in the patients’ care, nor did they participate in any laboratory or clinical procedure.

Other efficacy endpoints are:

・ Investigator’s live assessment of the change in facial contour defects before and after treatment using the same 7-point photoguide;

・ Subject’s live assessment of their satisfaction with the change in facial contour defects before and after treatment using a 5-point scale;

・ Histological features of the healthy skin biopsy specimen compared with the features of an injected post-auricular site taken from a repeat biopsy 6-month after the injection. However, no patients consented to repeat biopsy.

2.5. Statistical Methods

Sample size was estimated based on the primary efficacy parameter which was the percent of patients who had an efficacious response to treatment. We assume this would be 75% [10] [12] [13] , and we would have no interest in ACF if we were unable to achieve at least 45% response rate. By using the Simon’s minimax design [16] with type 1 and 2 errors of 0.1, a total of 19 patients would be enrolled and ACF would be rejected as ineffective if we were to observe a response rate of less than 42% (11 or more non-response).

Continuous variables were described by summary statistics such as mean, median, and standard deviation and categorical (nominal/ordinal) variables, by the frequencies of each category.

Ordinal regression (Proportional odds model [17] [18] ) was used to estimate the effects of covariates on the response to ACF therapy as measured by the change from baseline in the independent evaluators’ assessment of the severity of the patients’ nasolabial fold on the 7-point scale. The model includes patients’ age, body weight, baseline severity, duration after treatment (6 and 12 months) and dose (1 mL and 4 mL).

In proportional odds model, the cumulative probabilities for the ordinal dependent variable, after suitable transformation (log it transform), is modelled as a linear function of covariates. The regression coefficient has interpretation as cumulative odds ratio (OR) [19] . We explain this by an example. In Table 3, the cumulative OR for the response to treatment at 12-month post-treatment compare to 6-month is 3.2. This means the odds for a better response to treatment are 3.2 times higher at 12-month after treatment than at 6-month. In other words, the cumulative distribution for the response to treatment at 12-month post treatment is shifted to the right of the distribution at 6-month follow-up. A key assumption for the model is the proportional odds assumption, that is, homogeneity of cut-point specific odds ratio. We assessed this informally by plotting the binary logistic odds ratio and its 95% confidence interval against the cut-points [19] . No obvious heterogeneity in cut-point specific odds ratio was apparent.

The level of significance was set at 0.05. To account for cluster sampling (each patients were scored multiple times by the 7 independent evaluators), we obtained robust variance estimates using the Huber’s [20] or sandwich estimator.

3. Results

We enrolled a total of 19 patients for this study. One patient was mistakenly enrolled and treated for acne scar instead of nasolabial fold. She is excluded from analysis. All other patients had completed 6-month follow-up and are included in this analysis. All but 2 patients completed 12-month follow-up.

3.1. Baseline features

Baseline characteristics of these patients are shown in Table 1.

The mean (SD) age of the patients was 54 years (range 26 to 70), and 94% of them were women. No patients had previous treatment for their nasolabial folds.

3.2. ACF injection

Eleven patients were treated with a dose of 1 mL per injection (0.5 mL each side of the nasolabial fold) while 7 patients were given a higher dose of 4 mL per injection (2 mL each side of the nasolabial fold). No local or systemic complications were reported.

Table 1. Demographic and other baseline characteristics of subjects enrolled in the trial.

No patients had any post-injection adverse events (AE). AE that were specifically sought included local pain, inflammation, bleeding and systemic reaction.

3.3. Outcomes

The outcome of ACF treatment is summarized in Table 2.

All 18 patients (100%) completed the study and were included in the analysis.

For the primary endpoint, only 4 patients (22%) had improved by 2 or more points on the 7-point scale, short of the required 45% response rate. However, fifteen patients (83%) had at least 1 point improvement on the 7-point scale at 12-month follow-up. All patients (100%) by self-assessment were satisfied with the improvement in the appearance of their nasolabial folds. Figure 1 shows the typical improvement observed at 12-month follow-up in the nasolabial fold of a patient who had 3 injections of ACF 4 weeks apart.

Table 3 shows the effect of patients’ age, body weight, baseline severity, duration after treatment (6 and 12 months) and cell dose (1 mL and 4 mL) on the response to ACF treatment. Baseline score and follow-up duration had significantly marked effect on response; the greater the baseline severity and the longer the post-treatment follow-up, the better the response to ACF. Interestingly a much larger dose of cells (92 million cells) has little additional effect than the 1 mL dose (23 million cells). Higher age (>60 years) showed a trend towards poorer response but this was not statistically significant.

4. Discussion

In this prospective study, we have administered autologous cultured fibroblast cells (ACF) to 18 patients for the correction of bilateral nasolabial folds. We obtained an improvement in the appearance of the nasolabial fold of at least 1 point on a 7-point scale, in about 80% of patients at 12-month follow-up as evaluated by both independent evaluators and the investigators. Investigators were more optimistic in their assessment in finding 33% of patients having had a 2-point improvement from baseline while independent evaluators found only 22% of patients having improved by as much. Patients were uniformly (100%) satisfied with the improvement in the appearance of their nasolabial folds. Our results therefore indicate that the regenerated dermis from the ACF treatment had successfully corrected the facial contour defects at 1 year after treatment.

Our results however did not compare favourably to the original ACF [13] , which has recently received marketing authorization from the US FDA [21] and

Table 2. Outcomes of fibroblast treatment among 18 patients.

Table 3. Mean Response score (change from baseline) and Cumulative OR (95% CI) predicting cumulative probability of Response to therapy.

*ref: Reference category in regression analysis.

Before treatment 12-month after treatment

Figure 1. Improvement in nasolabial fold after 3 injections of autologous cultured Fibroblast cells 4 weeks apart at 12-month follow-up.

marketed as Azficel-T (Laviv®) by Fibrocell Technologies Inc in the US. In the pivotal study on Azficel-T for variety of facial contour deformities including nasolabial folds [13] , 42% of patients with nasolabial folds had improved by 2-point on a standardized 7-point photoguide as evaluated by the investigators. The corresponding result in our study using the same 7-point scale is 33%. This could be due to subtle differences in cell culture method or intradermal injection technique between the 2 trials. The most likely explanation though is that the Azficel-T study had required 3 repeated skin biopsies and cell cultures from the freshly biopsied skin prior to each of the 3 injections while we had only performed a single skin biopsy from which fibroblasts are isolated and repeatedly passage to yield all the cells used for all 3 injections.

In this study, we have further investigated the effect of patients’ age, duration after treatment (6 and 12 months) and cell dose on the response to ACF treatment. Older patients (age >60 years) did show a trend towards poorer response to treatment but this was not statistically significant. The longer the post-treatment follow-up, the better was the response to ACF. This is consistent with ACF being a natural cell based treatment which is slower in producing a noticeable effect compared with synthetic fillers but is capable of producing ongoing and sustained improvement. Interestingly a much larger cell dose (92 million cells) has little additional effect suggesting that the 1 mL cell dose (23 million cells) is near the optimal cell dosing. This was also the cell dose used in the Azficel-T trial [13] .

5. Conclusion

In conclusion, we have replicated the laboratory and clinical procedures to perform ACF treatment in Malaysia. Our ACF was effective in improving the appearance of nasolabial folds in 22% of patients, and likely other facial contour defects too.

Acknowledgements

The authors thank Beijing Cell Technology Inc. for providing the cultured fibroblast cells for this research.

Conflicts of Interest

The authors declare no conflicts of interest.

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