Snow Water Equivalent Estimation for a Snow-Covered Prairie Grass Field by GPS Interferometric Reflectometry

Abstract

The amount of water stored in snowpack is the single most important measurement for the management of water supply and flood control systems. The available water content in snow is called the snow water equivalent (SWE). The product of snow density and depth provides an estimate of SWE. In this paper, snow depth and density are estimated by a nonlinear least squares fitting algorithm. The inputs to this algorithm are global positioning system (GPS) signals and a simple GPS interferometric reflectometry (GPS-IR) model. The elevation angles of interest at the GPS receiving antenna are between 50 and 300. A snow-covered prairie grass field experiment shows potential for inferring snow water equivalent using GPS-IR. For this case study, the average inferred snow depth (17.9 cm) is within the in situ measurement range (17.6 cm ± 1.5 cm). However, the average inferred snow density (0.13 g.cm-3) overestimates the in situ measurements (0.08 g.cm-3 ± 0.02 g.cm-3). Consequently, the average inferred SWE (2.33 g.cm-2) also overestimates the in situ calculations (1.38 g.cm-2 ± 0.36 g.cm-2).

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M. Jacobson, "Snow Water Equivalent Estimation for a Snow-Covered Prairie Grass Field by GPS Interferometric Reflectometry," Positioning, Vol. 3 No. 3, 2012, pp. 31-41. doi: 10.4236/pos.2012.33005.

1. Introduction

Snow water equivalent (SWE) measurements are necessary for the management of water supply and flood control systems in seasonal snow-covered regions. SWE represents the amount of water stored in snow. For example, in the United States, the Department of Agriculture (USDA), Natural Resources Conservation Service (NRCS), National Water and Climate Center (NWCC) operates and manages the Snowpack Telemetry (SNOTEL) system [1-3]. This system has provided critical high elevation climate information from the major water yield areas of the mountainous West for approximately 30 years. Two of SNOTEL’s measurements are snow depth and SWE. Snow depth is measured by a sonic sensor, while SWE is measured by a snow pillow device and a pressure transducer. Currently, this network operates 730 remote sites in the Western United Sates including Alaska. SWE can also be estimated by the product of snow depth and density. Although this method has a higher temporal resolution, it misses critical spatial variability because of its limited spatial footprints. In order to increase the spatial coverage of snow properties in these regions, remote sensing instruments on ground-based, airborne and space platforms are being used to supplement the SNOTEL sites [4].

Snow is also important in agriculture for the northern Great Plains in the United States and the Canadian Prairies. For example, during the winter season, snow cover protects these crops from extreme cold temperatures. In addition, snow provides moisture for these crops when the snow melts into the soil [5-8]. Improved winter-time snow measurements, such as SWE, would help resource managers to improve water use efficiencies in these areas. In particular, the spatial nature of remote sensing data, such as SWE, would give watershed researchers a new tool to use in scaling and in extrapolating point measurements to represent areas. Currently, most hydrologic data are from point measurements. Remote sensing offers entirely new measurements, such as surface soil moisture, snow water content, and surface temperature, which have not been traditionally available to hydrologists [9-13]. The USDA NRCS is dedicated in supporting Western US water managers in developing new techniques and products to improve water use efficiencies wherever possible.

It was recently stated that the number of global positioning system (GPS) applications will be limited only by one’s imagination [14]. This is becoming reality since the refracted, reflected and scattered signals of global navigation satellite systems (GNSS) have been successfully used to remotely sense the Earth’s surface and atmosphere [15]. For example, it has been reported that reflected GPS signals can provide useful information about the landsurface composition such as snow depth, lake ice thickness, soil moisture, ground electrical characteristics, or sea ice conditions [4,14-41]. From recent snow depth studies [17], this promising new technique has been given the name GPS Interferometric Reflectometry (GPS-IR). This method is basically an L-band ground-based interferometer. Its basic mechanism is the interference between the direct (line-of-sight) signal and the multipath signals, reflected from near-ground surfaces such as snow, bare soil, etc. Recently, it was shown by Jacobson [18] that it may be possible to estimate SWE by GPS-IR. Larson et al. [4,17] will explore estimating SWE by GPS-IR in future research. This paper outlines a technique for estimating both dry snow depth and density (and therefore SWE) for a snow-covered prairie grass field. In situ snow depth and density measurements are compared with the inferred GPS-IR results. This is the first attempt, to the author’s knowledge, to retrieve snow density and SWE by GPS-IR above frozen soil.

2. Model

A simple model depicting a frozen soil surface covered by a prairie grass layer and a snow layer, as described by Jacobson [20], is used as the fitting function in a quasiNewton algorithm (QNA) [42]. This algorithm is used to minimize the error between theory and measurement in aleast-squares sense. This model includes a vertically mounted hemispherical directional antenna with no sidelobes, flat snow and prairie grass layers of infinite extent above frozen soil, and uniform plane waves with a monochromatic frequency. Figure 1 illustrates the total field received by the GPS antenna. The total field is the sum of the direct and specularly reflected signals. Reflected signals arrive at GPS receivers either coherently or incoherently depending on the roughness of the surface. Coherently reflected signals are caused by smooth surfaces and are called specularly-reflected signals. Most of the reflected signal occurs within the first Fresnel zone about the specular point. In contrast, incoherent reflected signals are caused by rough surfaces and are called diffusely scattered signals.

A vertically-mounted antenna, with the maximum of the main lobe in the horizontal direction (elevation angle of 0˚), is chosen to provide equal antenna gain from the directions of the direct and reflected GPS signals. The active Trimble antenna (50.5 mm × 42.0 mm × 13.8 mm) consists of a microstrip patch antenna, a preamplifier, a radome and a ground plane. The calculation of the total field is simplified with equal antenna gains for the direct and reflected signals. With a vertically-mounted antenna, the received GPS signal strength increases with decreasing elevation angle because the actual antenna gain pattern increases with decreasing elevation angle. In fact,

Figure 1. Geometry of the total GPS L1 signal at the receiving antenna with a height h above a frozen soil surface. The snow layer, prairie grass layer and soil penetration depth have thicknesses of t1, t2 and t3, respectively. The elevation angle is given by θ.

the measured half-power beamwidth of the antenna is approximately 120˚. In addition, the antenna gain decreases by approximately 10 dB at 90˚ away from the maximum of the main lobe. These low elevation angles provide the greatest effect on the reflected signals because the electrical path length of the GPS signal in the snow increases as the elevation angle decreases. As a practical matter, snow or ice accumulation on top of a vertically-mounted antenna will be less than a horizontally-mounted antenna (maximum of the main lobe in the zenith direction) because there is less antenna surface area exposed to the zenith direction. The disadvantage of a vertically-mounted antenna is that ground-based operational GPS antennas are always pointed to zenith (i.e., antenna is horizontally-mounted). Zenith-pointing antennas maximize the number of viewable GPS satellites and also minimize multipath effects. This paper however uses a vertically-mounted antenna for the reasons given above. Therefore, the relative received power at the right-hand circularly polarized antenna [43] is

(1)

where rh is the field reflection at horizontal polarization; rv is the field reflection at vertical polarization;

is the phase shift difference in physical path length between the direct and reflected paths [44]; is the definition of i; h is the height of antenna above the frozen soil surface (m); t1 is the snow layer thickness (m); t2 is the effective prairie grass layer thickness (m); t3 is the frozen soil penetration depth (m), i.e., the effective reflector depth; is the elevation angle (degrees); m/s is the speed of light in a vacuum; GHz is the GPS L1 frequency; and m is the GPS L1 free-space wavelength.

We compute rh and rv by using a transmission line equivalent circuit [45]. The material identifier, j, has the following values in this model: 1 for the snow layer, 2 for the prairie grass layer, and 3 for the frozen soil. The field reflection is

(2)

where

(3)

(4)

(5)

(6)

(7)

where is the relative complex permittivity of the material, and tj is the material layer thickness (m). The relative complex permittivity value of dry snow () is computed from Tiuri’s microwave dry snow model [46]

(8)

where

(9)

(10)

Where is the relative density of dry snow in g·cm−3; and T is the temperature of snow in degrees C. Crested wheatgrass is the prairie grass type that is used in this model. The relative complex permittivity value of crested wheatgrass () at the L1 frequency is approximated from the real part of the 50 MHz data given in [47,48]

(11)

This is the only available permittivity data for crested wheatgrass. It is assumed that this value is approximately the same at the GPS L1 frequency. The imaginary part of is neglected because of the small amount of moisture content in crested wheatgrass for the environmental conditions in the experiment. An effective homogeneous layer of crested wheatgrass, with a permittivity value () of 1.5, is used in this model. The thickness of this layer approximates the crested wheatgrass-air mixture. This effective layer is used as the simplest model for the prairie grass. In radar and radiometric remote sensing applications aimed to account for vegetation, such models of grass and vegetation, in general, are not rare [49,50]. A photograph of the crested wheatgrass field is shown in Figure 2. This photograph was taken on December 19, 2011, one month before the experiment. The prairie grass layer thickness for this experiment is selected as

(12)

This effective prairie grass thickness provides a reasonable fit between theory and measurement as shown in the next section. This effective grass thickness (t2) agrees well with the actual grass thickness. In particular, the majority of the measured prairie layer thicknesses varied from 0 cm (bare soil) to approximately 15 cm. However, there is a sparse distribution of 30 - 75 cm high stalks of prairie grass which protrude above the snow layer.

The relative complex permittivity value of frozen soil () at the L1 frequency is approximated from the real part of the 1.3 GHz data for Field 1 [51].

Figure 2. Crested wheatgrass field at the measurement site. This photograph was taken on December 19, 2011, one month before the experiment.

(13)

The characteristics of Field 1 are shown in Table 1. The soil characteristics at the experimental site are assumed to be similar to this. The imaginary part of is neglected because of the small amount of moisture content in frozen soil for the environmental conditions in the experiment. The soil permittivity profile is modeled as a constant, the simplest approximation for the soil. This permittivity value is important in providing a reasonable fit between theory and measurement as shown in the next section.

The frozen soil penetration depth is selected as [17,21, 23]

(14)

The height of the antenna above the frozen soil surface was measured in the experiment at

(15)

The above fixed input parameters of the model are listed in Table 2.

3. SWE Estimation

The measured data from a snow-covered prairie grass field are fitted with (1) in a QNA [42]. Figure 3 is a photograph of the snow-covered prairie grass field used in this experiment. The antenna’s main beam center was located at an azimuth angle of 110˚. The site was located in terrain that minimized blockage and shadowing. Figure 4 is a close up photograph of the snow and crested wheatgrass layers. Signal power levels in both measurements and simulation have been normalized. Power levels were directly recorded in decibels (dB) from the GPS receiver every 0.5 seconds to a laptop computer.

The site was located 13 km west of Billings, MT. The measurements were performed on January 20, 2012 with partly cloudy skies between 20:33 and 21:38 GPS time for satellite PRN 15 and between 22:20 and 23:30 GPS time for satellite PRN 18. These satellites were chosen among the available GPS satellites of the constellation because they had the best positions for maximizing specular

Table 1. Soil characteristics of Field 1 as given in [51].

Table 2. Fixed input parameters for the model.

Figure 3. Snow-covered crested wheatgrass field. The antenna is mounted vertically on the tripod with h = 71.5 cm. This photograph was taken on January 20, 2012.

Figure 4. Close up view of the snow and crested wheatgrass layers.

reflections from the snow-covered prairie grass field. The azimuth angles were at approximately 51˚ for PRN 15 for this 1.1-hour measurement. On the other hand, the azimuth angles increased from 80˚ to 100˚ for PRN 18 for this 1.2-hour measurement. Fresh snow was deposited on the prairie grass field from a two-day storm that occurred from January 18-19, 2012. The snow storm was preceded by cold air temperatures of approximately –20˚ C. This produced very low snow density values [17,51].

Snow depths (t1) were measured with a metal ruler. Snow density (ρd) measurements required the following tools: 1) a 60 cm long Polyvinyl chloride (PVC) tube with a 7.6 cm inside diameter, one end of this tube was beveled to enhance the cutting affect through the snow; 2) a 5-cm-thick circular Styrofoam with a 25 cm diameter; 3) a portable digital scale with a resolution of 0.1 g; 4) a 4 L plastic zip-lock bag; and 5) a rigid sheet of cardboard. Snow density measurements were accomplished using the following method: 1) the beveled end of the PVC tube was pushed down over the snow until it was in contact with a solid surface; 2) the cardboard was slid over the beveled PVC tube end; 3) the snow in the tube was emptied into the plastic bag; 4) the snow-filled plastic bag was placed on top of the Styrofoam disk, which was on top of the digital scale; 5) the weight of the combined snow-filled plastic bag and Styrofoam disk was recorded; 6) the weight of the snow (WS1) was found by subtracting the weight of the plastic bag and Styrofoam disk from the combined weight in (4); 7) the volume of snow is calculated using the volume of a cylinder with a radius equal to 3.8 cm; and 8) the density of snow is calculated by the following

(16)

Eleven pairs of snow depth and density measurements and their respective locations are shown in Table 3; the calculated SWE values are also shown. The antenna location is assigned the origin value of (0, 0) in (m), the azimuth angle of 110˚ is assigned the positive y-axis, and the azimuth angle of 200˚ is assigned the positive x-axis. As shown in Table 3, the measured snow depth and density are approximately 17.6 cm ± 1.5 cm and 0.08 g·cm–3 ± 0.02 g·cm-3, respectively; the calculated SWE is approximately 1.38 g·cm–3 ± 0.36 g·cm–3. As shown in Figure 3, there are some snow depths greater than those listed in Table 3. These are caused by the snow accumulating in the long stocks of crested wheatgrass. These are not included in the snow measurements because they constitute a small percentage of the overall viewing area of the antenna beam. The average snow temperatures for the PRN 15 and 18 tracks were –9.5 ˚C and –5.8 ˚C, respectively. For this paper, the elevation angles were restricted to be between 5˚ and 30˚ in order to maximize the multipath effects from the snow layer. This occurs because the electrical path length of the GPS signal through the snow increases as the elevation angle decreases. This elevation range is similar to that chosen by [4,16-18,23]. For this elevation angle range, there are 7292 data points for PRN 15 and 8097 data points for PRN 18. Satellite PRN 15 had fewer data points because the GPS receiver stopped receiving data between elevation angles of 19.2˚ - 18.1˚. Fortunately, this missing GPS data did not seriously affect this study.

The antenna was mounted on a tripod above the frozen soil surface at a height (h) of approximately 71.5 cm. This translates to an antenna height of approximately 48.6 cm above the air-snow interface. Since this is just several wavelengths away from the ground reflector, the area that contributes into reflection might be somewhat larger. Although the geometric optics approximation may be marginal for this situation, we use it as a first-order estimate. Further studies will assess the accuracy of this method. With this in mind, we use the far field (Fraunhofer diffraction), first Fresnel zone dimensions for estimating the effectiveness of the snow-covered prairie grass field dimensions. With an antenna height of 48.6 cm above the snow layer and an elevation angle of 5˚, the first Fresnel zone [44] is calculated to have a major axis length of approximately 36 m and a minor axis length of approximately 3 m. The size of this ellipse is largest here at 5˚ and becomes smaller and closer to the antenna as the satellite rises. For example, the entire first Fresnel zone is only a few meters from the antenna when the elevation angle is at 30˚. The snow-covered prairie grass field is a topographical flat and nearly horizontal site (tilt < 1˚) for approximately 60 m in the direction of the antenna’s main beam (major axis) and also for approximately 100 m in the direction perpendicular (minor axis) to the antenna’s main beam. Therefore, the first Fresnel zone lies entirely on the fairly level, snow-covered prairie grass field.

In order to utilize a QNA [42] efficiently in finding estimates of snow depth and density, we use the following logarithmic normalization

(17)

where P is given in (1) and Norm is the normalization constant that minimizes the difference, in a least squares sense, between theory and measurement. In this case study, the initial guess value of Norm is set to 2.5 in the QNA for each paired combination of snow depth and density. The resulting Norm value produced by the QNA for each

Table 3. Eleven pairs of snow depth (t1) and snow density (ρd) measurements, along with the calculated SWE values. The antenna location assigned the origin value of (0, 0) of (m). The azimuth angle of 110˚ is assigned to be the positive y-axis, and the azimuth angle of 200˚ is assigned to be the positive x-axis. The measured snow depth and density ranges are 17.6 cm ± 1.5 cm and 0.08 g·cm–3 ± 0.02 g·cm–3, respectively. The calculated SWE range is approximately 1.38 g·cm–2 ± 0.36 g·cm–2.

paired combination is between 2.0 - 2.6. Each final Norm value minimizes the errors in the constraints [52]. Essentially, the Norm value vertically shifts the theoretical curve to match the measurement data in a least squares sense.

The normalization constant, Norm, is used as the input to the fitting function PdB in a QNA. A snow depth range of approximately 10 - 26 cm and a snow density range of 0.06 - 0.22 g·cm–3 are chosen to bracket the critical values. For PRN 15, we input 135 different paired combinations of snow depth and density, where 99 different paired combinations (73%) of the snow depth values are located between 17.2 - 19.6 cm. For PRN 18, we input 129 different paired combinations of snow depth and density, where 99 different paired combinations (77%) of the snow depth values are located between 16.2 - 18.8 cm.

Each pair of snow depth and density value is used as an input to a QNA. The output of a QNA produces a standard error (SE) by performing a nonlinear least squares fit between theory and measurement. The process for calculating the SE for each output pair of QNA is given by the following expression

(18)

where y is the measured power value in dB, PdB is the normalized fitting function in dB, θ is the elevation angle in degrees, n is the number of data points (7292 for PRN 15 and 8097 for PRN 18), and min is the abbreviation for minimize.

This procedure is performed for all 135 paired combinations for PRN 15, and all 129 paired combinations for PRN 18. The best estimates of snow depth and density are determined by which QNA output produces the smallest SE. The results for PRN 15, 18, and average (AVG) values along with the direct in situ measurements, are shown in Table 4. This table shows that inferred snow depth values are within the measured snow depth range. However, the inferred snow density values are higher than the measured snow density range. Table 5 shows percentage difference between the GPS-IR method and the average values of the direct in situ measurements.

Figure 5 shows two-dimensional contour plots of the QNA output values produced by the 135 input pairs for PRN 15. A snow depth of 18.3 cm and a snow density of 0.12 g·cm–3 produces the smallest SE of 0.64146 dB; the resulting SWE = 2.2 g·cm–2 = 22.0 kg·m–2. Figure 6 shows two-dimensional contour plots of the QNA output values produced by the 129 input pairs for PRN 18. A snow depth of 17.5 cm and a snow density of 0.14 g·cm–3 produces the smallest SE of 0.79821 dB; the resulting SWE = 2.45 g·cm–2 = 24.5 kg·m–2. The average values for these results produce a snow depth of 17.9 cm and a

Table 4. Inferred and measured values of snow depth, snow density, SWE. The corresponding SE values for the inferred method are also shown.

Table 5. Percentage difference between the GPS-IR method and the average values of the direct in situ measurements.

snow density of 0.13 g·cm–3 which produces a SE of 0.71984 dB; the resulting SWE = 2.33 g·cm–2 = 23.3 kg·m–2.

The average inferred snow depth (17.9 cm) is within the in situ measurement range (17.6 cm ± 1.5 cm). This snow depth comparison shows that the simple model predicts the snow depth very well. However, the average inferred snow density (0.13 g·cm–3) overestimates the in situ measurements (0.08 g·cm–3 ± 0.02 g·cm–3). In particular, the average inferred snow density is greater than the average in situ measurement by approximately 60%. Consequently, the average inferred SWE (2.33 g·cm–2) overestimates the in situ calculations (1.38 g·cm–2 ± 0.36 g·cm–2).

The overestimated inferred snow density values, compared to the in situ measurements, are primarily a result of the deficiencies of the simple model. In particular, there are two simplifications which are crucial to this discrepancy. First, although the approximation of snow and soil by planar homogenous layers with an effective dielectric permittivity is justified, the approximation of prairie grass by a similar homogeneous planar layer with an effective dielectric permittivity is very questionable. The second simplification is the use of the far field, Fraunhofer approximation for the reflected signals. Since the receiving antenna is close to the ground (a few wavelengths), the approximation starts producing a significant error for the parameters of the reflected signals. Actually, the main contribution of the reflected power comes from a spot on the ground which is located somewhere between the center

(a)(b)

Figure 5. (a) Two-dimensional contour plot of snow depth (t1) and snow density (ρd) for PRN 15 with contour values of standard error (SE) of the QNA output values produced by the 135 input pair combinations of snow depth and density using a quasi-Newton algorithm (QNA). The purple region shows the smallest SE; (b) Expanded view of (a) for output snow depths between 17.2 - 19.6 cm, using 99 input pair combinations. The purple region shows the smallest SE.

(a)(b)

Figure 6. (a) Two-dimensional contour plot of snow depth (t1) and snow density (ρd) for PRN 18 with contour values of standard error (SE) of the QNA output values produced by the 129 input pair combinations of snow depth and density using a quasi-Newton algorithm (QNA). The purple region shows the smallest SE. (b) Expanded view of (a) for output snow depths between 16.2 - 18.8 cm, using 99 input pair combinations. The dark blue region shows the smallest SE.

of the first Fresnel zone and the antenna bottom rather than from the center of the first Fresnel zone predicted by the far field approximation [44]. Also, the phase delays for reflected waves might be somewhat different from those predicted by the far field approximation. The latter can affect the phase and the frequency of the interference pattern. Another factor which can be important for this technique is the actual power radiation pattern, including all the side lobes of the receiving antenna. Also, the phase radiation pattern (the antenna phase center) can play some role in forming the interference pattern. In addition to the above two simplifications, measurement errors also contribute to the differences between the inferred snow density values and the in situ measurements.

These results are a warning against using the direct physical modeling with this simple model for accurate retrievals of snow density and SWE from GPS-IR. However, it is encouraging to see that the average inferred snow density overestimates the in situ measurement by no more than approximately 60%. This suggests that there is potential for estimating snow density and SWE using GPS-IR provided the theory incorporates a realistic model of the prairie grass field and includes the near field effects of the reflected signals.

Figure 7 shows the PRN 15 measurement and theoretical results for a 5.3-cm-thick crested wheatgrass layer covered by an 18.3-cm-thick snow layer with a snow density of 0.12 g·cm–3. Therefore, the calculated SWE is 2.22 g·cm–2. A snow permittivity (ε1) of 1.24 – i1.26 × 10–4 is used in the model. The relative permittivity values for the crested wheatgrass and frozen soil are approximated by 1.5 and 4.4, respectively. The soil penetration depth is fixed at 5.0 cm. Figure 8 shows the PRN 18 measurement and theoretical results for a 5.3-cm-thick crested wheatgrass layer covered by 17.5-cm-thick snow layer with a snow density of 0.14 g·cm–3. Therefore, the calculated SWE is 2.45 g·cm–2. A snow permittivity (ε1) of 1.28 – i0.924 × 10–4 is used in the model. The other model values remain the same. The in situ snow depth and density measurements are 17.6 cm and 0.08 g·cm–3, respectively. The results shown here provide evidence that estimates of snow depth and density (and therefore SWE) may be possible using GPS-IR.

Conflicts of Interest

The authors declare no conflicts of interest.

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