Applied Mathematics, 2013, 4, 1537-1546
Published Online November 2013 (http://www.scirp.org/journal/am)
http://dx.doi.org/10.4236/am.2013.411208
Open Access AM
A Stochastic Optimal Contr ol Theory to
Model Spontaneous Breathing
Kyongyob Min
Respiratory Division, Department of Internal Medicine, Itami City Hospital, Itami, Japan
Email: in1007@poh.osaka-med.ac.jp
Received September 1, 2013; revised October 1, 2013; accepted October 8, 2013
Copyright © 2013 Kyongyob Min. This is an open access article distributed under the Creative Commons Attribution License, which
permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
ABSTRACT
Respiratory variables, including tidal volume and respiratory rate, display significant variability. The probability density
function (PDF) of respiratory variables has been shown to contain clinical information and can predict the risk for ex-
acerbation in asthma. However, it is uncertain why this PDF plays a major role in predicting the dynamic conditions of
the respiratory system. This paper introduces a stochastic optimal control model for noisy spontaneous breathing, and
obtains a Shrödinger’s wave equation as the motion equation that can produce a PDF as a solution. Based on the lob-
ules-bronchial tree model of the lung system, the tidal volume variable was expressed by a polar coordinate, by use of
which the Shrödinger’s wave equation of inter-breath intervals (IBIs) was obtained. Through the wave equation of IBIs,
the respiratory rhythm generator was characterized by the potential function including the PDF and the parameter con-
cerning the topographical distribution of regional pulmonary ventilations. The stochastic model in this study was as-
sumed to have a common variance parameter in the state variables, which would originate from the variability in meta-
bolic energy at the cell level. As a conclusion, the PDF of IBIs would become a marker of neuroplasticity in the respi-
ratory rhythm generator through Shrödinger’s wave equation for IBIs.
Keywords: Biological Variability; Stochastic Processes; Optimal Stochastic Control Theory; Probability Density
Function; Shrödinger’s Wave Equation
1. Introduction
Classical physiology is grounded on the principle of ho-
meostasis, in which regulatory mechanisms act to reduce
variability and to maintain a steady state [1]. Cherniack
et al. [2] applied a systems engineering approach to the
control of respiration, describing a controller (brain stem
respiratory pattern generator), sensors (chemo- and mech-
anoreceptors), and a plant (airways, chest wall, muscles,
and pulmonary tissue). With this model, fluctuations are
often dismissed as “noise” of little or no significance.
However, since many systems in nature, including respi-
ration, operate away from an equilibrium point, the im-
portance of taking fluctuations into account was well
known from early models of the respiratory control
mechanism. For example, measured interbreath intervals
of a preterm baby at 39 and 61 weeks of postconcep-
tional age have shown that the baby’s breathing pattern
was highly irregular at 39 weeks, and that the fluctua-
tions were significantly reduced by 61 weeks [2].
For constructing realistic models of control mechanisms
with biological variability in spontaneous breathing, one
is faced with the problem of finding suitable ways to
characterize them. A characteristic feature of fluctuations
is the impossibility of precisely predicting their future
values, and thus some researchers have tried to use statis-
tical concepts to model fluctuations. From this statistical
viewpoint, Frey et al. and Suki have suggested three
points on noisy biological variables: 1) the fluctuations
obey their own probability distribution; 2) irregular fluc-
tuations can carry information through the probability
distribution; and 3) the probability distribution may be
sensitive to physiological or pathological changes [3,4].
Thus, to define the physiological or pathological mean-
ing of biological variability, it is important to show why
the probability distribution of noisy breathing variables is
sensitive to physiological or pathological changes.
This paper introduces a stochastic optimal control the-
ory to model spontaneous breathing. By implementing a
stochastic process, the method reveals that the probabil-
ity density function of noisy spontaneous breathing obeys
a Shrödinger’s wave function, which was introduced for
K. MIN
1538
describing motions of a quantum particle. Based on the
wave function for noisy breathing, this paper concludes
that the probability density function of inter-breath in-
tervals will be a marker of neuroplasticity in the central
rhythm generator.
2. Differentiable Stochastic Processes [5]
2.1. Fluctuations as a Sequence of Random
Variables
A characteristic feature of fluctuations is the impossibil-
ity of precisely predicting their values. A successful at-
tempt is to model a disturbance as a sequence of random
variables or a stochastic process. A stochastic process
can be defined as a family of random variables

00
,,1,Xttt t
. It is possible to assume that the
random variables
X
t represent values on the real line
or in an n-dimensional Euclidean space. A stochastic
process is a function of two arguments
,Xt
, where
ω belongs to the sample space . For fixed t,
,
X
t
is
a random variable and for fixed ω,

,X
is a func-
tion of time which is called a sample function or a tra-
jectory. The trajectories can be regarded as elements of
the sample function space . For ordinary random vari-
ables whose sample function spaces are Euclidean spaces,
probability measures can be assigned by ordinary distri-
bution functions and denoted by P.
Let us assign a probability function to the multidimen-
sional random variable for any k and arbitrary time
with a distribution function F as follows,
j
t

 

12 12
112 2
,,,;,,,
,,,
kk
kk
Fttt
PXt XtXt
 

 

. (2.1.1)
which satisfies the conditions of symmetry in all pairs
,
j
j
t
and consistency. The consistency condition is
expressed by

12 12
12 12
,,,;,,,
lim ,,,;,,,
k
kk
kk
t
Fttt
F
tt t
 
 



. (2.1.2)
Thus, the mean value of a stochastic process m(t) is
defined by use of the probability distribution density
d,
F
t
as follows,
 
d,mtFtEX t




. (2.1.3)
The symbol E[ ] denotes expectation, that is, integra-
tion with respect to the measure P. The covariance of
X
s and
X
t are also given by
 

 

cv,o ,Xs Xtr
EXs msXt m
t
t
s

 
When both the mean value function m(t) and the co-
variance r(s, t) exist, the stochastic process is said to be
of second order.
2.2. A Wiener Process and a Markov Process
Let us consider the stochastic process of second order
,1,2,3,,
j
X
tj k, and . When
the set elements
123 k
tt tt 

11
211
,,
,
kkkk
Xt XtXt Xt
XtXt Xt


2
,
are mutually independent, the process is called a process
with independent increments. If the variables are only
uncorrelated, the process {X(t)} is called a process with
uncorrelated or orthogonal increments. A Wiener process
is one with orthogonal increments defined by the follow-
ing conditions: 1) X(0) = 0, 2) X(t) is normal, 3) m(t) = 0
for all t > 0, and 4) the process has independent station-
ary increments. Since a Wiener process has independent
stationary increments and X(0) = 0, the variance of the
process is

2
var X
X
tt
ct

 , and the covariance
of the process is r(s, t) = c × (the minimal difference
between t and s), where the parameter c is called the vari-
ance parameter.
A stochastic process
X
t is called a Markov proc-
ess if
 
 

12
,,,k
k
PXtXt XtXt
PXt Xt

. (2.2.1)
where
k
P
Xt denotes the conditional probability
given
k
X
t. When the initial probability distribution
1 1
,Xt
11
FtP

and the transitional probabil-
. (2.1.4)
ity distribution
 
,,?
tst s
sPXt XsFt


are given, the distribution function of the trajectory
12
,,,
k
Xt Xt
X
t is given by the Bayes’ rule as
follows,



12 12
112211 11
,,,;,,,
,,,, ,
kk
kk kk
Fttt
F
ttFttF
 
 


t
. (2.2.2)
(2.2.2) shows that a Markov process is defined by both
the initial probability distribution and the transition prob-
abilities.
2.3. Stochastic State Models
State models, i.e., systems of first order difference or
differential equations, are very convenient for the analy-
sis of systems. An extension of this concept to stochastic
state models requires that the probability distribution of
the state variable x at future times should be uniquely
determined by the actual value of the state. If X(t + 1) is a
Open Access AM
K. MIN 1539
random variable which depends on the state variable x at
the time t
1,,
X
tXtbxtx
 t
. (2.3.1)
where
,bxt and
,
x
t
are the conditional mean of
X(t + 1) and a random variable given the state variable x
at the time t. When the model (2.3.1) is a Markov process,
the conditional distribution of
,
x
t
given x is normal
and the stochastic variable
,
x
t
can always be nor-
malized by its variance 2
through a Wiener process
w(t) with unit variance parameter,
,
x
tw

t
. (2.3.2)
2.4. Stochastic Differential Equations of State
Models
Starting with the difference


2
,
X
th Xtbxthoh . (2.4.1)
where the term o(h2) denotes the omit terms of higher
order than 2. One can easily obtain a stochastic differ-
ence equation by adding a disturbance

,
x
t
,
 

2
,, ,
Xt hXt
bxthxt hxtoh




. (2.4.2)
When the disturbance
,
x
t
is a Markov process
with independent increments, the conditional distribution
of
,,
x
th xt




given x is normal. Hence

,,
x
thxtwthwt

 
. (2.4.3)
where

wt is a Wiener process with unit variance
parameter. Thus, the stochastic state model is obtained
for the stochastic process
X
t



2
,
Xt hXt
bxthwt hwtoh




. (2.4.4)
Therefore, the expectation
EXthXt
and
the variance
var
X
th X
t
are obtained as (2.4.5)
and (2.4.6) respectively,


2
,EXthXtbxth oh 

 . (2.4.5)




2
22
22
varXt hXt
Ewthwtoh
hoh






. (2.4.6)
Then, let h go to zero in (2.4.4) and one obtains the
following formal expression (2.4.7)

dd,dd
X
ttXtXtbxttwt
 .(2.4.7)
function of
,bxt is called a forward drift function of
the state x at e t.
The stochastic differ
the tim
ential (2.4.7) is defined as the
limit of (2.4.4). However, another expression is possible
for dX(t) as follows,

d
X
tXtXth

. (2.4.8)
The difference
 
dwtwthw



*t is not de-
ndent on
X
th
but on X(t), and the variance of pe
*
dwt is
*
va dt t
r dw
. Then, another stochastic
erential equation is possible diff as follows,

d
*
dd,d*
X
tXtt Xtbxt t wt
.
(2.4.9
where
)
*,bxt
process
is a backward drift function of t
3. A Stochastic Control Model of Noisy
3.1bles in Noisy Breathing
es of tidal
he sto-
chastic given x at the time t.
Breathing
. State Varia
Spontaneous breathing is described as a seri
volumes or changes in respiratory rhythm. A series of
tidal volumes is produced from the neural activity of the
respiratory center in the brain. The neural activities of the
respiratory center induce changes in the length of respi-
ratory muscles, which are transformed into changes in
the pleural pressure through the architectural properties
of the ribcage. The changes in the pleural pressure are
transformed to the alveolar pressure through the lung
parenchyma. The alveolar pressure is transformed into
airway pressure by the pulmonary lobule, and goes into
the environment by producing airflows through the frac-
tal bronchial tree (Figure 1). It is important to note in
Figure 1 that there are two origins of fluctuations in this
process: in the respiratory rhythm generator (the neural
center of respiration) and in the fractal airway modulator
(the phasic asynchronous contractions of airway smooth
muscles in the lobular bronchioles) [6]. Then, based on
that bronchial flow F(t) is composed of N-number of
phasic lobular flow (q), a tidal volume VT is defined as
following,



00
dd
I
I
NN
Tj
jj
IEII
VFttqtqt
qN
d
j



 




 . (3.3.1)
where
is inspiration priod, and j
I
is 0 or 1 for the
j-th lobular bronchiole.
I
and
E
are the mean value
of
j
during inspirat and eration, respectively.
On y state it is presumed that
ion xpi
stead IE


and is
less than 1 or sin
, then T
V i by the s expressed
following, which is called a stochastic differential equation. The
Open Access AM
K. MIN
1540
(a)
(b)
Figure 1. Components of respiratory system and produing
of breathing motions. (a) Coystem:
c
mponents of respiratory s
the ribcage consists of thoracic structures and the dia-
phragm, the right lung parenchyma consists of many lob-
ules, a sliced face of right upper lobe lobules with a single
bronchiole, and a fractal bronchial tree integrates many
lobules; (b) A series of tidal volumes is produced from the
neural activity of the respiratory center in the brain. The
neural activities of the respiratory center induce changes in
the length of respiratory muscles, which are transformed
into changes in the pleural pressure through architectural
properties of the ribcage. The changes in the pleural pres-
sure are transformed into alveolar pressure through the
lung parenchyma, which is composed of a large number of
lobules. The alveolar pressure is transformed into airway
pressure by the pulmonary lobule, and goes into the envi-
ronment by producing airflows through the fractal bron-
chial tree, each branch of which has own bundle of smooth
muscles. Bundles of airway smooth muscles dynamically
change in length-tension to adapt with conditions of breath-
ing.
sin
T
VqN
. (3.1.2)
During a voluntary forced expir
lobule exhales a flow simultaneously. T
ex
ation maneuver each
hen, the forced
piration volume in one second (FEV1.0) is defined by
the following,

1
1.0
0
FEV d
F
ttqN
Thus, the state variable of noisy breathing x is VT nor-
malized by FEV1.0 as the following,
1.0
sin
FEV
T
V
x
. (3.1.3)
The variable

is the interbreath interval (IBI), and
sin
is the prtion of simultaneously relaxed lobular
br
cterized by a series of
opor
onchioles in the lung during a breath.
3.2. A Stochastic State Model
The spontaneous breathing is chara
respiratory variables
T
V. One will consider the series
T
V as a stochastic process
X
t characterized by
the following stochastation with the state variable x
e variance 2
ic equ
and th
,


,ddd 0
dbxt twtt
Xt
 
**
,d dd 0bxttwt t


. (3.2.1)
wt and
*
wt where are the forward Wiener proc-
ess anackwner process with unit variance d the bard Wie
parameter,spectivelye function,
re. Th
,bxt or
*,bxt
is called the forward drift function or the backward drift
function of state variable x at the givspect en t, reively as
follows,


d0 d0
l
im lim
dd
tt
tt
dd
,
X
tXttXt
bxt 
E E
tt
 
 

 
 
.
(3.2.2a
)


*
d0 d0
dd
,limlim
dd
tt
tt
X
tXtXtt
bxt EE
tt
 



 
 
(3.2.2b
.
)
t
E
where denotes the conditional expectation of
stochastic ables at the given t. vari
itions of the
Stochastic State Model
3.3. Optimal Controlled Cond
Optimal control deals with the problem of finding a con-
trol that a certain optimality law for a given system such
criterion is achieved. The optimality criterion includes a
value of H similar to the total energy of a mechanical
system. In the case of noisy breathing, a cost function H(t)
should be of equilibrium at optimal controlled conditions
as follows,
  

22
*
,,
1bxtb xt
22 2
d0
d
H
tE Ux
Ht
t






Open Access AM
K. MIN 1541
where U(x) is a potential function of the respiratory sys-
tem. By use of the probability density function ρ(x, t), the
stochastic optimal controlled conditions are expressed by
the following,
    
,d 0
d2 22Ux xt x
t







.
(3.3.1)
22
*
,,
d1
bxtb xt



3.4. Einstein’s Diffusion Equation
Consider a function f a continuous real valued function.
The variable
f
Xt is also a stochastic variable.
Based on the of stochastic differentia definitionsls, two
differentials for
f
Xt are defined by use of the
state variable x as follows,





 
d
d0
d
lim d
d
lim
t
t
t
fXt
Et
0
2
2
2
d
dd
,d2
d
t
f
X
t
fx fx
bxt xx

ttfXt
E













 
d0
d0
2
2
*
2
d
lim d
lim d
dd
,d2
d
t
t
t
t
fXt
Et
f
XtfXtdt
Et
fx fx
bxt xx











Thus, the differential of
EfXt


by t is ex-
pressed as follows,










 
d0
d0
2
2
2
d
d
d
lim EfXt tt

d
d
limd
dd
,d2
d
t
t
EfXt
t
EfX
t
fXttfXt
EE t
fx fx
Ebxt xx


















(3.4.1)
t
When the series of stochastic variables
X
t have
a probability density function

,
x
t
of state variable x,
the differential of
EfX

t

by tpressed is also ex
as follows,


 


dd
,
dd
,
EfXtfxxt
tt
xt


. (3.4.2)
d
d
x
x
t
fx
Comparing (3.4.1) and (3.4.2), the following relation
is necessary if the function f(x) is arbitrary,



t.(3.4.3a)
22
2
,dd
,, ,
d2
d
xt bxt xtx
tx x

 
Starting from (3.3.1b), the following equation is also
necessary,



22
*
2
,dd
,, ,xt
.
d2
d
xt bx
t xt
tx x

 
(3.4.3b)
By combining (3.4.3a) and (3.4.3b), two equations are
obtained as follows,
 
*
,d1,,
d2
xt bxtbxt
tx

0



. (3.4.4)


 
22
*
2
d1 d
,,, ,
d2
b xtbxtxtxt
x




.
2
dx
(3.4.5)
Here, let us introduce two functions, v(x, t) and u(x, t)
as follows
 

*
1
,,
2
vxtbxtb xt
,
 

*
1
,,,
2
uxtbxtbxt
Then, the functional relationships of
,vxt,
,uxt
,
x
t
can be established by the foo equa-llowig twn
tions,


,d,,
d
xt vxt xt
tx
0
. (3.4.6a)



22
2
dd
,, ,uxtxtxt

. (3.4.6b)
d2
d
xx
(3.4.6b) is equal to the diffusion equation of Einstein
as follows
 
2d
,log
2d
uxt xt
x
.
,
4.
ger’s Wave Equation as Optimal
Controlled Conditions
According to (3.3.1), the optimal condition of noisy breath-
(3.4.7)
Motion Equations for Noisy Breathing
4.1. Shrödin
ing is defined using of functions
,vxt,
,uxtand
,
x
t
as follows
 
 
22
d1 ,,
d2
v xtu xt
t

,d0U xxtx

.
(4.1.1)
It is possible to transform (4.1.1) to the following
Open Access AM
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1542
equatio dix for details regarding the refer-
ence [7]),
n (see Appen
 
  
dd
,,
dd
vx
t vxtUx
xx

Accordin
22
2
,dd
,,,
d2
d
vxt uxt uxtuxt
tx
x




.
g to Einstein’s diffusion equation of (3.3.7),
the following equation is obtained,
(4.1.2)

 



 


 

2
2
2
2
2
2
2
,log,
d
2d
,
d,
2d
d
xt
t
x
,,
dd
2d ,
d,
d,
dd
,
2d d,
d, d,,
2d
d
uxt xt
txt
xt
vxt xt
x
xxt
x
t
vxt x
vxt
x
xxt
vxt vxtuxt
x
x




 





 




 
. (4.1.3)
The probability density function




,
x
t
obeys the
Fokker-Planck equation as follows,
 


2
2
2
,
d,,
d2
d
d,
x
t
bxt xt
tx x
 
xt
.(4.1.4)
A set of transformations are applied to the functions
,xt and

,uxt as follows,
v
 
2d
,,
d
vxt Sxt
x
 
,l
og,
2d
uxtxt
x
, from), (4.1.3) and (
2d
Then (4.1.24.1.4) a set of partial
differential equations are obtained as folws, lo

  

2
,
d
,
Sxt
t
2
22
2
2
,
dd
,
2d 2
x
t
Ux x
Sxt
x




  


xt


.
(4.1.5a)
 

2
22
2
,d,d, d
,
dd d
,
x
t
,
x
txtSxtS
xt
txx x


 
.
(4.1.5b)
xt
Let us introduce a complex function as fol-
lows,
 
,,exp,
x
txtiSx

t
By use of
,
x
t
formed t
, the Equations (4.1.5a) and (4.1.5b)
can be transo a single motion equation which
equates to Shrödinger’s wave equation as follo
cording to reference [7]),
ws (ac-
 
2
4
2
2
,d,,
2d
xt xt
iU
tx


 
.
xxt
(4.1.6
egiona
entilations
While noisy breathing is in the steady statof optimal
co ditions
)
4.2. Distribution of Temporal and Rl Lung
V
e
ntrolled con, the cost function would be equal to
an optimal value of H. Thus, the wave function of noisy
ventilations is defined by the following
 
42
dUx

2
2dxHx
x



. (4.2.1)
When the state variable x is expressed by (3.1.3), the
operator
2
2
d
d
x
is expressed by the following
2
2
22 2
d1 1
sin
dsinx




 

 

 
. (4.2.2)
If the potential function U(x) is dependent on only the
variable τ, (4.3.1) can be transformed to the Equation
(4.2.3) after rewriting the wave function as
xT Y
 ,





2
1sin
sinY
 

 





. (4.2.3)
Each side term of (4.2.3) contain different single
ra
2
4
12
Tr
rUH
T





1Y



pa-
meter
or
, thus each side term of (4.2.3) should
be a constant
. An equation for
is obtained from
the right side term of (4.2.3) as follows,

d
1d
sin 0
sin dd
YY

 



 . (4.2.4)
When the transformation of cos
s
is applied
(4.2.4), the following equation is obtained,
to

 
2
2
2
dd
12
d
d
Ys Ys
ssY
s
s
0s
 . (4.2.5)
e
(4.2.5) is a Legendre equation, whose solutions are
obtained as Legndre orthogonal polynomials only when
1kk
0,1, 2,3,k
where
as follows,
Open Access AM
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  


212 2!
j
kkj 2
02!! 2!
kj
kk
j
YY
s s
jk jkj
 
. (4.2.6)
That is, each solution is dependent on k as follows,

1s,

1
Ys s,

0
Y
2
231Ys,

2s
3
3532Yss s and so on. One can obtain the
probability density function by
 
2
k
s
Ys
with

1
0d1
s
s
as shown in Figure 2. It has been
ge
sug-
sted that

s
would relate to patterns of temporal
and regional ventilations emerging as a result of phasic
of smoot the lobular brcontractions h muscles inonchi-
oles. The parameter
would be a marker for em
pattern of regional ventilations in the lung.
4. Inter-Breath Intervals
From the left side te
erging
3. Shrödinger’s Wave Equation for
rm of (4.2.3) an equation is obtained
as follows,
 

 
2
20HU TT



.
2d
1d T

24 2
dd




(4.3.1)
When

P
is introduced as
PT

, the fol-
lowing equation is obtained as another wave equation for
P
,
Figure 2. Probability distribution of regional ventilations in
the lung. Each distribution density
 
2
k
sYs
,
 
24
4
22
d
d2
UPH

P






.
(4.3.2)
One can produce a distribution density by
 
2
P

probability of
tween
at the optimal value of H, which is a
inter-breath intervals (IBIs) observed be-
and d
.
For an optimal condition of H, one assumes that the
wave function P(τ) is expressed by two functions
and
as follows,
 
24
4
22
d
d2
UH






 . (4.3.2a)
 
24
4
22
d
d2
UH
r





 .
(4.3.2b)
By
4.3.2a4.3.2b Φ
  calculating, one
obtains the following equation:

d
d0
d

d()
()
dd

 
(4.3.3

. )
If
, t
hen both and
0

. There-
fore, (4.3.3) is 3.4) as follows,

transformed to (4.
 
dd
dd

or

.
Thus, the state of the rhythm generator is uniquely de-
termined with dependence on the value of H.
(4.3.4)
The probability density function ρ(IBI) is expressed by
the wave function in (4.3.1) as follows:
 
2
IBI P
. When the wave function
P
is
ssed bg,
exprey the followin

expPf
 . (4.3.5)
U
is expressed by the following,
 
2
2
4
22
dd()
d
d2
ff
UH





. (4.3.6)
The Equation (4.3.6) explains how the probability den-
sity function (PDF) relates to the function of the central
rhythm generator.
5. iscuss
bility?
Biological processes in the body provide endless and
astounding source of complexity. This variability is not
ply attributable to random noise superimposed on regu-
processes. Instead, some researchers have suggested
where
Y0(s) = 1, Y1(s) = s,


2
231Ys s Dion
5.1. What Is the Origin of Biological Varia
2
, or
Ys
3

ss
3
532. The probability of regional ventilations wa
calculated by
s
 
..
01 d
s
s
P
st
regional ventilation
an
tNote that
tion pattern ofs is quite di
cording to the parameter k.
the distribu-
fferent ac-sim
lar
Open Access AM
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1544
that hidden in the noise are tempo
ma
di
l variables
w
in of biological
variability. In thi
epresented by a single value,
ral structures which
y be important markers of numerous acute and chronic
seases [1]. Frey et al. and Suki have suggested that the
probability distribution of noisy physiologica
ould have biological information [3,4]. However, little
work has been done in regard to the orig
s study, fluctuations in respiratory state
variables are assumed to be r
2
.
and
bolic fl
com
level
Based on recent in vitro experim
colleagues have proposed that e
uell are essential
ponents of biological variability [8]. If any biological
variability originates from the variability of ene
of the cell, it will be acceptable to hypothesize t
the fluctuati
ental studies, Suki
nergetic and meta-
ctuations at the level of the c
rgy at the
hat
ons of physiological state variables are de-
scribed by the single quantity of 2
. That is, a living
cell would produce biological variability through mo-
lecular fluctuations, and thisability could
e universal constant
biological vari
be modeled by th2
, much like the
the quantum
I
the medullary
atory
inger
comopriobulbar neurons in the
-
te
-
function (PDF) of inter-bh intervals (IBIs).
Planck constant in physics.
5.2. Temporal and Regional Distribution of
Lobular Ventilations
By using the lobule and fractal bronchial tree model
(LBT model) [6], the state variable of spontaneous noisy
breathing was expressed by the polar coordinate x, which
is composed of two dimensional variables τ and θ. The
biological variability of θ may be determined through the
variability in the amplitude of tidal volume VT based on
(3.1.3). The Legendre Equation (4.2.5) would describe
the temporal and regional distribution of pulmonary ven-
tilations, which Venegas et al. recently demonstrated as
the images of positron emission tomography (PET) [9].
f biological variability originates at the level of the
cell, the biological variability of perfusion in the lung is
also expected to have the same motion equation as (4.2.5).
In the case of pulmonary perfusion, it is necessary to
define the state variable from the stroke volume (SV). If
the biological variability in both VT and SV is measured
simultaneously, one would be able to describe the venti-
lation-perfusion matching in the lung according to (4.2.6).
5.3. Neuroplasticity of the Respiratory Rhythm
Generator (RRG)
Respiratory rhythm generation arises in
neurons that initiate rhythmic inspiratory and expir
activity. Several studies suggest that the pre-Bötz
plex, a discrete group of pr
ventrolateral medulla, plays a critical role in respiration
rhythm generation, although this hypothesis is not with-
out controversy [10]. Pattern-forming neurons include
premotoneurons and motoneurons in the brain stem or
spinal cord, where complex activation patterns arise from
interactions between their intrinsic properties and synap-
tic inputs. Pattern formation establishes the detailed spa-
tio-temporal motor output of respiratory muscles, coor-
dinating their activation to produce a breath with the ap-
propriate characteristics. These coordinated, complex in
ractions among groups of neurons in the brain produce
an optimal breathing rhythm which is described by P(τ)
in (4.3.6).
Mitchell and Johnson have stated that a comprehensive
conceptual framework of neuroplasticity in the respira-
tory control system is lacking [10]. However, the Equa-
tion (4.3.6) can provide a comprehensive framework for
respiratory rhythm generation since this expression in-
cludes an optimal total energy H of the respiratory sys-
tem, the topographical distribution parameter λ of re
gional ventilation in the lung, and the probability density
reat
Frey et al. [3] and Fadel et al. [11] demonstrated the
fractal properties of PDFs of IBIs in preterm, term babies
and a third of adults at rest. When there are fractal prop-
erties in PDFs of IBIs as follows

, according
to (4.3.6) the potential U(τ) of the RRG is expressed by
the following,
 
4
221
2
UH
 
 
. (5.3.1)
This potential of the RRG shows that development of
the RRG in infants leads to a change in parameters α and
λ, but no change in the structure of the potential function.
If a change in the structure of the potential function sig-
nals neuroplasticity, the developmental change of the
RRG is not a neuroplastic process.
6. Conclusion
ave equa-
nd ano
ned as a complex function including
probability density functions of biological v
both rhythm and amplitude of spontaneous noisy
in
Variability in spontaneous breathing is not simply attrib-
utable to random noise superimposed on a regular respi-
ratory process. Biological variability should originate from
energetic fluctuations at the level of the cell, and thus it
is acceptable to assume that biological variability is a
universal constant amongst all physiological variables.
Under this assumption, a stochastic state model for spon-
taneous noisy breathing produced Shrödinger’s w
tion as the motion equation. Based on the lobule and
fractal bronchial tree model of the lung, two wave equa-
tions were obtained from the Shrödinger’s equation: one
for the respiratory rhythm generator ather for the
modulator of airway smooth muscles in the lung. From
these equations, the function of the respiratory rhythm
generator was defi
ariability in
breath-
g. The stochastic control model analysis in this study
can thus provide a new tool applicable for the analysis of
any noisy biological processes.
Open Access AM
K. MIN
Open Access AM
1545
icine, Vol. 163, No. 6,
2001, pp. 1289-1290.
g/10.1164/ajrccm.163.6.ed1801a
REFERENCES
[1] A. L. Goldberger, “Heartbeats, Hormones, and Health: Is
Variability the Spice of Life?” American Journal of Res-
piratory and Critical Care Med
http://dx.doi.or
[2] N. S. Cherniack, G. S. Longobardo, O. R. Levine, R.
Mellins and A. P. Fishman, “Periodic Breathing in Dogs,”
Journal of Applied Physiology, Vol. 21, No. 6, 1966, pp.
1847-1854.
[3] U. Frey, M. Silverman, A. L. Barabási and B. Suki, “Ir-
regularities and Power Law Distributions in the Breathing
Pattern in Preterm and Term Infants,” Journal of Applied
Physiology, Vol. 85, No. 3, 1998, pp. 789-797.
[4] B. Suki, “Fluctuations and Power Laws in Pulmonary
Physiology,” American Journal of Respiratory and Criti-
cal Care Medicine, Vol. 166, No. 2, 2002, pp. 133-137.
http://dx.doi.org/10.1164/rccm.200202-152PP
[5] K. J. Astroem, “Introduction to Stochastic Control The-
ory,” Dover Books on Electrical Engineering, New York,
1970.
[6] K. Min, K. Hosoi, Y. Kinoshita, S. Hara, H. Degami, T.
Takada and T. Nakamura, “Use of Fractal Geometry to
Propose a New Mechanism of Airway-Parenchymal In-
terdependence,” Open Journal of Molecular and Inte-
grated Physiology, Vol. 2, No. 1, 2012, pp. 14-20.
http://dx.doi.org/10.4236/ojmip.2012.21003
[7] K. Yasue, “Quantum Mechanics and Optimal Stochastic
Control Theory,” Kaimei-shya, Tokyo, 2007 (in Japanese).
[8] B. Suki, N. Martinez, H. Parameswaran, A. Majumdar, R.
Dellaca, C. Berry, J. J. Pillow and E. Bartolak-S
uki, “Vari-
Chaos, 2012, p. A2682.
ability in the Respiratory System: Possible Origins And
Implications,” B29, The Lung on the Border between Or-
der and
[9] J. G. Venegas, T. Winkler, G. Musch, M. F. Vidal Melo,
D. Layfield, N. Tgavalekos, A. J. Fischman, R. J. Calla-
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http://dx.doi.org/10.1038/nature03490
[10] G. S. Mitchell and S. M. Johnson, “Invited Review: Neu-
roplasticity in Respiratory Motor Control,” Journal of
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[11] P. J. Fadel, S. M. Barman, S. W. Phillips and G. L. Geb-
ber, “Fractal Fluctuations in Human Respiration,” Journal
of Applied Physiology, Vol. 97, No. 6, 2004, pp. 2056-
2064. http://dx.doi.org/10.1152/japplphysiol.00657.2004
K. MIN
1546
Appendix
 


22
d1 ,, ,d
d2
v xtu xtUxxtx
t

0



. (4.1.1)
The first term of (4.1.1) is calculated as follows,
  
 

 

 
2
2 2
2
2
2
,, ,,
d1 11
,,dd,, ,d
d2 22
,,
1d
,,,,,d, ,
2d
vxt xtvxtxt
v xtxtxxv xtxtv xtx
tttt
vxtvxt vxt
vxtxtvxtvxtxtxvxtvxt xtx
tt
x






 

 





 




 

,
,d
t
(A.1)
The second term of (4.1.1) is also transformed as follows,
  
  
 



 

 
2
2 2
22
22
2
,, ,,
d1 11
,,dd,, ,d
d2 22
d1d
,,d
d
d,
d,
dd
d
,,,,,
2d 2dd
,
uxtxtuxtxt
u xtxtxxu xtxtu xtx
ttt
tvxtxtx
x
xt
vxt
x
u xtv xtxtxtu xt
xxx
xt



 



 







 

t
,log,,,
2d 2
uxtxtxtux
tx






 

 

   

2
22
2
2
2
1d
,,,,d
2d
1d d
,,, ,,,d
d,
d
,, ,,d
d2
d
2
2
2d 2
d
x
tuxtvxtxtx
x
uxtvxt xtuxtvxt xtx
uxt
uxtuxtvxtxtx
xx


xx






 



(A.2)
The third term of (4.1.1) is expressed by following,

  



,d
dd
,dd,, d,, d
dd
xtU x
UxxtxUxxUxvxt xtxvxtxtx
ttxx


 
d
(A.3)
By combining (A.1), (A.2) and (A.3), the criterion of optimal control is expressed by the following,



    
22
2
2
2
d1 ,, ,d
d2
,d,d, d,d
,,
d2d d
d
v xtu xtUxxtx
t
vxtuxtuxtvxt Ux
uxtvxtvxtxtx
tx xx
x





 



,,d0
(A.4)
The Equation (4.1.2) is obtained as the necessity for the criterion of control (A.4) as follows,
   

2
2
2
,d,d,d,d
,0
d d
d
v xtu xtu xtv xtUx
vxt xx
x




,
d2
ux
t
tx

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