Advances in Anthropology
2013. Vol.3, No.1, 1-9
Published Online February 2013 in SciRes (http://www.scirp.org/journal/aa) http://dx.doi.org/10.4236/aa.2013.31001
Copyright © 2013 SciRes. 1
Assessing Respondent Driven Sampling for Network Studies in
Ethnographic Contexts
Kirk Dombrowski1*, Bilal Khan1, Joshua Moses2, Emily Channell3, Evan Misshula3
1Social Network Research Group, John Jay College, City University of New York, New York, USA
2Culture and Mental Health Research Unit, Jewish General Hospital and McGill University, Montreal, Canada
3City University of New York Graduate Center, New York, USA
Email: *kdombrowski@jjay.cuny.edu
Received December 19th, 2012; revised January 21st, 2013; accepted January 29th, 2013
Respondent Driven Sampling (RDS) is generally considered a methodology for recruiting “hard-to-reach”
populations for social science research. More recently, Wejnert has argued that RDS analysis can be used
for general social network analysis as well (where he labels it, RDS-SN). In this article, we assess the
value of Wejnert’s RDS-SN for use in more traditional ethnographic contexts. We employed RDS as part
of a larger social network research project to recruit n = 330 community residents (over 17 years of age)
in Nain, a predominantly (92%) aboriginal community in northern Labrador, Canada, for social network
interviews about food sharing, housing, public health, and community traditions. The peer referral chains
resulted in a sample that was then analyzed for its representativeness by two means—a comparison with
the Statistics Canada 2006 Census of the same community, and with house-by-house demographic sur-
veys carried out in the community as part of our research. The results show a close fit with available
community statistics and our own survey. As such, we argue that the RDS sampling used in Nain was
able to provide a useful and near-representative sample of the community. To demonstrate the usefulness
of the results, the referral chains are also analyzed here for patterns in intragroup and intergroup relation-
ships that were apparent only in the aggregate.
Keywords: Respondent Driven Sampling; Labrador Inuit; Ethnographic Methods; Network Sampling;
Arctic Social Science
Introduction
Respondent Driven Sampling (RDS) is generally considered
a methodology for recruiting “hard-to-reach” populations for
social research. It was pioneered in the mid-1990s by sociolo-
gist Douglas Heckathorn (1997) and modified and extended in
the decade since (Heckathorn & Jeffri, 2001; Heckathorn,
2002a, 2002b; Heckathorn et al., 2002; Salganik & Hecka-
thorn, 2004; Salganik, 2006; Heckathorn, 2007; see Wejnert &
Heckathorn, 2010). More recently, Wejnert has argued that
RDS can be used for general social network analysis as well
(where he labels it, RDS-SN; see Wejnert, 2010). In this paper,
we assess the value of Wejnert’s RDS-SN for use in more tradi-
tional ethnographic contexts.
As part of a larger social network research project, we used
Respondent Driving Sampling (RDS; Heckathorn, 2002a) to
recruit n = 330 community residents (over 17 years of age) in
Nain, a predominantly (92%) aboriginal community in northern
Labrador, Canada, for social network interviews about food
sharing, housing, public health, and community traditions. Per
protocol, the RDS system employed in Nain involved the use of
numbered referral coupons, which in turn allowed researchers
to track referral chains. As described below, the peer referral
chains resulted in a sample that was then analyzed for its repre-
sentativeness by two means—a comparison with the Statistics
Canada 2006 census of the same community, and with house-
by-house demographic surveys carried out in the community as
part of our research. To demonstrate the usefulness of the re-
sults, the referral chains are also analyzed here for patterns in
intragroup and intergroup relationships that were apparent only
in the aggregate.
While far from foolproof, RDS referrals have been shown to
reliably recruit broad samples of otherwise hard-to-reach popu-
lations and, given sufficient referral depth and adequate sam-
ple-size, to achieve sampling equilibrium and independence
from referral starting points (Heckathorn, 2007; Salganik &
Heckathorn, 2004). Questions about the ability of RDS meth-
ods to produce anticipated results have recently been raised in
formal terms by Gile and Handcock (2010), and Goel and Sal-
ganik (2009, 2010). As shown below, however, the sample of
respondents recruited in Nain conformed closely to Statistics
Canada’s published results for the community, including pro-
portional distributions of ages, genders, ethnic identities, edu-
cation levels, and employment statistics. Given this close fit
with known community statistics, we argue that the RDS sam-
ple recruited in Nain was able to overcome these challenges,
and provide a useful and near-representative sample of the
community.
In employing RDS in this way, we join Wejnart (2010) in
arguing that RDS methodologies provide a basis for network
analysis and community description, as well as for recruitment
and bias estimation. At another level, the current approach dif-
fers from past uses of broad survey forms in the Arctic by ex-
amining social relationships both in the aggregate and directly,
and thereby forming conclusions about internal social networks
based on relational data rather than statistical inference drawn
from individual characteristics (as when, for example, data
*Corresponding author.
K. DOMBROWSKI ET AL.
trends in one individual variable, say age, are correlated with
another individual variable, say income, to argue for the pre-
sence of age discrimination). The method presented here—of
directly observing social relationships—has been present in
Arctic small-scale ethnography for many years, but is seldom
undertaken systematically or on such a large scale as made
possible by RDS methods.
The Nain Networks Project
The data discussed below were collected as part of a larger
project aimed at understanding the informal networks that resi-
dents of Nain use to access housing, food, health related coun-
seling, traditional knowledge, and other factors (Dombrowski et
al., 2012). This research took place in Nain, Labrador, from
January through June, 2010. Nain is a predominantly Inuit com-
munity, and the capital of the newly formed indigenous auto-
nomous area of Nunatsiavut. The community was formed by
Moravian missionaries in the late 18th century, and is currently
composed of approximately 1200 people, roughly 60% of
whom are age 18 or over.
Because social networks were a main focus of the overall
study—and also because of high levels of residential mobility
and lack of phone service made other forms of random sam-
pling difficult or impossible—incentivized peer-to-peer re-
cruitment was thought the most reliable way to obtain a large
sample of respondents for one-on-one interviews (all of which
were conducted by project ethnographers Dombrowski and
Moses). Each interview lasted roughly one hour, and in total,
approximately 16,000 network connections were documented
among the 773 adult residents and formal social institutions of
Nain1 on issues of food sharing, housing assistance, domestic
violence assistance, hunting/fishing partnerships, kinship, jobs
assistance, sources of traditional knowledge, and youth support.
The researchers spent a little more than 5.5 continuous months
in the community conducting interviews and performing ethno-
graphic observation.
The network connections at the center of this project were
obtained by asking for the names of various exchange partners
and those who the respondent saw as potential sources of per-
sonal help. These dyadic data were then coded and amalgam-
mated into a series of specific networks. The project was car-
ried out with the approval and advice of the Nunatsiavut Re-
search Committee and informed consent of all participants. The
specific networks of interest to the project were the result of
prior discussions with Nain community members, including
three focus groups convened to discuss social issues of interest
to the community. All of the network data on the specific net-
work topics above were derived independently of RDS recruit-
ment, and will be analyzed separately. To be clear, the analysis
that follows is based solely on the social connections revealed
by the recruitment process, and the demographic data collected
during the intake interview.2
Starting with a small number of seeds, RDS methods begin
by providing payment for a research interview (in our case, $30
for a ~1 hour interview), from which both individual and social
network data are obtained. Following this, the researcher offers
recruiting bonuses for participants who bring other qualified
participants into the project. To do this, each participant is
given three individually numbered coupons that they may dis-
tribute to those in their personal social network who fit the
project profile. For each new recruit who comes in to the re-
search project with a recruitment coupon, the recruiter who
gave him/her that coupon receives the additional recruitment
bonus (in our case $10). In turn, each new recruit is paid for
participating in the research interview, and then given three
recruiting coupons of his/her own. All recruitments are tracked,
and steps are taken to ensure that duplicate participation is pre-
vented (in our case the names of respondents were tracked and
over the course of 5+ months, the researchers came to know
almost all adult residents of the community by name). In gene-
ral the recruitment payment is intentionally set low enough to
avoid encouraging coercion on the part of recruiters, yet its
presence provides the recruiter with an incentive to choose
among his/her associates those individuals with whom he/she
has enough influence such that the receiver will participate in
the study, and the recruiter can be assured of getting the re-
cruitment fee.
In Nain, we sought to recruit any adult resident of the com-
munity over the age of 17, and as per our agreement with the
Nunatsiavut Research Committee, ongoing open enrollment
took place during the entire 6 months of the project. In all over
800 referral coupons were distributed to respondents, and 288
total recruitments (out of 330 total interviews) took place (see
Figure 1). The remaining 42 interviews were either initial seeds
(16) or “walk-ins” (26, i.e. individuals who heard about the
project indirectly and scheduled an interview without a re-
cruitment coupon after the first month of research). The in-
structions for referral coupon distribution were intended to
allow maximum enrollment/inclusion of community adults. Re-
spondents were told that they would receive the recruitment
bonus if they gave their coupons to anyone 18 years old or
older who currently lived in the community and whom they
knew by name, if/when that person completed the research
interview. In Nain, the small, close-knit nature of the commu-
nity meant that, without exaggeration, every participant knew
all other potential participants by name, and thus the potential
number of respondents for all participants was, in theory, equal
to the field of all possible respondents.
Recruitment did not happen at random, however. Nearly 80%
1In all, we documented 749 permanent adult residents in Nain. The remain-
ing 24 named alters in the network interviews were either general social
institutions in Nain (the hospital, the women’s shelter, the Royal Canadian
Mounted Police) or were individuals who resided outside the community.
2This is largely because all of the other networks were designed to discove
r
specific aspects of social interaction. The recruitment network was the only
network data collected that did not specify the exchange of a particular item,
idea, or relationship. In the RDS portion of the interview participants were
free to recruit from their entire social circle. And thus, while homophily and
affiliation patterns are certainly found in the other networks, the analysis
here is intended to serve as a baseline against which the patterns of con-
nection in other networks can be gaged.
Figure 1.
RDS sampling trees.
Copyright © 2013 SciRes.
2
K. DOMBROWSKI ET AL.
Copyright © 2013 SciRes. 3
(227/288 total recruitments) of those recruited via referral cou-
pon indicated that their recruiter was either a “close relative”,
“distant relative”, “close friend”, or “friend”.
sensus from the three key respondents.
Assessment 1—A Comparison with the Census
Canada Data
Given that all recruiters had, in theory, access to all eligible
respondents, researchers sought a better way to gage the size of
the “likely” pool of possible recruits for each respondent. To do
this, the intake interview asked each participant to give the
approximate number of “people you are close to here in Nain—
people who you trust and feel you can count on for help.” This,
we felt, was a better indicator of the field of possible recruit-
ments than the standard RDS protocol of individuals simply
known by name. This latter figure (people you can count on)
ranged from two to 150 (see Figure 2), with an arithmetic mean
of 17.5, and a standard deviation of 15.7, and was taken to be
an indication of each person’s self-estimated network size (i.e.
degree, for purposes of RDS analysis, see Heckathorn, 2002a).
A key feature of RDS methodology is its ability to use in-
formation from the recruitment process to estimate the errors
and sources of bias found in most peer-recruitment/snowball
sampling techniques. Key among these are potential biases
caused by the over-recruit of groups with systematically higher
network degrees (i.e. higher number of social contacts). Where
sub-groups of the larger population demonstrate higher average
degree, over-recruitment will occur simply from the fact that
individuals in this group are more likely to know someone par-
ticipating in the study, and are thus more likely to be recruited
to the study, due simply to their greater number of contacts.
Thus in a situation where, say, women have a higher average
number of social contacts than men, peer referral would be
likely to recruit more women than men—even if all recruiters
chose randomly from their list of contacts and the number of
men and women in the community were equal.
To test that the sampling procedure remained accurate to the
actual demographic distribution of the community, we per-
formed two separate assessments of the RDS sample. In the
first, the RDS-generated estimates of population proportions
derived from the Nain recruitment data are compared with Sta-
tistics Canada census sources for Nain (see Table 1). Because
the analysis that follows tests the for social boundaries across 7
variables—age, gender, ethnic identity, place of birth, reloca-
tion factor, education level, and work status—those variables
make up the basis of the comparison that follows. A subsequent
point of comparison, income, is given in only aggregate form in
the Census data, and as such no comparison of income distribu-
tions between the sample and the Census is possible.
A second key problem associated with peer referral recruit-
ment is the issue of homophily within a subgroup of the popu-
lation. Homophily is the tendency of a respondent to recruit
someone “like” him/herself according to any number of impor-
tant local distinctions. Extending the example above: where
men tend to recruit other men disproportionately from a what
As a second test, we performed three independent house-
by-house surveys of the community using data from three key
respondents. In a small indigenous community where all indi-
viduals are well known to each other, information on residents,
their employment status and approximate income, and their list
of dependents can be drawn from nearly any adult on nearly
any other. By obtaining multiple estimates of each household,
we were able to aggregate the three surveys, deal with conflict-
ing accounts, and come to an estimate based on eventual con-
Figure 2.
Degree distribution.
Table 1.
A comparison of RDS population distribution estimates with the 2006 Statistics Canada Census. The upper and lower bounds represent estimates at p
= 0.05 confidence, based on analysis by RDSAT 6.0.2 (2007).
RDS Comparisons
CENSUS CATEGORY Sub-Category Census Value
Census
Percentage of
Population
RDS Estimated
Percentage of
Population
RDS Upper
Bound
RDS Lower
Bound
Age characteristics 20 to 29 years 155 0.26 0.282 0.225 0.349
Age characteristics 30 to 39 years 145 0.24 0.228 0.174 0.294
Age characteristics 40 to 49 years 135 0.22 0.191 0.150 0.245
Age characteristics 50 to 59 years 105 0.17 0.084 0.050 0.12
Age characteristics 60 and Over 65 0.10 0.098 0.038 0.115
Gender Men over 20 325 0.52 0.52 0.458 0.586
Gender Women over 20 300 0.48 0.48 0.414 0.543
Aboriginal population Aboriginal identity 950 0.92 0.916 0.863 0.953
Aboriginal population Non-Aboriginal identity 85 0.08 0.084 0.04 0.093
Educational attainment No HS certificate 395 0.58 0.744 0.662 0.792
Labour force activity Employed 310 0.41 0.509 0.442 0.586
K. DOMBROWSKI ET AL.
we might expect in a random sample of their social contacts, we
would characterize this tendency as homophily and note its
potential to bias the sample toward men, especially if the same
bias to recruit within group was not present among women.
Such questions make starting conditions particularly important,
as once the sample (by chance) tilts toward a group that shows
high or even moderate levels of homophily, the remaining re-
cruitments will be affected by this, and skew the sample toward
the homophilous group.
While such issues were once thought to be significant obsta-
cles to the use of peer-driven sampling for the recruitment of
representative populations, RDS theorists have proposed means
by which these biases and their effects can be estimated, and
weighting factors developed to remove such biases from the
sample (Wejnert et al., 2008; Wejnert, 2010). By tracking the
recruiting trends of respondents throughout the sampling pro-
cess, and by ascertaining their network degrees, these two
forms of data can be used to provide bounded estimates of po-
pulation proportions. To accomplish this, the effects of homo-
phily and degree-based biasing are calculated for any sub-
grouping which might be defined for a population, regardless of
whether such potential division actually results in a self-con-
scious group as such in the community. For example, research-
ers may investigate the effects of locally significant categories,
such as the categories of “Inuit”, “Kablunângajuk”, and “white”
that residents use to distinguish quasi-ethnic-racial distinctions
in Nain. Or, researchers can use the sampling data to estimate
the influence of age by dividing the population into artificial
age groups or “bins” and compare the interrelation of older and
younger members of the community, regardless of whether
actual “age groups” exist in the community. And finally, be-
cause of the formal nature of the estimation process, researchers
can look at the combined effects of several categories, local and
researcher-defined, in multivariate forms of estimation.
Toward this end, we note that RDS homophily estimation
necessarily involves several steps to “disentangle” intra/inter-
group affiliation from degree based affiliations (see Wejnert et
al., 2008; Wejnert, 2010). In the RDSAT analysis package, esti-
mates are given for Hd (degree homophily), Ha (affiliation
homophily—without regard for degree, sometimes called as-
sortative mixing), and Hx which isolates the value of Ha when
Hd is accounted for. To avoid unnecessary confusion, in the
latter part of this paper, where we turn to the social network
analysis of the community, Hx shall be referred to simply as H
as there our interest lies primarily in the social boundaris be-
tween groups. For purposes of estimation, however, it is the
combination of Ha and Hd as these can be used to correct for
biases in the recruitment of research subjects that are our pri-
marily concern. In Table 1, we used the data from our sample
in the RDSAT analysis software to produce a series of bias
estimations for our data, and to use the corrected sample to
provide estimates of population proportions for the community
as a whole. More specifically, our RDS sample was analyzed
for each available category of the most recent Statistics Canada
Census data from Nain, using the double corrections for re-
cruitment biases caused by degree and affiliation homophily.
In all, the RDS estimates derived from the recruitment pro-
cess are very similar to the Census figures in most areas. Un-
derlined cells in Table 1 indicate where Census numbers do not
fall within the RDS estimated boundaries (set at p < 0.05 con-
fidence-level). These include the percentage of the population
between the ages 50 and 59 where our RDS estimate is lower
than the Census count. This difference likely indicates a bias in
our recruitment method, with an under-sampling of residents
within this age bracket. Likewise, differences in Employment
Status/Labor Force Activity (where the RDS estimates of em-
ployment level are higher) may also indicate a sampling bias.
But here we note that our estimates may have been influenced
by events taking place after 2006. In the intervening years be-
tween the 2006 Census and our research, Nain has undergone a
series of changes in economic climate which have accompanied
the implementation of the Labrador Inuit Land Claims Agree-
ment of 2006 (and subsequent building boom and increase in
public employment in Nain, and the opening of the Voisey’s
Bay Nickel Mine nearby). The importance of these economic
changes on the success of the sampling is discussed in more
detail below. For the moment, we would argue that the diffe-
rence seen here between the Census level and our estimates
from the RDS sample indicate a change in local employment
conditions, rather than a sample that was biased towards those
who are employed.
Highlighted as well is that the level of non-completion of
High School estimated by the RDS (from 66% - 79%) is higher
than the local Census Data for Nain (58%). This too may indi-
cate a skewing of our sample. It is worth considering, though,
that the RDS estimate conforms well to the High School com-
pletion/non-completion rates from the predominantly Inuit re-
gion of Nunavut, where High School completion rates are esti-
mated by Statistics Canada to be 29.6% in 2006-2007 (and thus
a non-completion rate of 70.4%, which falls within the RDS
estimated boundaries; Statistics Canada 2006). Again, more
recent and detailed Census data for Nain are necessary to de-
termine the source of the discrepancy.
Given these considerations, we feel that the data from Table
1 would indicate that RDS produced a close-to representative
sample of the population of Nain as a whole, especially on is-
sues of aboriginal status, gender, and age. But as above, recent
economic activities require greater examination, especially
given the fact that researchers paid respondents for interviews
and referrals. Knowing this, the question of how these pay-
ments may have skewed the resulting sample is of genuine
concern.
Assessment 2—Comparison with the Community
Survey
Toward the end of the interview process, we performed three
distinct house-by-house tours with three of our project advisors
(all from Nain, ages 22 - 48, who had worked with us for the
previous 5+ months of interviews), and asked each to provide
us with the name, age, gender, employment status, and ap-
proximate income of each household resident above 17. These
surveys were then checked against one another for agreement
and disagreement, and a subsequent meeting was held with all
three advisors to discuss the results. In places where there was
disagreement, discussion most often ended in consensus, with
one or another of the advisors providing more up-to-date in-
formation to the researchers and other advisors. Where diffe-
rences remained, it was most often about employment status
and individual income, and in these cases the latter was coded
as “missing” and we recorded only the name, age and gender of
the adult residents. The total amount of missing data was low
(less than 2%).
Copyright © 2013 SciRes.
4
K. DOMBROWSKI ET AL.
We initially used these data as a check on our interview data
and to assign network IDs to those individuals named in net-
work interviews but who did not complete an interview. In the
process, however we collected sufficient data on those Nain
residents whom we didn’t interview to perform an analysis on
the representativeness of our sample in areas where differences
with the 2006 Census were suspected—especially those that
included household income and employment status (where the
Census gives little detail). We note that this evaluation is based,
obviously, on reported (i.e. second hand) data. Because our
survey included estimates by our advisors of the incomes and
employment status of individuals who had completed our inter-
views, our first task was to verify the accuracy of their report-
ing ability. The results were a close match between the esti-
mates of our advisors and our interview data for those individu-
als who did participate in the interviews. Even on the topic of
income, which is generally considered private, the use of bins
allowed our advisors to accurately identify the income and
employment status of our interviewees more than 94% of the
time.3 With this knowledge, we felt that these same surveys
represented highly reliable data on those who did not partici-
pate in our interviews.
A comparison of the employment status, age, and income of
our sample versus those adult residents of Nain that we did not
interview is available in Table 2. Here we see that our inter-
view pool was younger, slightly less employed, and of some-
what lower household income (though their personal income
was roughly the same) as those we did not interview. The dif-
ferences are far from stark, however. And when one examines
the average age of those under 65 in both categories, the num-
bers are even more similar—which implies that we didn’t so
much oversample young people as we did under-sample the
elderly. This was something we were cognizant of at the time.
In response, we performed several house visits with elderly
Nain residents. Usually, however, those over 65 were uninter-
ested in the network questions we were asking in the main in-
terviews. Instead, they told us stories about the community and
its history, and we listened and learned a great deal of informa-
tion that complemented the ethnographic aims of the project.
But these interviews didn’t produce survey data and so they
weren’t counted as part of the sample of 330 network inter-
views or included in the referral network discussed in this arti-
cle.
In comparing the results of Analysis 1 and Analysis 2, the
results of the latter send a mixed message. The lower average
age of the sample seen in Table 2 would seem to reinforce the
conclusion that our sample contained an insufficient number of
those between age 50 and 59, even after correction by the RDS
estimates. However, Analysis 2 would seem to indicate that we
sampled a greater proportion of unemployed or underemployed
Table 2.
A comparison of the RDS sample with the population not interviewed
during the study. Data for the latter was obtained through three inde-
pendent house-by-house estimates by local residents who had worked
closely with the study team.
Adults in Nain
Comparison
Category Interviewed
(n = 330)
Not Interviewed
(n = 419)
Total
(n = 749)
Average Age 36.5 41.7 39.4
Average Age (18 - 64)34.9 37.8 36.5
Mean Working Status41.73 1.98 1.87
Mean Income
Individual
Household
$227/week
$486/week
$238/week
$554/week
$233/week
$524/week
persons, while Analysis 1 seemed to indicate the opposite.
Given the economic changes in the community over the last
several years, we put more faith in the results of Analysis 2. Yet
here the differences between the sample group and those who
did not complete the interview are actually quite small. Indi-
vidual income differences are not pronounced, and a more sig-
nificant difference is found in the levels of household income.
This may have been the result of lower income households
sending in a number of un-recruited individuals (of which there
were in total 26) in order to maximize household benefit from
the interview fees. Normal recruiting forbid intra-household
recruiting, and as such, the results in Analysis 2 may help us
better understand the high numbers of “walk-ins” we experi-
enced during the interview phase of the research. The result,
however, is that we can see some evidence of bias in the sample,
though we note that these biases appear to be small (our sample
was on average 7% younger than the average adult, and only
2.6% below the average individual income).
In light of these findings, we feel that using RDS for sample
recruitment in ethnographic contexts, at least in so far as those
contexts are similar to those found in Nain, provides a strong
alternative to the use of conventional sampling strategies,
which are often frustrated by incomplete rolls and high personal
mobility. Obviously, caution must remain, as the remaining
biases represent concerns. For us, these were compensated for
by the fact that RDS offers several distinct advantages over
other forms of random sampling in ethnographic contexts. In
the first place, after the first wave of recruitments, the research-
ers played no role in recruiting local residents to the study. This
allowed us to respect the privacy of those who did not want to
be involved. This is a critical feature for ethnographic research.
The second benefit of the RDS method is the greater transpar-
ency it provides prospective interview participants. Again, after
the first wave, all of those recruited to the study had the oppor-
tunity to speak privately with someone who had already been
through the interview process, and who could thus vouch for
the good faith and open-intentions of the researchers. And fi-
nally, the process resulted in the rapid recruitment of a large
proportion of the adult members of the community, placing the
researchers and their interests on familiar terms with a large
3We note as well that our RDS sample contained at least 1 adult from each
of 218 households in the community, meaning that we already had estimates
for two of our questions (household income and num
b
ers/distributions o
f
household residents) from a resident of that household. In this way, our three
key respondents were, in the end, responsible only for estimates of the in-
come, age, and employment status of house-mates of our interviewees who
did not themselves participate in the interview, and for households for which
no adult had participated in the interview. The Census lists 271 residences in
the community, though a number of these are apartment buildings that pro-
vide housing for teachers and other seasonal residents mostly associated
with the school. Our estimate of locally available housing was 254 dwellings
at the time of our research. Using the latter, our survey included at least one
adult from 86% of the households in Nain.
4In order to gain a better picture of the current employment situation in Nain
we asked interview participants to estimate their weekly income (individual
and household) and current employment status. The latter responses were
categorized as unemployed (0), occasional (1), seasonal (2), part time (3), or
full time (4). The surveys of the community also used these same categories.
Copyright © 2013 SciRes. 5
K. DOMBROWSKI ET AL.
number of adults, and members of nearly every household. All
of these, we felt, significantly enhanced the ethnographic por-
tion of the study, rather than hindered it (as formal surveys in
small communities sometimes do). Given the results of the
assessment above, the fact that all of these things could be ac-
complished even while gaining a close to representative sample
of the community seems to us to support Wejnert’s claim that
RDS holds much potential for use outside of communities nor-
mally considered “hidden”.
Use of RDS Estimates for Understanding
Social Networks
One further advantage of the RDS recruitment method is that
the estimates of homophily used to correct for sampling bias
can also be used to understand some of the network tendencies
of the population from which the sample is derived. Inter- and
intragroup tendencies to association are of particular interest to
anthropology, particularly in times of social and cultural change.
Where RDS can be used to successfully sample from a com-
munity, it can also provide us with the means to examine these
tendencies in a form in which they can be measured for relative
strength and compared for relative importance.
To do this, RDSAT measures homophily within groups on a
scale from 1 to 1 (Heckathorn, 2002), with a score of H = 0
indicating no preference for in-group association; H = 1 indi-
cating the highest possible preference for in-group association
(implied, for example, if all men recruited to the project in turn
recruited only other men), and a score of H = 1 indicating the
highest possible preference to connect with those outside of the
group (implied, again in a situation where all of the men re-
cruited to the project in turn recruited only women). The same
scale can also be used to measure the level of association be-
tween groups (see Wejnert, 2010), labeled here as “affiliation”
(A). Thus while “homophily” tracks the tendency of a group to
connect only with others in the same group, “affiliation” (A),
tracks the tendency of members of one group to connect with
those of a specified other group (again, at a rate higher than that
predicted by a random mixing of ties within the overall popula-
tion). Like homophily, affiliation is scored on a scale of 1 to 1,
with a positive score indicating a tendency for intergroup asso-
ciation, and a negative score indicating intergroup disassocia-
tion (Heckathorn, 2002a).
By way of example, an affiliation score between women and
men of A = 0.355 would indicate a tendency of those in the
former group (i.e. women) toward association with those in the
other group (men). A negative score of the same absolute value
(A = 0.355), on the other hand, would indicate a tendency for
disassociation by women to men. Importantly, such scores need
not be symmetrical. That is, in a situation where association/
disassociation levels between more than two groups is being
measured, it is possible and perhaps even likely that the prefe-
rence for association from group A to group C will be different
than group C’s preference for affiliation with group A. Such
social asymmetries are an important feature in understanding
the dynamics of local social boundaries discussed below.
For purposes of comparison, a homophily or affiliation score
of H 0.3; A 0.3 will be considered here an indicator of im-
portant in-group (in the case of H) or between-group (in the
case of A) preference, and a score of H 0.3; A 0.3 or
lower would indicate an important level of in-group/between-
group avoidance. Levels closer to zero may still indicate im-
portant boundaries, but to simplify the interpretation of a large
number of table cells, some cutoff is necessary.
The results of analyses of the social boundaries formed by
gender, employment status, education level, age, ethnic identity,
place of birth, and income are presented in Tables 3-9.
Table 3.
Gender. The tendency of same and cross-gender affiliation using
RDSAT 6.0.2 (2007).
Affiliation Matrix
Gender Men Women
Men 0.063 0.063
Women 0.04 0.04
Table 4.
Employment. The tendency of affiliation for same and cross-status
employment using RDSAT 6.0.2 (2007).
Affiliation Matrix
Employment Status Not Working Working Full or Part Time
Not Working 0.102 0.102
Working Full or Part Time0.174 0.174
Table 5.
Education. The tendency of affiliation for same and cross-education
status using RDSAT 6.0.2 (2007).
Affiliation Matrix
Education Level Did Not Finish High
School Finished High School
Did Not Finish High School0.089 0.089
Finished High School 0.263 0.263
Table 6.
Age. The tendency of members of an age bin to affiliate with others of
the same/different bins, using RDSAT 6.0.2 (2007).
Affiliation Matrix
Age 18 - 29 30 - 39 40 - 49 50 - 59Over 60
18 - 29 0.079 0.179 0.042 0.031 0.421
30 - 39 0.257 0.123 0.028 0.004 0.169
40 - 49 0.026 0.006 0.015 0.032 0.395
50 - 59 0.238 0.092 0.062 0.123 0.493
Over 60 0.383 0.022 0.213 0.3140.253
Table 7.
Place of birth. The tendency of affiliation by place of birth using
RDSAT 6.0.2 (2007).
Affiliation Matrix
Place of Birth
Born in Nain Not Born in Nain
Born in Nain 0.355 0.355
Not Born in Nain 0.295 0.2955
5While the homophily/affiliation score of 0.295 does not meet the 0.3 criteria
it is so close as to deserve note, particularly where the other group demon-
strates similar levels of inclusion/exclusion.
Copyright © 2013 SciRes.
6
K. DOMBROWSKI ET AL.
Table 8.
Ethnicity. The tendency for members of ethnic groups to affiliate, using
RDSAT 6.0.2 (2007).
Affiliation Matrix
Ethnic Self-Ascription
Inuit Mixed6 White/Other
Inuit 0.2 0.042 0.517
Mixed 0.3 0.219 0.069
White/Other 0.315 0.335 1.07
Table 9.
(a) Individual Income. The tendency of members of an income category
to affiliate with others of the same/different category, using RDSAT
6.0.2(2007); (b) Household Income. Similarly, the tendency of indi-
viduals for a given household income categories to affiliate with others
of the same/different category, using RDSAT 6.0.2 (2007).
(a)
Affiliation Matrix
Weekly Under $200 $200 - $300 $300 - $500 Over $500
Under $200 0.048 0.036 0.13 0.295
$200 - $300 0.104 0.092 0.023 0.322
$300 - $500 0.284 0.051 0.154 0.137
Over $500 0.2 0.013 0.029 0.101
(b)
Affiliation Matrix
Weekly Under $300 $300 - $500 $500 - $750 Over $750
Under $300 0.134 0.001 0.174 0.265
$300 - $500 0.013 0.228 0.326 0.308
$500 - $750 0.011 0.191 0.11 0.126
Over $750 0.271 0.355 0.322 0.324
The full interpretation of these findings goes beyond the
scope of the current paper. However, from these data we can
draw some preliminary observations. In light of the above dis-
cussion on income/employment status and recent transforma-
tions of the local economy, we can see from Table 9(b) that
those in the highest income bracket (by household) demonstrate
higher levels of insularity (H 0.3; A 0.3) than other in-
come brackets, and a more pronounced sense of social separa-
tion than when income is examined at the individual level. This
is perhaps not surprising, but the method employed here al-
lows us to examine the relative importance of household in-
come in determining ones social connections in comparison to
say, gender (which demonstrates little influence), education
level (which shows low but non-zero tendencies to bounded-
ness), and place of birth (which, like household income at the
highest level, shows marked tendencies to social network in-
fluence).
A simple rank ordering of these various factors is not possi-
ble, given the different levels of homophily and affiliation
shown by the sub-categories within any given metric (i.e. those
in lower household income brackets do not show the same pat-
tern of inward-looking social network formation as do those of
higher income). But these data do allow for some general con-
clusions. From the above we can see that ethnic affiliation (Ta-
ble 8), wide differences in age (Table 6), place of birth (Table
7), and household income (Table 9(b)) seem the most influen-
tial factors in determining the social connections of adult resi-
dents of Nain. Gender (Table 3), educational attainment (Table
5), individual income (Table 9(a)), and employment status
(Table 4) seem less influential.
Taking this one step further, we can also examine the com-
bined influence of several of these factors, which can help us
discover ways that several of these factors interact in determin-
ing the patterns of interconnection found in the community.
Table 10 shows a multivariate analysis of place of birth (in
Nain or elsewhere) and household income (below/above $500
per week). Here we can see that the influence of place of birth
is mediated in important ways by household income in its in-
fluence on the social connections of community residents.
Strong rates of homophily are found among higher income
individuals born in Nain, and lower income individuals born
outside the community. From these data, it is clear that both of
these groups are more inward looking than lower income indi-
viduals born in Nain or higher income individuals born else-
where.
Intergroup rates of affiliation are just as revealing. Reading
across each row, we can see that:
(Row 1) Individuals of lower income who are born in Nain
have significant disaffiliation with individuals born outside
of the community who live in higher income households.
There are also indications of disaffiliation with higher in-
come individuals born in Nain, but these do not meet our
threshold level of >0.3 used throughout the paper.
(Row 2) As above, individuals born in Nain who live in
households with higher income have considerable in-group
homophily, and very high rates of disaffiliation with indi-
viduals not born in Nain. This is clearly a group with firm
social boundaries.
(Row 3) Individuals not born in Nain and who live in low
income houses likewise show considerable in-group con-
nections, and very high rates of disaffiliation with individu-
als born in Nain who live in high income houses. They
show expected (by random mixing) levels of affiliation with
Table 10.
Bivariate PoB and household income. Using RDSAT 6.0.2 (2007).
Affiliation Matrix
Born in Nain
& under $500
Born in Nain
& over $500
Not Born in
Nain &
under $500
Not Born in
Nain & over
$500
Born in Nain &
under $500 0.164 0.213 0.03 0.351
Born in Nain &
over $500 0.222 0.312 0.705 0.747
Not Born in Nain
& under $500 0.152 0.801 0.326 0.053
Not Born in Nain
& over $500 0.175 0.506 0.063 0.095
6In Nain, unlike elsewhere in Labrador, the terms “mixed” or “metis” are not
used. The local Inuit term is “Kablun ângajuk”, an older (and often pejora-
tive) term meaning, roughly “trying to be a white kind of person”.
7The number of self-identified white/other respondents was very low (6 o
f
330), and none were recruited by each other. Because of their small num
b
ers
their recruiting tendencies are subject to random factors much more than the
recruiting patterns of either self-identified Inuit or Mixed/Metis.
Copyright © 2013 SciRes. 7
K. DOMBROWSKI ET AL.
individuals of lower income households who were born in
Nain, and with those individuals born outside of Nain (like
themselves) but who live in high income households.
(row 4) Individuals not born in Nain who live in households
with high incomes show expected levels of affiliation with
all groups except those individuals born in Nain who live in
high income households.
Taken together, these results point to the fact that different
means for social differentiation interact in ways one might not
expect when viewed individually. What emerges here is the
relative social boundedness of those individuals born in Nain
who live in higher income households, notable in both their
inward-looking tendencies and in their high rates of disaffilia-
tion with those outside their group. Findings like these lend
considerable support to past research in Nain (Brantenberg,
1977a, 1977b) and in the nearby community of Makkovik (see
Ben-Dor, 1977; Kennedy, 1977, 1982). In each of these cases,
questions of ethnic divisions and the influence of economic and
political factors on emerging social boundaries were noted.
Forty years later, such differences still exist, though many have
been redefined by the Land Claims process (see Dombrowski et
al., 2012; Dombrowski et al., forthcoming). These findings also
lend (local) clarity to questions about the impact of the cash
economy and wage paying jobs on the social fabric of Northern
communities.8
In closing, we note that the ability of RDS-SN to both cap-
ture a representative sample and reveal community organiza-
tional trends seems well borne out in Nain. It is our feeling that
RDS represents a new and important tool for research in ethno-
graphic contexts where researchers seek to understand the so-
cial dynamics of a small community while respecting individual
privacy and maximizing community exposure to the research.
Importantly, these techniques are capable of revealing trends
that may not be apparent to local residents, or which may be
known in only a general way—no one in Nain indicated to us
that the combination of place of birth and household income
would allow us to discover important social divisions, though
many did comment informally that some of the well-off fami-
lies in the community did keep to themselves, and there is a
separate and widespread notion that some individuals in the
community practiced a measure of gate-keeping when it came
to the allocation of new jobs and sources of income. As such,
the methods used here may be useful in formalizing local no-
tions and testing their relative importance, singly and in com-
bination. We emphasize that this sort of analysis remains de-
cidedly experimental in ethnographic analysis. We know of no
other large scale RDS implemented project in a conventional
ethnographic context. But the results of our own efforts to im-
plement these procedures would indicate that researchers may
wish to employ these techniques in contexts where sampling
remains problematic, and research rapport with the local com-
munity remains of paramount importance. We look forward to
further evaluations when this does take place.
Acknowledgements
This project was supported by a grant from the US National
Science Foundation, Office of Polar Programs, Division of
Arctic Social Sciences, GR ARC 0908155, with the approval of
the Nunatsiavut Research Committee. All of the material con-
tained here was obtained with the informed consent of all par-
ticipants. The analysis of the data and all conclusions and rec-
ommendations are the responsibility of the Principal Investiga-
tor/Lead Author and do not represent the opinions of either the
US National Science Foundation, The Nunatsiavut Government,
the Nunatsiavut Research Committee, or the City University of
New York. Special thanks are due to Fran Williams, Jane
Dicker, Toby Pijogge and Eva Lampe in Nain. Supporting
modeling work was performed at the Social Network Research
Group labs at John Jay College, www.snrg-nyc.org.
REFERENCES
Ben-Dor, S. (1977). Inuit-settler relations in Makkovik, 1962. In R.
Paine (Ed.), The white arctic: Anthropological essays on tutelage
and ethnicity (pp. 306-325). St. Johns: Memorial University of
Newfoundland.
Bernier, R. (1997). The dimensions of wage inequality among aborigi-
nal peoples. Business and Labour M a rk et Analysis, 109. Ottawa.
Brantenberg, T. (1977a). Ethnic values and ethnic recruitment in Nain.
In R. Paine (Ed.), The white arctic: Anthropological essays on tute-
lage and ethnicity (pp. 326-343). St. Johns: Memorial University of
Newfoundland.
Brantenberg, T. (1977b). Ethnic commitments and local government in
Nain, 1969-76. In R. Paine (Ed.), The White Arctic: Anthropological
essays on tutelage and ethnicity (pp. 376-410). St. Johns: Memorial
University of Newfoundland.
Dombrowski, K. (2002). The praxis of indigenism. American Anthro-
pologist, 104, 1062-1073. doi:10.1525/aa.2002.104.4.1062
8Bernier (1997), and more recently Maxim, Beavon, and Whitehead (2001)
discuss income differentials rather than class in their analyses of aboriginal
stratification. The latter defend studying income differentials within abo-
riginal groups (in addition to the much more commonly studied effects o
f
income inequality between aboriginal groups and neighboring Euro-Cana-
dians) because a high income differential within a group (or “polarization”,
see Bernier, 1997: p. 4; Maxim et al., 2001: p. 476) is often associated with
high mortality statistics. Along these lines, Berneir notes that income differ-
entials between the income of the highest earning 20% and lowest earning
20% of the aboriginal population in Canada were highest among the Inuit
(1997: pp. 13-14). He notes, however that this comparison also showed that
the lowest earners among the Inuit work substantially fewer hours a year
than other Inuit. The reasons for this difference, however, are not pursued.
Marybelle Mitchell (1996) is one of the few authors to attempt a class analy-
sis among Canadian Inuit, though Prattis and Chartrand (1990) earlier com-
pared the Inuit situation (amid resource development) to the sort of
p
ower
differentials that arise under colonial regimes. Dombrowski (2002, 2007) has
sought to raise such issue in the context of post-land claims indigenous
p
olitics in the North more generally, but in contrast with both Mitchell, and
Prattis and Chartrand, argues that the wider class dynamics of the surround-
ing Euro-American society must be taken into account to understand local
class dynamics.
Dombrowski, K. (2007). Lifestyle and livelihood: Culture politics and
Alaska native subsistence. Anthropologica: The Journal of the Ca-
nadian Anthropology S o ci e ty , 49, 211-230.
Dombrowski, K., Khan, B., Moses, J., Channell, E., & Curtis, R. (2012)
The Nain networks project. A Research Brief to the Nunatsiavut Re-
search Committee.
http://snrg-nyc.org/wp-content/uploads/2012/08/Nain_Brief_final.pdf
Dombrowski, K., Khan, B., Moses, J., Channell, E., & Curtis, R.
(Forthcoming). Sampling social divisions in a rural Inuit Community.
Identities.
Gile, K. J., & Handcock, M. S. (2010). Respondent-driven sampling:
An assessment of current methodology. Sociological Methodology,
40, 285-327. doi:10.1111/j.1467-9531.2010.01223.x
Goel, S., & Salganik, M. J. (2009). Respondent-driven sampling as
Markov chain Monte Carlo. Statistics in Medicine, 28, 2202-2229.
doi:10.1002/sim.3613
Goel, S., & Salganik, M. J. (2010). Assessing respondent-driven sam-
pling. Proceedings of the National Academy of Sciences, 107, 6743-
6747. doi:10.1073/pnas.1000261107
Heckathorn, D. (1997). Respondent-driven sampling: A new approach
Copyright © 2013 SciRes.
8
K. DOMBROWSKI ET AL.
Copyright © 2013 SciRes. 9
to the study of hidden populations. Social Problems, 44, 174-199.
doi:10.2307/3096941
Heckathorn, D. (2002a). Respondent-driven sampling II: Deriving valid
population estimates from chain-referral samples of hidden popula-
tions. Social Problems , 39, 11-34. doi:10.1525/sp.2002.49.1.11
Heckathorn, D. (2002b). Development of a theory of collective action:
From the emergence of norms to AIDS prevention and the analysis
of social structure. In J. Berger, & M. Zelditch (Eds.), New directions
in sociological theory: Growth of contemporary theories. New York:
Rowman and Littlefield.
Heckathorn, D. (2007). Extensions of respondent-driven sampling:
Analyzing continuous variables and controlling for differential re-
cruitment. Sociological Methodol ogy, 37, 151-208.
doi:10.1111/j.1467-9531.2007.00188.x
Heckathorn, D., & Jeffri, J. (2001). Finding the beat: Using respon-
dent-driven sampling to study jazz musicians. Poetics, 28, 307-329.
doi:10.1016/S0304-422X(01)80006-1
Heckathorn, D., Salaam S., Broadhead, R. S., & Hughes, J. J. (2002).
Extensions of respondent-driven sampling: A new approach to the
study of injection drug users aged 18-25. AIDS and Behavior, 13,
55-67. doi:10.1023/A:1014528612685
Hicks, J. (2004). On the application of theories of “internal colonial-
ism” to Inuit societies. Annual Conference of the Canadian Political
Science Association, Winnipeg, 3-5 June 2004.
Kennedy, J. C. (1977). Local government and ethnic boundaries in
Makkovik, 1972. In R. Paine (Ed.), The White Arctic: Anthropologi-
cal essays on tutelage and ethnicity (pp. 359-375). St. Johns: Memo-
rial University of Newfoundland.
Kennedy, J. C. (1982). Holding the line: Ethnic boundaries in a north-
ern labrador community. Social and Economic Studies, 27. St. John’s:
Memorial University Institute of Social and Economic Research.
Maxim, P. S., Beavon, D., & Whitehead, P. C. (2001). Dispersion and
polarization of income among aboriginal and non-aboriginal Cana-
dians. Canadian Review of Sociology, 389, 465-476.
Prattis, J. I., & Chartrand, J.-P. (1990). The cultural division of labour
in the Canadian north. The Canadian Review of Sociology and An-
thropology, 27, 49-73. doi:10.1111/j.1755-618X.1990.tb00444.x
RDSAT 6.0.1 (2007). http://www.respondentdrivensampling.org/
Salganik, M. J., & Heckathorn, D. (2004). Sampling and estimation in
hidden populations using respondent-driven sampling. Sociological
Methodology, 35, 193-238. doi:10.1111/j.0081-1750.2004.00152.x
Salganik, M. J. (2006). Confidence intervals, design effects, and sample
size calculation for respondent-driven sampling. Journal of Urban
Health, 83, 98-11. doi:10.1007/s11524-006-9106-x
Semaan, S., Jennifer, L., & Liebman, J. (2002). Street and network
sampling in evaluation studies of HIV risk-reduction interventions.
AIDS Review, 4, 213-223.
Statistics Canada (2006).
http://www.statcan.gc.ca/pub/81-595-m/81-595-m2009078-eng.htm
Tanner, A., & Henderson, S. (1992). Aboriginal land claims in the
Atlantic provinces. In Coates, K. (Ed.), Aboriginal land claims in
Canada (pp. 131-165). Toronto: Copp Clark Pitman Ltd.
Wejnert, C., Heckathorn, D., Ramirez-Valles, J., & Diaz, R. M. (2010).
The dual homophily model: Disentangling the effects of affiliation
preference and differential degree on homophily. Annual Meeting of
the American Sociological Association Annual Meeting, Sheraton
Boston and the Boston Marriott Copley Place, Boston, 30 May 2011.
http://www.allacademic.com/meta/p241120_index.html
Wejnert, C. (2010). Social network analysis with respondent-driven
sampling data: A study of racial integration on campus. Social Net-
works, 32, 112-124. doi:10.1016/j.socnet.2009.09.002